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A Rogue Planet Helps to Populate the Distant Kuiper Belt

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Published 2022 October 21 © 2022. The Author(s). Published by the American Astronomical Society.
, , Citation Yukun Huang et al 2022 ApJL 938 L23 DOI 10.3847/2041-8213/ac9480

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Abstract

The orbital distribution of trans-Neptunian objects (TNOs) in the distant Kuiper Belt (with semimajor axes beyond the 2:1 resonance, roughly a = 50–100 au) provides constraints on the dynamical history of the outer solar system. Recent studies show two striking features of this region: (1) a very large population of objects in distant mean-motion resonances with Neptune, and (2) the existence of a substantial detached population (nonresonant objects largely decoupled from Neptune). Neptune migration models are able to implant some resonant and detached objects during the planet migration era, but many fail to match a variety of aspects of the orbital distribution. In this work, we report simulations carried out using an improved version of the GPU-based code GLISSE, following 100,000 test particles per simulation in parallel while handling their planetary close encounters. We demonstrate for the first time that a 2 Earth-mass rogue planet temporarily present during planet formation can abundantly populate both the distant resonances and the detached populations, surprisingly even without planetary migration. We show how weak encounters with the rogue planet greatly increase the efficiency of filling the resonances, while also dislodging TNOs out of resonance once they reach high perihelia. The rogue's secular gravitational influence simultaneously generates numerous detached objects observed at all semimajor axes. These results suggest that the early presence of additional planet(s) reproduces the observed TNO orbital structure in the distant Kuiper Belt.

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1. Introduction

The heavily studied main Kuiper Belt has semimajor axes smaller than the 2:1 resonance at 48 au (often taken to be the outer boundary of the classical belt). Beyond the 2:1, the trans-Neptunian region seems not as abundantly populated and is dominated by large-eccentricity (e) trans-Neptunian objects (TNOs) in the scattering (Trujillo et al. 2000; Lawler et al. 2018b), resonant (Gladman et al. 2012; Crompvoets et al. 2022), and detached (Gladman et al. 2008) populations. This apparent drop in TNO number is partly due to the observational bias that penalizes orbits with large-a, large-perihelia (q), and large-inclinations (i). Deriving the intrinsic TNO orbital distribution at large semimajor axis requires well-characterized surveys that properly handle observation bias. Modern surveys like CFEPS (Petit et al. 2011), OSSOS (Bannister et al. 2018), and Dark Energy Survey (DES; Bernardinelli et al. 2022) all show evidence for an abundant population of a = 50–100 au TNOs (referred to as "the distant belt" here).

Studies that accounted for this bias (Gladman et al. 2012; Pike et al. 2015; Volk et al. 2018) all concluded that the distant resonances are heavily populated. The distant n:1 resonances are particularly crowded, with populations comparable to the closer 3:2 (Crompvoets et al. 2022). Similar estimates indicate that the detached region hosts at least as many TNOs as the hot classical belt (Petit et al. 2011; Beaudoin et al. 2022). All evidence points to an abundantly populated distant Kuiper Belt whose inventory should be greatly improved by LSST ( Collaboration et al. 2009).

Neptune migration models have been proposed to create the distant resonant and detached populations. Hahn & Malhotra (2005) simulated Neptune's smooth outward migration into both dynamically cold and heated disks; neither case populates the distant resonances as much as the 3:2 and 2:1. Gomes et al. (2008) realized detached objects can be created during Neptune's migration via Kozai q lifting. Grainy Neptune migrations, in which Neptune's a jumps due to planet encounters (Kaib & Sheppard 2016; Nesvorný et al. 2016), are also able to capture some scattering particles into the distant resonances. Pike & Lawler (2017) bias a Nice model simulation from Brasser & Morbidelli (2013; where Neptune undergoes a high-e phase during outward migration) using the OSSOS survey simulator and conclude that this model does not produce large-enough populations for many distant resonances. Crompvoets et al. (2022) suggest that their recent resonant-population estimates disfavor all migration models, as they underpopulate the n:1 and n:2 resonances; instead an underlying sticking of scattering TNOs to the resonances is preferred, although the efficiency is too low (Yu et al. 2018).

