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The Pair-instability Mass Gap for Black Holes

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Published 2021 May 11 © 2021. The American Astronomical Society. All rights reserved.
, , Citation S. E. Woosley and Alexander Heger 2021 ApJL 912 L31 DOI 10.3847/2041-8213/abf2c4

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2041-8205/912/2/L31

Abstract

Stellar evolution theory predicts a "gap" in the black hole birth function caused by the pair instability. Many presupernova stars that have a core mass below some limiting value, Mlow, after all pulsational activity is finished, collapse to black holes, while more massive ones, up to some limiting value, Mhigh, explode, promptly and completely, as pair-instability supernovae. Previous work has suggested Mlow ≈ 50 M and Mhigh ≈ 130 M. These calculations have been challenged by recent LIGO observations that show many black holes merging with individual masses Mlow ≳ 65 M. Here we explore four factors affecting the theoretical estimates for the boundaries of this mass gap: nuclear reaction rates, evolution in detached binaries, rotation, and hyper-Eddington accretion after black hole birth. Current uncertainties in reaction rates by themselves allow Mlow to rise to 64 M and Mhigh as large as 161 M. Rapid rotation could further increase Mlow to ∼70 M, depending on the treatment of magnetic torques. Evolution in detached binaries and super-Eddington accretion can, with great uncertainty, increase Mlow still further. Dimensionless Kerr parameters close to unity are allowed for the more massive black holes produced in close binaries, though they are generally smaller.

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1. Introduction

Pulsational pair-instability supernovae (PPISNe) and pair-instability supernovae (PISNe) are of interest because of their potential roles in early stellar nucleosynthesis (Heger & Woosley 2002), in explaining unusual types of supernovae (Woosley et al. 2007), and as the progenitors of massive black hole systems that can merge and produce detectable gravitational radiation signals (Woosley 2016). Of particular current interest is the prediction of a "mass gap" between about 50 M (henceforth Mlow; Woosley et al. 2007; Belczynski et al. 2016; Woosley 2017, 2019) and 130 M (Mhigh; Heger & Woosley 2002), where very few black holes should exist in close binaries that merge in a Hubble time.

The existence or, at least, the boundaries of such a gap have been challenged by the discovery of a single merging black hole pair in which the more massive component had a mass near 85 M (Abbott et al. 2020b, 2020c), and, more recently, by the publication of a catalog of sources (Abbott et al. 2020a) in which numerous black holes merging by gravitational radiation have masses in the 60–70 M range. Other recent theoretical papers have pointed out the sensitivity of the boundaries of the putative mass gap to uncertainties in reaction rates (Costa et al. 2020; Farmer et al. 2020), the effects of rotation (Marchant & Moriya 2020), and super-Eddington accretion (van Son et al. 2020). These papers were submitted while the present one was in preparation and now take precedence. It remains useful, however, to examine the role of this physics using different sets of assumptions in a single code and to attempt an evaluation of which of the causes is dominant.

Specifically, we consider four possibilities for producing black hole remnants in close binaries with individual masses substantially heavier than 50 M: (1) A decrease in the rate for the 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ and/or an increase in the rate for the triple-alpha (3α) reaction (Section 2). The range of rates considered is only what is currently favored by experiment. Our choices might thus be regarded as conservative, but they are influenced both by experiment and by nucleosynthetic considerations (Section 2.2). These changes alone can potentially raise Mlow to 64 M, but they are unlikely, by themselves, to increase Mlow to 85 M. (2) Making the black hole in a detached binary (Section 3). Using the variation in rates discussed in Section 2, it is possible to produce black holes of 100 M or more if the star's hydrogen envelope is retained at the time of core collapse. The obvious problems here are the low mass loss rate required and the difficulty getting the two black holes together at the end, if one of them was made in a supernova that was a giant star when it exploded. (3) The effects of rapid rotation (Section 4). The dynamical effects of rotation alone can only increase Mlow modestly (Marchant & Moriya 2020), but rotation coupled with uncertain reaction rates can raise Mlow to ∼70 M. In the most extreme cases, the angular momentum in the presupernova star is too great to form a black hole without the loss of angular momentum and an uncertain amount of mass. (4) Super-Eddington accretion after the first black hole has formed (Section 5). As the secondary expands just following hydrogen depletion, a stable phase of frictionally driven mass loss (Podsiadlowski 2001) might substantially increase the mass of the black hole produced by the primary. This involves some very uncertain physics but is the most likely way to produce black holes well over 70 M in a single close binary.