Perhaps effects other than migration are important. Passing stars, even in very dense initial stellar birth cluster environment, are ineffective perturbers inside 200 au (Brasser & Schwamb 2015; Batygin et al. 2020). One way to create high-q TNOs is via the presence of additional mass(es), whose secular gravitational effect elevates objects from the scattering into the detached population. The initial creation and scattering of now-gone planetary-scale objects in the outer solar system is reasonable (e.g., Stern 1991; Chiang et al. 2005; Silsbee & Tremaine 2018; Gladman & Volk 2021). Gladman et al. (2002) postulated that additional planetary-mass bodies could account for large-q detached objects like 2000 CR105. This evolved into the "Rogue Planet" hypothesis (Gladman & Chan 2006) in which an Earth-scale Neptune-crossing rogue planet (initially starting on a low eccentricity orbit) temporarily present in the early solar system creates detached TNOs, even as far out as Sedna; they showed that the perihelion-lifting effect is dominated by the single most-massive object, which shares the typical 100 Myr dynamical lifetime of Neptune-scattering bodies. Lykawka & Mukai (2008) also proposed a resident trans-Plutonian planet (with a = 100–175 au, q > 80 au, and 0.3–0.7 M) to sculpt the Kuiper Belt and generate a substantial population of detached TNOs.

In the context of solar system studies, "rogue planets" refers to planets born in our solar system that are scattered away from their formation location and could have left behind orbital structures caused by their temporary presence. We point out that the same terminology is sometimes also applied to interstellar free-floating planets.

In light of the additional high-q TNO discoveries in the last 15 yr, we revisit the rogue planet hypothesis. We show that a rogue planet temporarily present on an eccentric orbit sufficiently populates both the resonant and detached populations in the a = 50–100 au Kuiper Belt, even without any planetary migration.

2. Dynamics from the Four Giant Planets

To quantify the dynamical effects in the distant Kuiper Belt induced by the four giant planets alone, we show a reference simulation with a synthetic young scattering disk. 100,000 test particles, starting from a = 50 au, were placed following a ${dN}/{da}\propto {a}^{-2.5}$ distribution. 3 A uniform q0 = 33–37 au distribution was used to cover the current values of scattering objects, but will allow us to post facto explore the early scattering disk's parameters integration by weighting the q0 values (Section 4). The initial inclination distribution follows $\sin i$ times a Gaussian of 15° width, the same distribution as the hot main Kuiper Belt objects (Brown 2001; Petit et al. 2011). All phase angles (Ω, ω, and M) are random and orbital elements are always converted to the J2000 barycentric frame.

We integrated for 100 Myr, with four giant planets on their current orbits, using a regularized version of Glisse (Zhang & Gladman 2022). This modified integrator Glisser can propagate ∼105 test particles on a Graphics Processing Unit (GPU), while resolving close encounters with planets on multiple Central Processing Unit (CPU) cores using many Swift subroutine calls (Levison & Duncan 1994). We have verified this integrator in several common test problems, confirming it correctly handles the resonant dynamics, secular dynamics, and scattering dynamics. Glisser provides final orbital distributions statistically identical to those simulated by other standard orbital integrators like Mercury (Chambers 1999) and Swift (Levison & Duncan 1994).