Our computational approach is the same as in Woosley (2017), except with the addition of centrifugal force to the structure equations (Section 4). All models are calculated using the Kepler code (Weaver et al. 1978; Woosley et al. 2002) and the physics described in those papers. In particular, the previous standard values for the reaction rates that are varied are taken from deBoer et al. (2017) and Buchmann (1996) for 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ and Caughlan & Fowler (1988) for 3α. Unless otherwise noted, mass-loss rates for giant stars, which are relevant for Section 3, are taken from Nieuwenhuijzen & de Jager (1990) and Yoon (2017), the latter being an amalgamation of Hainich et al. (2014) and Tramper et al. (2016).

2. Variable Carbon Production

The pair instability begins mildly, following the central depletion of helium. As the star contracts toward carbon and, ultimately, oxygen ignition, more pairs are produced at the higher temperature required for burning, and the instability becomes stronger. Central carbon burning is net endoergic in stars of this large mass, with the energy generation rate never exceeding neutrino losses, and hence proceeds in a radiative fashion. Far enough out, however, carbon shell burning becomes exoergic, even in the face of neutrino losses, and can power convective shells whose strength and extent affect the subsequent dynamics of the implosion. Helium shell burning in the outer layers of the star can have a similar, though usually smaller, effect.

After central carbon depletion, infalling matter gathers momentum that often, but not always, results in dynamical overshoot and explosive oxygen burning. A variable carbon abundance in the outer layers of the star can provide varying degrees of support as the core becomes unstable. This can dramatically influence the strength of the instability and the energy, or even the possibility of a subsequent explosion (Farmer et al. 2020). Basically, a strong carbon burning shell provides an energy source that increases as the star contracts. Sufficient off-center burning results in oxygen burning igniting stably rather than catastrophically, and the subsequent evolution is very different. Oxygen burning in a shell can still become unstable later, even during silicon burning, but there is less fuel to burn then, and the instability usually results in less matter being ejected.

2.1. Reaction Rates

Substantial adjustments to the carbon abundance after helium burning are possible because of uncertainties in the critical reaction rates for 3α and 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ and the treatment of convective mixing (Farmer et al. 2019, 2020; Renzo et al. 2020). Historically, the rate for 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ during helium burning has been a major source of uncertainty for studies of stellar evolution and nucleosynthesis (Weaver & Woosley 1993; Tur et al. 2010; West et al. 2013). This rate is characterized by an "S-factor" evaluated at a typical Gamow energy for reactions during helium burning, which is taken to be 300 keV. DeBoer et al. (2017) have reviewed the experimental situation and offered their own analysis, concluding that this critical S-factor is most likely $140\pm {21}_{-11}^{+18}$ keV b. This is smaller than some other recent publications (see their Table 4) that gave a value near 165 keV b, but usually with larger error bars. In particular, Buchmann (1996), which serves as a reference point in the present study, gave a best value of S300 = 146 keV b with a possible range from 62 to 270 kev b (see also Buchmann & Barnes 2006). In the same time frame Buchmann et al. (1996) found a best value of S300=165 ± 75 keV b. Here we shall consider a possible range of S-factors from 110 to 205 keV b with a standard value of 146 keV b. The lower bound is that of deBoer et al. (2017). The upper bound is a bit larger than theirs and more consistent with Buchmann et al. (1996). Past studies of nucleosynthesis (Section 2.2) have favored such large values. Computationally these variations were affected by multiplying the standard fitted rate of Buchmann (1996) by factors, fBuch, ranging from 0.75 to 1.4 (Table 1). As will be shown, Mlow is more sensitive to the rate for 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ when it is small than when it is large, which justifies, for now, not exploring larger multipliers than 1.4.

Table 1. Nonrotating Helium Stars of Constant Mass

MHe X(12C) fBuch MBH ${{KE}}_{\exp }$
(M)  (M)(1051 erg)
500.06771.442.51.10
510.06661.442.71.03
520.06561.445.40.90
530.06461,445.31.43
540.06361.4 46.1 0.77
560.06171.444.71.23
580.06001.443.52.25
600.05831.440.62.41
620.05681.420.12.97
640.05541.404.58
500.09861.242.90.93
510.09721.243.80.81
520.09591.243.80.86
530.09471.245.00.76
540.09351.245.60.74
560.09091.245.41.05
580.08871.2 46.0 1.78
600.08691.242.52.27
620.08501.232.02.53
649.08311.203.77
500.140144.90.41
510.138145.50.48
520.137146.10.47
530.135145.80.53
540.134146.50.46
560.1311 47.8 0.67
580.129146.51.31
600.126146.21.75
620.124141.91.96
640.122124.12.70
660.120104.07
500.1870.849.00.05
510.1860.849.50.096
520.1840.849.90.14
530.1830.850.40.14
540.1810.851.00.15
560.1790.853.10.19
580.1760.8 56.5 0.13
600.1730.853.40.90
620.1710.854.21.11
640.1690.847.01.74
660.1660.845.72.19
680.1640.831.02.71
700.1640.804.51
540.1901/1.3550.90.21
560.1871/1.3552.70.24
580.1841/1.35 56.6 0.11
600.1811/1.3552.90.67
620.1781/1.3552.11.10
640.1761/1.3552.32.16
660.1731/1.3541.71.97
680.1711/1.3513.03.37
700.1691/1.3504.91
560.2610.75/1.3555.90.001
580.2580.75/1.3557.80.007
600.2540.75/1.3559.60.020
620.2520.75/1.3560.70.10
640.2490.75/1.3563.10.042
660.2460.75/1.3563.50.17
680.2440.75/1.35 64.1 0.32
700.2410.75/1.3551.41.39
720.2390.75/1.3525.52.85
740.2360.75/1.3511.63.95
760.2340.75/1.3504.53

Note. The S-factor used for the 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ reaction rate in these calculations was 146 keV b multiplied by the indicated multiplication factor, fBuch. In some runs the 3α rate was also multiplied by 1.35. X(12C) is the central carbon mass fraction just before central carbon burning ignites. Numbers in bold type are maximum masses for a given choice of reaction rates.

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Shen et al. (2020) have given a recent reevaluation of the electric quadrupole part of the reaction rate SE2 = 80 ± 40 keV b, which is larger than the 45 keV b adopted by deBoer et al. (2017) and more consistent with Buchmann et al. (1996). They recommend that the error bar on the deBoer et al. rate be raised from +18 to +39 keV b, i.e., the total S-factor is more likely to be larger than 146 keV b than smaller.

The rate for the 3α reaction depends on the radiative width for the "Hoyle state," an 0+ resonance at an excitation energy of 7.65 MeV in 12C. A small correction is generally added to the radiative width for pair emission. Summarizing previous work, Freer & Fynbo (2014) gave what might be considered the previous standard value for this width, Γrad = 3.78 meV (i.e., 3.78 × 10−3 eV). This is close to the value used in Caughlan & Fowler (1988), Γrad+pair = 3.70 meV (Hale in Wallerstein et al. 1997). New recent measurements (Eriksen et al. 2020; Kibédi et al. 2020), though by no means the final word, give Γrad = 5.1(6) meV, implying an upward revision of about 35%. This large increase is substantially outside the error bar of previous measurements and has major implications for stellar nucleosynthesis (Section 2.2), but it is considered here, for now, as a limiting case. Traditionally, this reaction rate was assumed to be known to 15% accuracy (e.g., Rolfs & Rodney 1988). In the present study, we define f3α as the multiplier on the Caughlan & Fowler (1988) rate for 3α. That is, f3α = 1.35 corresponds approximately to the new rate of Kibédi et al. (2020).