The 100 Myr snapshot for the reference simulation's animation is shown in Figure 1. We limit our comparisons to a = 50–100 au because this region has a meaningful density of known q > 38 au resonant and detached objects, making a comparison feasible. With four giant planets, two dynamical processes dominate the scattering disk. At q < 38 au, TNOs are steadily scattered due to their proximity at perihelion passages to Neptune's orbit; this produces horizontal movement (denoted by red particles and arrows in Figure 1 for a few examples) on the (a, q) plot as scattering TNOs random walk in a while approximately preserving q. At larger perihelia, where weaker Neptunian encounters less effectively change the TNO's orbital elements, the dominant dynamics occurs at Neptunian mean-motion resonances. The resonances allow evolution to higher-q and higher-i orbits via the Kozai–Lidov mechanism inside mean-motion resonances (Kozai 1962; Gomes et al. 2008). The perihelion evolution (blue dots and arrows in Figure 1) is clearly stronger along n:1 and n:2 resonances. Unfortunately, the overall efficiency of the resonant q-lifting effect is low, with only ≈1% of a = 50–100 au objects reaching q > 38 au in 100 Myr. Furthermore, we determined that almost every particle located in Figure 1's resonant spikes was initially within ±0.3 au of the corresponding resonant center, meaning that they by chance started resonant rather than being delivered to it. This indicates that resonant sticking (a mechanism characterized by scattering objects evolving through intermittent temporary resonance captures; Lykawka & Mukai 2007) is not the main source of the high-q resonant TNOs. We will return to this in Section 3.

Figure 1.  a, q, and i distributions of TNOs at 100 Myr in the reference simulation. The initial conditions have 33 < q0 < 37 au (shaded green region). Arrows in the a, q panel illustrate the two dominant dynamical effects in the scattering disk: horizontal Neptune scattering (red arrows) and vertical resonant q lifting (blue arrows). The three side panels show histograms for simulated q < 38 au (gray) and q > 38 au (blue) particles. At the simulation's end, only ≃1% of a = 50–100 au particles have q > 38 au, with the vast majority being resonant objects and almost none being detached objects. The superimposed real q > 38 au detached objects (black triangles) show an apparent concentration near resonances (especially n:1 and n:2, labeled at the top). An animated version of the reference simulation is available. The animation follows the simulation from 0 to 100 Myr; the last frame corresponds to the static figure with the superimposed real object.

(An animation of this figure is available.)

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Compared to real TNOs in the same region (black triangles and crosses in Figure 1), this reference model produces some resonant objects but barely any detached objects, especially between the resonances at high q. This mismatch is unsurprising because Neptune with a largely unchanging orbit is extremely inefficient at detaching objects from the scattering disk (Gladman et al. 2002). Although resonance escape can (rarely) happen at high q without Neptune migration, Gomes et al. (2008, Figure 10) conclude that Neptune migration is needed to break the reversibility. Therefore, grainy migration models (e.g., Kaib & Sheppard 2016; Nesvorný et al. 2016) introduced moderate (∼0.1 au) semimajor axis jumps to Neptune's migration history in order to detach objects from resonances by suddenly moving the resonance borders. Nesvorný et al. (2016) show how grainy Neptune migration results in greater resonance trapping and although they do not bias their numerical results to see if the orbital distribution matches known TNOs, their detached population agrees with the recent observational measurement (Beaudoin et al. 2022).

3. Dynamical Effects Induced by the Rogue Planet

The Letter presents a proof of concept that a temporarily present planet (called a rogue) can create high-perihelion objects distributed similarly to the observed Kuiper Belt, with sufficient efficiency to match observations and comparable to grainy migration simulations. We added a mr = 2 M rogue with an initial ar = 300 au, qr = 40 au, and ir = 20° orbit to the simulation, and integrated it with the same 100,000 test particles to 100 Myr. The chosen rogue parameters (mass, semimajor axis, and dynamical lifetime) were inspired by the preliminary study of Gladman & Chan (2006) where the authors demonstrated such a rogue detaches objects from the scattering disk through secular q forcing, but they had insufficient statistics to examine the rogue's role in populating distant resonances and detaching objects from these resonances (which we find is the major dynamical mechanism populating a = 50–100 au). We set the rogue's q0 = 40 au to produce weak ar mobility over the simulation, as we are concentrating on the new dynamics that the rogue brings to the distant belt, rather than exploring the enormous parameter space of possible rogue histories. The TNO orbital evolution is displayed in Figure 2.