2.2. Nucleosynthetic Limits

In our past works, including Woosley (2017), the multiplying factor in Kepler for the Buchmann (1996) recommended value (146 keV b) was fBuch = 1.2. Within the context of a then very large range of possible values for the S-factor, Weaver & Woosley (1993) carried out a survey of nucleosynthesis in massive stars to determine what value worked best for nucleosynthesis, finding S300 = 170 ± 20 keV b. That value was used in Kepler prior to 1996. After 1996, this was refined to be 1.2 times the rate given by Buchmann (1996), or S300 = 175 keV b. This value has remained constant ever since, in part, to facilitate comparison among various calculations carried out with the Kepler code, but it has always remained within the experimental error bar and close to its centroid.

Tur et al. (2007, 2010) studied the influence of uncertainties in the 3α and 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ reactions on nucleosynthesis and found that an increase in the 3α rate of 10% had about the same effect as an 8% decrease in 12C ${\left(\alpha ,\gamma \right)}^{16}$ O. Hence, for small variations, it is the the ratio of the reaction rates, λα γ (12 C)/λ3α (or f3α /fBuch), that matters most. West et al. (2013) and Austin et al. (2014) considered constraints on the ratio of these two rates required to fit nucleosynthesis in massive stars. They found that multipliers that gave a best fit obeyed the relation fBuch = 1.0 f3α + (0.35 ± 0.2), including the effect on the s-process (their Rα,12 and R3α are equivalent to our fBuch and f3α ). The best fit using only the intermediate-mass isotopes was fBuch = 1.0f3α + (0.25 ± 0.3). That is, nucleosynthesis favored a relatively large rate for 12C ${\left(\alpha ,\gamma \right)}^{16}$ O, fBuch ∼ 1.3, and any increase in 3α required a commensurate increase in the rate for 12C ${\left(\alpha ,\gamma \right)}^{16}$ O.

We will be exploring values outside this recommended range, including values of fBuch as low as 0.75 and f3α as large as 1.35. This large decrease in the ratio of the rates is necessary to appreciably raise the black hole mass but may have negative implications for nucleosynthesis that will need to be explored in the future. See Figure 4 of West et al. (2013).

2.3. Nonrotating Helium Stars of Constant Mass

In a very close binary, where little or no extended hydrogen envelope can be tolerated, the evolution of pure helium stars can be used to approximate the final presupernova state (e.g., Woosley 2017). Helium stars or carbon–oxygen stars will also be the end state of evolution where the metallicity is sufficiently high that the envelope is lost to a wind or the rotation is so rapid as to induce chemically homogeneous evolution (Maeder 1987) on the main sequence. Once revealed, the helium star will also experience mass loss by winds, especially if the metallicity is large. During the post-helium-burning evolution, the evolution is so fast that mass loss by winds is negligible. As will be shown (Section 2.4), helium cores evolved at constant mass are a good approximation to the evolution of heavier helium cores that include mass loss. It is the final mass that matters.

This simplification motivates a study of reaction-rate sensitivity in helium stars of constant mass. Similar studies have been carried out by Farmer et al. (2019, 2020). We consider here the variation of just the rates for 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ and 3α because of their key role in determining the carbon abundance when the star becomes unstable. It is assumed that once an iron core is formed, typically around 2 M, that iron core and all the remaining star collapses to a black hole. This will not necessarily be the case if the star is very rapidly rotating (Section 4).

Models are calculated using the Kepler code and the same physics and zoning as in Woosley (2017). Convection is left on during interpulse periods, but only in the core, where hydrostatic equilibrium prevails. Convection speeds are always limited to 20% sonic, and convective velocities do not adjust instantaneously, but with a growth rate that is limited to the (inverse of the) convective timescale. Interpulse convection can sometimes play an important role in mixing combustible fuel, i.e., helium and carbon, to deeper depths in the star where it affects the strength of the next pulse. All models contained in excess of 2400 mass shells, with finer zoning near the center and surface. Typical simulations took about 20,000 time steps, though sometimes much more, to reach core collapse. Nuclear energy generation was generally treated using the 19-isotope approximation network in Kepler and the 128-isotope quasi-equilibrium network once the central oxygen mass fraction fell below 0.05. About 20 models were also calculated using an adaptable network (Rauscher et al. 2002) with typically 250 isotopes from hydrogen to germanium coupled directly to the structure calculation. Changing networks caused final remnant masses to vary by at most 1 M, except near the critical mass, where the star fully exploded after the first pulse (Section 2.3.2). Small differences made a large difference in outcome for these cases, but the value of Mlow for a given choice of nuclear physics was not greatly affected.

2.3.1. Lower Boundary to the Pair-instability Mass Gap

Results for Mlow are given in Table 1. As discussed by Farmer et al. (2019), decreasing the rate for 12C ${\left(\alpha ,\gamma \right)}^{16}$ O or raising the rate for 3α results in a larger amount of carbon being present in the outer part of the star when the pair instability is first encountered after central carbon depletion. The energy generated in these shells inhibits the collapse to oxygen ignition and thus makes the explosion milder. In cases with large carbon abundance, i.e., low 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ or high 3α, the energy from carbon shell burning can even trigger its own series of weak pair-instability pulsations. This affects the final remnant mass very little, but it might provide a low-mass shell around the star when it finally dies.

A key point is that if the carbon abundance is large enough, central oxygen burning can ignite stably with energy transported by convection. If a substantial amount of oxygen burns stably, then the reservoir of fuel for future explosive events is reduced, even if they occur. The pulsational pair instability is thus weakened. Less matter is ejected with lower energy. This trend of weaker pulsations when the carbon abundance is high is apparent in Table 1. Though the focus here is on remnant masses, this behavior also has important implications for the properties of any supernovae resulting from the pulsational pair instability. The energies are still sufficient to power a bright Type II supernova in stars where a hydrogen envelope is retained. The light curves of these supernova will lack radioactive tails and eject almost no new heavy elements, but the energy and brightness of supernovae resulting from colliding shells will be less. For unfavorable values of reaction rates, this makes PPISNe even less likely to produce superluminous supernovae (Woosley 2017).

For models with small carbon abundances, i.e., large 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ or small 3α rates, the characteristics of PPISNe are not very sensitive to the rates. Focusing on just those models where only 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ is varied, the maximum black hole mass is 46, 46, 48, and 56 M for rate multipliers fBuch = 1.4, 1.2, 1.0, and 0.8, respectively. For the larger multipliers, the carbon burning shells are weak and the pair instability is strong. These were the cases explored by Woosley (2017). For central carbon mass fractions at helium burning greater than about 0.15, though, the nature of the solution changes dramatically. For the most extreme cases considered here, the pair instability is essentially absent. Only some weak pulses occur near the end of the star's life when the core is already well into silicon burning. For intermediate values, the pair instability is still present but suppressed to a varying extent.

Increasing the 3α rate can further raise Mlow. For fBuch = 0.75 and f3α = 1.35, the maximum black hole mass is near 64 M. Larger values could be obtained by further manipulation of the rates (Farmer et al. 2019, 2020), and by including rotation (Section 4), but pending further experimental studies, we regard such variations of reaction rates as unlikely, especially given the potential problems with nucleosynthesis.

2.3.2. Upper Boundary to the Pair-instability Mass Gap

Uncertainties in the reaction rates can also have an important effect on the upper boundary of the pair-instability gap (Table 2). The least massive black hole above the gap, Mhigh, now ranges from 136 to 161 M for the same choices of reaction rates as in Table 1. There is a notable shift for fBuch = 1.2 from the value given by Heger & Woosley (2002), Mhigh = 133.3 M, to the new value, Mhigh = 139 M, a change of 4.3% resulting solely from different code physics.