Figure 2.  a, q, and i distributions and histograms of test particles under 100 Myr gravitational influences of a 2 M rogue (initial ar = 300 au, qr = 40 au, and ir = 20°) and the four giant planets. Particles are color-coded based on their constantly evolving dynamical classes when they are above the red dashed line of q = 38 au. With a rogue present, the resonant population (yellow) is now three times larger than in the reference simulation. The detached objects (blue) are created across all semimajor axes, with the high-q ones concentrated near resonances (see the a histogram at the top). Depletions at strong resonances are visible in the q < 38 au scattering disk (gray), due to the rogue boosting the efficiency of resonant q lifting. An animated version of the simulated TNO orbital evolution is available. The animation follows the simulation from 0 to 100 Myr; the last frame corresponds to the static figure with the superimposed real object.

(An animation of this figure is available.)

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Each particle in Figure 2 is categorized into one of three dynamical classifications of detached (blue), resonant (orange), and scattering (red), using its 10 Myr dynamical history (Gladman et al. 2008) around a particular moment 4 in the animated version of Figure 2. We encourage the reader to watch the animation, which shows the constantly evolving dynamical classes of each test particle. Only q > 38 au particles are color-coded based on these classes; the q < 38 au particles (gray) are less relevant to the problem we are exploring, as their distribution is largely set by initial conditions.

One striking difference in Figure 2 is that the rogue's secular effect detaches TNOs directly from the scattering disk across all semimajor axes. This lifting is faster at larger a; for TNOs with aar and orbital period P, the order-of-magnitude q oscillation timescale ${P}_{\sec }$ induced by the rogue is given by Gladman & Chan (2006):

Equation (1)

where er is the rogue's eccentricity. For a 2 M rogue with ar ≃300 au and er ≃ 0.87, ${P}_{\sec }$ for a = 50–100 au varies from ≃1.5 Gyr to 500 Myr, longer than the ∼100 Myr dynamical lifetime of the rogue.

We detail a previously unreported dynamical effect that creates detached TNOs through a combination of Neptunian resonances and rogue encounters. We observe that weak encounters with the rogue are continuously nudging TNOs in semimajor axes, sometimes randomly pushing them into a nearby resonance from the scattering disk. Similarly, rogue encounters are capable of kicking objects out of the resonance; if this happens to occur at high perihelion after part of a Kozai cycle, it naturally forms detached objects near resonances, especially near those with strong q lifting effectiveness like n:1 and n:2. Both the resonant "pushing in" and "kicking out" happen; our simulation shows that the net effect is a three times enhancement to the resonant population (compared to Figure 1's reference simulation), in addition to the considerable quantity of detached TNOs formed around resonances. The power of the rogue-aided q lifting is visible in the deficits of scattering objects (gray dots and upper histogram in Figure 2) at the resonant semimajor axes. Detached objects with a < 80 au and q > 40 au seem to concentrate near resonances, as do real detached TNOs (the animation illustrates these dynamics clearly). The resonance works as a sort of "water fountain", constantly pumping the particles to higher q; meanwhile the rogue supplies particles from the scattering disk, and "splashes" them to nearby detached states along the resonances. Such fountain-like structures with a central resonant population and surrounding detached population are visible near strong resonances like 5:2, 3:1, and 4:1.

We selected a particle near the 4:1 from each of the two simulations and plot their evolutions (Figure 3). The reference simulation's particle (Figure 3(a)) is initially inside the 4:1 resonance. It demonstrates a (rare) ∼25 Myr Kozai cycle, enabled by ω remaining near 90° initially and diagnosed by strong e and i coupling; this lifts q from 37 to 50 au and i from 20° to above 30°. Once Kozai stops (ω circulates), the still-resonant particle's critical angle jumps back and forth chaotically between the two asymmetrical libration centers (Morbidelli et al. 1995), with q and i remaining high. However, without additional disturbance (from a jumping Neptune or external rogue), it is almost impossible to spontaneously decouple from the resonance and thus become detached.

Figure 3.

Figure 3. Dynamical evolutions of two particles initially near the 4:1 resonance from the reference simulation (left) and the rogue planet simulation (right). From top to bottom: the left axes of both plots are semimajor axis (a), the 4:1 resonant angle (φ4:1), perihelion (q), and argument of perihelion (ω). The right axes are proximity of rogue encounters (denoted by red crosses) and inclination (I). Without the rogue present, the Kozai mechanism (represented by ω librating around 90° or 270°) is able to raise resonant particle's perihelion, but spontaneous decoupling from the resonance is highly unlikely. In comparison, the rogue helps to build the detached population by both pushing the particle into the resonance and kicking it out at high q.

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Figure 3(b) shows a case from the rogue scenario, but here the TNO is initially near but not inside the 4:1 resonance. Each red cross (top panel) marks a time and encounter distance with the rogue. These encounters nudge the particle's a, thus changing its resonant dynamical behavior. At ≈10 Myr, weak encounters move the particle into the 4:1, beginning φ libration at around ∼270°. Interestingly, little q and i evolution occurs until a deep encounter pushes the TNO into a part of the resonant parameter space where Kozai activates. After several q and i oscillations from 25 to 80 Myr, additional encounters at ≈2 au distance kick the object out of the resonance, leaving q ≈ 50 au and i ≈ 45°, creating a detached TNO near the resonant border.

The juxtaposition of Figure 3's two plots shows three dynamical effects the rogue induces via encounters: (1) randomly pushing nearby nonresonant scattering disk objects into the resonance, (2) boosting the q lifting by supplying resonant particles into the parameter space where the Kozai cycle operates, and (3) randomly kicking resonant particles out and forming part of the detached population if this occurs at high perihelion.

Only a small faction of the N scattering objects (that intersect the rogue's orbit and are near the mutual node) will be affected per rogue orbit. Over the rogue's lifetime the entire scattering disk can have rogue encounters because of the mutual precession of the rogue and the TNO orbit. One can analytically estimate the accumulated encounter number Nenc closer than β Hill spheres 5 as

Equation (2)

where N is the number of TNOs between the rogue perihelion and aphelion, and Tr is the rogue's dynamical lifetime. For our simulations, the numerical integrator logged the β < 1 encounters, recording ≈ 5 encounters per particle in 100 Myr, in excellent agreement.

Each encounter perturbs different TNO orbital elements; we focus on the rogue's effect on semimajor axes, as the random nudges in a are what determine resonance entrance and exit. We estimate ∣Δa∣ for a typical rogue encounter at β RH flyby distance as:

Equation (3)

For a = 50–100 au, encounters at 1 RH induce Δa ≃0.1–0.2 au for the TNO, approaching the ≃±0.5 au width of the nearby resonances (Lan & Malhotra 2019). This allows encounters to knock TNOs in and out of resonance or shift them inside the resonance, allowing activation of Kozai cycling. Deeper encounters inducing larger Δa do exist (Figure 3(a)), but Equation (2) shows that the encounters become quadratically rarer with decreasing β. An average TNO suffers a passage no closer than 0.4RH for Figure 2's rogue.

These encounters greatly increase how many TNOs end up in the high-q region. We find the rogue's 100 Myr presence raises 10% of the a = 50–100 au scattering disk objects to q > 38 au, with 3% being resonant and 7% being detached. Compared to the reference simulation, this rogue scenario emplaces an order of magnitude more TNOs in the high-q region. We also did a preliminary exploration of varying the rogue's mass; two additional 100 Myr simulations show that 0.5 M or 1 M rogues still populate the high-q region but with lower efficiency (with 3.3% and 5.5%, respectively, of TNOs having q > 38 au). Both the rogue's time Tr intersecting the belt and its ar and er evolution history (Equations (1) and (2)) influence its sculpting of the distant Kuiper Belt's structure.

4. Estimating Observation Bias

The real TNOs in Figure 2 are more concentrated to low-a and low-q than the distribution produced by the rogue. This is expected given observational bias that favors them. Observation biases differ from survey to survey, but the first-order effect for near-ecliptic surveys is that it penalizes large-a, large-q, and large-i orbits.

To verify whether our numerically simulated TNO distribution is similar to the observed Kuiper Belt, we forward bias the numerical sample to compare it with the real objects. Lawler et al. (2018a) details how this forward biasing is done using a survey simulator. Biases for resonant objects are complex to simulate, as their perihelion passages are correlated to Neptune's location, resulting in detection preferentially at specific longitudes relative to Neptune (Gladman et al. 2012). Lacking detailed pointing information for many past surveys, we do not compare to the resonant objects, instead focusing on q > 38 au detached TNOs.