Table 2. Upper Bound on Pair-instability Supernovae

MHe fBuch X(12C) MBH ${{KE}}_{\exp }$
(M)  (M)(1051 erg)
1351.40.0311099.4
1361.40.03091360
1381.20.04870103
1391.20.04851390
1431.00.07580109
1441.00.07551440
1500.80.1160116
1510.80.1161510
1511.0/1.350.1150120
1521.0/1.350.1141520
1600.75/1.350.1760131
1610.75/1.350.1761610

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About half of this change comes from directly coupling a large reaction network of about 200 isotopes to the stellar structure calculation, taking smaller time steps, and other minor changes to the Kepler code in the past 20 yr. The calculations of Heger & Woosley (2002) only used a 19-isotope approximation network for energy generation and "coprocessed" with a much larger network to obtain nucleosynthesis. The quasi-equilibrium network in Kepler was not used owing to problems at that time with convectively coupled zones containing a varying amount of oxygen at explosive temperatures.

The other half comes from different assumptions regarding convection during the implosion. In Heger & Woosley (2002), it was assumed that convection did not occur during the implosion once carbon was depleted in the central zone. Here, for the standard cases, time-dependent mixing-length convection is allowed to proceed in zones that are not supersonically collapsing, i.e., vcol < cs, but the convective speed used in the mixing-length calculation is limited, in all zones, to vconv < 0.2 cs. Here cs is the local sound speed. Additional studies in which the zonal collapse speed limiter was reduced to vcol < 0.3 cs while retaining vconv < 0.2 cs showed little deviation from Table 2. If those limiters were further decreased, though, to vcol < 0.1 cs and vconv < 0.1 cs, Mhigh was reduced. More efficient mixing of oxygen downward during the implosion leads to greater burning and increases Mhigh. The values in Table 2 are thus probably upper limits for nonrotating models, and the actual values could be 2% smaller. As noted previously, small changes in physics can have a large effect near the cusp of a transition from full collapse to full explosion. These changes thus had a much greater effect on Mhigh than Mlow.

Rotation could also substantially decrease Mhigh by weakening the pair instability, but that was not explored here. See Section 4 for the effect of rotation on Mlow.

2.4. Helium Stars with Mass Loss

Stellar winds reduce the mass of the star and alter the thickness of the helium-burning shell relative to the carbon–oxygen core. Being farther out in the star, the influence of the residual helium is reduced relative to carbon, but helium burns at a lower temperature and generates more energy, and so it can still have a minor effect. Stars with the large masses considered here have convective helium-burning cores that extend through more than 90% of their mass when helium is half burned, so most of the post-helium-burning star is carbon and oxygen. Some helium always remains in the outer layers of the star, though, no matter what the mass-loss rate (see, e.g., Table 4 of Woosley 2019). The convective core recedes as mass is lost from the surface, leaving a gradient of helium outside. Typically at carbon ignition helium still has an appreciable abundance in the outer 15% of the star. Burning at the base of this shell during implosion drives convection that mixes additional helium down, increasing the strength of the shell burning.

To illustrate the effect, we consider here a single set of reaction rates, fBuch = 1.2 and f3α = 1.0, and explore some initial mass and mass-loss combinations that produce presupernova stars in the same mass range as Table 1. The mass-loss rate is taken from Yoon (2017) for 10% solar metallicity with fWR = 1. Vink (2017) and Sander et al. (2020) predict a smaller mass-loss rate for such stars. Table 3 shows some results. For a typical case, a helium core with an initial mass of 76 M ends up with a final mass of 55.9 M, mostly composed of carbon and oxygen, with a central carbon fraction of 0.0862. This is very similar to the 56 M helium star, which, when evolved at constant mass in Table 1, had a carbon mass fraction of 0.0909. The small difference is because the shrinking helium convective core mixes in less helium to the center in the mass-losing star toward the end of helium burning. A more important difference, though, is the amount of helium in the outer regions of the star. The model with mass loss had 0.94 M of 4He prior to pair pulsations, while the constant-mass model had 1.94 M. Both helium shells had their bases at about 47 M, though, i.e., the outer 9 M of both presupernova stars contained appreciable helium.