We first eroded the surviving test particles for 4 Gyr with only the four giant planets. That is, the rogue was assumed to be ejected after a typical dynamical lifetime of 100 Myr; in this case we manually removed it before the 4 Gyr integration. The dynamical classification algorithm was then repeated to remove resonant and scattering TNOs from the q > 38 au sample, and the remaining detached TNOs are plotted in Figure 4 (gray dots). The uniform initial q0 distribution allowed us to weigh the sample post facto and we found obvious improvement in the match keeping only q0 < 35 au (see below). We superpose 53 real detached objects (black triangles); these TNOs were identified by Gladman & Volk (2021), consisting of the OSSOS detached (Bannister et al. 2018) and other TNOs with sufficiently good orbits. We utilized the OSSOS survey simulator to generate 689 simulated detections; a random 53 of them (the same as the real sample) are plotted (red crosses) to illustrate the biases. Cumulative a, q, and i histograms for ∼2800 intrinsic (model) particles, the 689 simulated detections, and the 53 real objects are on Figure 4's side panels. Because detached TNOs from other surveys do not share the same detection biases 6 as OSSOS, this preliminary comparison is only approximate.

Figure 4.

Figure 4.  a, q, and i distributions of the detached (gray dots), the simulated detections (red crosses), and the real q > 38 au detached objects (black triangles). The intrinsic sample is built by the rogue and has been eroded to 4 Gyr (only particles with initial q0 < 35 au are included in this plot), on the basis of which the simulated detections are drawn using the OSSOS survey simulator. A decent correspondence between the simulated and the red detached can be found on the three cumulative histograms, a valid proof that the rogue is capable of creating the observed TNO distributions.

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Figure 4's cumulative distributions exhibit (perhaps surprisingly) good agreement between the simulated detections (red) and the real detached objects (black). When using all numerical initial conditions, the simulated a and q distributions have the general trend of the real detections, but restricting to q0 < 35 au produces an obvious improvement. We take this as evidence that much of the perihelion lifting began at an early stage when the scattering disk was still developing; Figure 3 of Gladman (2005) shows that in the first 50 Myr only q < 35 au orbits are populated; only after ∼1 Gyr do scattering TNOs extend up to q = 37. The superiority of a more confined q0 distribution is verified in Beaudoin et al. (2022), who more rigorously compares with only the OSSOS objects; they show that the q0 < 35 au detached TNO q distribution created by the 2M rogue is nonrejectable, with an Anderson–Darling probability of 32% (and is in fact the best model they studied).

5. Discussion

We demonstrate for the first time that a rogue planet present for ∼100 Myr during planet formation can abundantly create both the distant resonant and detached populations. This is accomplished by the synergy of the Neptunian resonances (with the Kozai mechanism lifting perihelia) and weak rogue encounters (where the rogue supplies the resonance and detaches objects at high q). Several points merit discussion.

The Cold Classical Belt: A potential concern regarding the temporary presence of Earth-scale planets is the possibility of dynamically heating the cold classical belt, which is often thought to be formed in situ and unexcited for the age of the solar system. The observed limits on the e and i excitation are used to constrain Neptune's dynamical history (Batygin et al. 2011; Dawson & Murray-Clay 2012; Nesvorný & Vokrouhlický 2016), including the absence of planets formed in the cold belt itself (Morbidelli et al. 2002). A rogue must have scattered to large a early, as even a few million-year residence with ar ≃ 50 au would excite the cold belt. Once the rogue reaches a of a few hundred au, the average time it stays in the classical belt drops by a3/2 (Equation (2)), greatly reducing the cold-belt's excitation. We confirmed this with a simple numerical simulation of just the cold classical belt, placing 10,000 objects with initial e0 = 10−3 and ifree < 0.2° (Huang et al. 2022) from a0 = 42 to 47 au and integrated with the same rogue in Section 3. Even though the rogue continuously crosses this cold belt 7 for 100 Myr, its gravity induces surprisingly little excitation; the vast majority of cold TNOs keep e < 0.05 and ifree < 1° (Figure 5). We conclude a large-a rogue does not unacceptably excite the cold belt.

Figure 5.

Figure 5. Orbital excitation of the cold classical Kuiper Belt, after 100 Myr of perturbation from the rogue with a, q, and i of roughly 300 au, 40 au, and 20°. Green points mark initial conditions, and red/blue points show final values for particles that began with a0 smaller/larger than 43 au, respectively. From initial e0 = 10−3 and ifree < 0.2°, the surviving cold main belt with a0 > 43 au remains with low e and i. For a0 < 43 au secular resonances (g8 and s8) pump both e and i after which particles scatter to all values of a along the Neptune-crossing line (gray dashed). Repeating the simulation using Rebound (Rein & Liu 2012) produces the same excitations. Thus, the rogue does not unacceptably excite the cold belt, whose TNOs currently have even higher values of e and i.

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Oort Cloud Building: The period of the rogue's existence will coincide with the epoch in which the Oort cloud is created (Duncan et al. 1987; Dones et al. 2004; Portegies Zwart et al. 2021). Although in principle one might worry that an Earth-scale rogue at 100 au could strongly interfere with the creation of the Oort cloud, Lawler et al. (2017) show that the presence of an even larger 10 M object in the 250–750 au range for the entire age of the solar system lowers Oort cloud implantation efficiency by only a factor of ≃2. The Oort cloud's mass and implantation efficiency are sufficiently uncertain (Portegies Zwart et al. 2021) that there is no obvious problem with the temporary presence of a rogue like we envision.

Sun's Birth Environment: The rogue's highly eccentric orbit of a few hundred au could be affected by close-in stellar flybys that could have happened in the Sun's birth environment. Arguments have been made that our Sun was likely born in a cluster of 1000–3000 stars pc−3, based on extinct radionuclides and the assumption that extreme detached TNOs, represented by Sedna, needed to be produced in the birth cluster environment (Portegies Zwart 2009; Adams 2010; Pfalzner 2013). The question is how quickly the Sun exited this birth cluster. If the Sun remained for a long time, there would be problems with retaining the Oort cloud (e.g., Morbidelli & Levison 2004; Nordlander et al. 2017). In addition, the recent study by Batygin et al. (2020) computes an upper bound of number-density-weighted cluster residence of our Sun of 2 × 104 Myr/pc3, based on the unexcited inclination distribution of the cold classical belt; this implies that the Sun must have exited its birth cluster in fewer than ∼15 Myr, using their 1400 stars pc−3 estimate (Batygin & Brown 2021). Similar early exit arguments are given by Brasser et al. (2006) and Pfalzner (2013), both of which suggest 5 Myr residence. The timescale for the rogue to reach several hundred au is comparable to this ∼10 Myr duration and we therefore think a 100 Myr survival timescale for the rogue is not problematic. Furthermore, the rogue's presence directly provides a way other than the Sun's birth cluster to explain Sednoids (Gladman & Chan 2006), which would alleviate the "need to make Sedna with passing stars" constraint (Figure 7 of Adams 2010; Pfalzner 2013; Brasser & Schwamb 2015) in the Sun's birth environment.

An Existing Planet: The natural 100 Myr ejection timescale for scattering rogues (Gladman & Chan 2006) sets a typical timescale that we have seen produces the needed detached and resonant populations in the 50–100 au region. Instead of ejection, if the rogue's perihelion was lifted (by an unspecified process) to very large q, it could remain in the outer solar system today and negligibly affect the 50–100 au region. Scenarios with a still-resident rogue (Sheppard & Trujillo 2016; Batygin et al. 2019) presumably began with that planet on a low-q orbit for some period; that combination of Tr , mr , and ar (Equation (2)) while qr < 100 au could produce the same effects we study, before the mysterious qr lift. But given that recent surveys (Shankman et al. 2017; Napier et al. 2021; Bernardinelli et al. 2022) do not support intrinsic clustering, we find the "now gone" rogue scenario to be more natural.

Neptune Migration: It is generally believed that Neptune migrated outwards during the planet-formation and disk-dispersal epoch (reviewed by Nesvorný 2018). The "grainy" migration models (see Section 2) are effective at creating detached TNOs when Neptune's semimajor axis jumps (and thus so do all its resonances) due to encounters with dwarf planets; if the jumps become comparable to the resonance size (>0.1 au, say), then some particles are suddenly no longer in resonance. A final phase of slow net-outward grainy migration results in an asymmetry of "stranded" particles on the sunward side of the resonance (Kaib & Sheppard 2016; Nesvorný et al. 2016). There is growing observational evidence for this (Lawler et al. 2019; Bernardinelli et al. 2022); after fixing an error in the Dark Energy Survey selection function (working with P. H. Bernardinelli 2022, private communication), we combined the q > 38 au samples from these two studies and find that the binomial probability that the detached number just beyond each resonance is comparable to those on the sunward side and remains <1%.

Regarding detachment, we find that the rogue planet scenario produces comparable numbers of detached TNOs. This is not too surprising, if one takes the view that the rogue produces "grainy" TNO jumps while grainy migration jumps the resonances. In our case, Equation (3)'s Δa is set by the range of encounter distances and the rogue's mass, while in grainy migration models there is an assumed mass spectrum of the bodies encountering Neptune (at a range of flyby distances). It is likely that after the rogue's ejection there will still be a moderately massive scattering disk; during its erosion a final small outward Neptune migration will then occur. This would capture stranded TNOs on the high-a side of the resonance and continue "littering" TNOs on the sunward side, giving an outcome very similar to migration alone.

A unique outcome of our study is that we have rigorously compared the simulation's final orbital distribution to the known OSSOS TNOs, and find excellent agreement (Beaudoin et al. 2022), yielding a population estimate of 40,000 detached TNOs with diameters >100 km, a number identical to the Nesvorný et al. (2016) population estimate, who did not have the information necessary for rigorous orbital comparison. Additionally, having a rogue during this period simultaneously allows the production of large-q objects like Sedna (Gladman & Chan 2006).

We believe that both processes operated in our early solar system because it is natural that objects between Pluto and the ice-giant scale existed during disk dispersal. The rogue's presence introduces another mechanism to produce many features seen in the distant Kuiper Belt. We believe that rogues and migration are both expected outcomes of the process of planet building; the uncertainties introduced into deriving parameters (such as the migration duration and mass spectrum of other bodies in the system) in future models that incorporate both seem unavoidable.

We thank F. Adams, P. Bernardinelli, L. Dones, , S. Lawler, S. Tremaine, K. Volk, and an anonymous referee for useful discussions. Y.H. acknowledges support from China Scholarship Council (grant 201906210046) and the Edwin S.H. Leong International leadership fund. B.G. acknowledges Canadian funding support from NSERC.

Footnotes

  • 3  

    We showed this with a simple Neptune-scattering simulation in which initially low-e and low-i objects near Neptune followed an a−2.5 distribution at ∼50 Myr. This is steeper than the longer-term steady state of ${dN}/{da}\propto {a}^{-1.5}$, predicted by a diffusion approximation (Yabushita 1980) and validated by cometary dynamics simulations (Levison & Duncan 1997).

  • 4  

    For example, the dynamical class at 100 Myr is based on the orbital history from 95 to 105 Myr. Classification was performed at each 0.14 Myr output interval (except for the first 5 Myr).

  • 5  

    Given the huge changes in the rogue's heliocentric distance, a time-varying Hill sphere $r\sqrt[3]{m/3M}$ (where r is the solar distance when an encounter occurs) is used in both the numerical integrator and the analytical analysis.

  • 6  

    As an example, the Dark Energy Survey's high-latitude coverage (Bernardinelli et al. 2022) strongly favors high-i TNOs.

  • 7  

    For this specific rogue, 50% of the 100 Myr has one mutual node inside the cold belt.

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10.3847/2041-8213/ac9480