Table 3. Effect of Mass Loss

Minit Mfin X(12C) MBH ${{KE}}_{\exp }$
(M)(M) (M)(1051 erg)
6850.20.093142.71.27
7051.60.091345.20.66
7253.00.089544.80.62
7454.40.087845.70.58
7655.90.086245.50.86
7857.20.084645.01.41
8058.70.083141.01.47

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Table 3 shows that the effect of this residual helium and mass loss on the remnant mass is generally small for the reaction rates considered. Comparing the results including mass loss to the corresponding stars with fBuch = 1.2 and f3α = 1 in Table 1, Mlow is reduced by less than 1 M. This is comparable to variations introduced by zoning, network, and time step criteria. The small effect of the helium shell also suggests that the essential conclusions of Table 1 might be obtained ignoring the helium altogether and just modeling stars of just carbon and oxygen.

2.5. Pure Carbon–Oxygen Stars

Many factors affect the carbon abundance in the core of a massive star following helium burning: the reaction rates for 3α and 12C ${\left(\alpha ,\gamma \right)}^{16}$ O, the treatment of semiconvection and convective overshoot mixingv(Imbriani et al. 2001), rotationally induced mixing, radiative mass loss (Section 2.4), and whether the star is in a mass-exchanging binary (Woosley 2019). Fortunately, the structure of a very massive star during its final stages of helium burning is quite simple. Because the luminosity is nearly Eddington and the structure near that of an n = 3 polytrope, helium stars of the mass considered are almost fully convective throughout most of their helium-burning evolution. Their compositions and entropies, except for a small mass near the surface, are nearly constant. The helium-exhausted material includes most of the matter that participates in burning during a PPISN or PISN. The remainder, near the surface, while composed of a mixture of helium and carbon, has an electron mole number near Ye = 0.50. The star's structure, which is most sensitive to the electron density, is thus not very much affected by the ratio of helium to carbon.

These characteristics and a desire to better understand how the star's composition affects Mlow motivate an exploration of stars consisting initially of just carbon and oxygen in a ratio that does not vary with location in the star. The composition reflects what exists at the end of helium burning and condenses many of the uncertainties mentioned above into a single parameter, the carbon mass fraction. Once a grid of explosions has been calculated for a suitable range of carbon mass fractions, the future properties of the supernova can be determined for any model by comparing its actual carbon mass fraction at helium depletion to the grid. Since the carbon mass fraction is bounded, so too is the maximum-mass black hole that can be produced following the pulsational pair instability.

Unfortunately, such a simple approach suffers from two complications. First, as discussed in Section 2.4, helium shell burning can weaken the pair instability. Whether the outer layers of the star are carbon or helium makes little difference to their structure, but the burning of helium during the implosion can weaken the first pulse. As a consequence, the remnant masses coming out of pure carbon–oxygen cores could underestimate the actual value of Mlow. The other complication is that helium burning in such massive stars produces not just 12C and 16O but appreciable 20Ne and even some 24Mg as well. The abundances of these heavier nuclei can become comparable to the carbon abundance itself for those cases where the 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ reaction rate is large and the 3α rate small. For the converse cases, perhaps of greater interest here, where the carbon abundance after helium burning is large, the carbon shell dominates and both the burning of helium and the abundance of neon have little effect. The effects of neon are also mitigated by the fact that neon burning never becomes an exoergic phase in such massive stars. Neutrino losses dominate, and the products of neon burning are oxygen and magnesium, so half the 20Ne ends up in 16O anyway. The bulk energy yields of the neon-rich and neon-poor compositions also differ very little. Burning the "0.05/Ne" composition in Table 4 to 28Si gives 4.63 × 1017 erg g−1, whereas burning the "0.05" composition to 28Si gives 4.69 × 1017 erg g−1. Nevertheless, having a substantial abundance of neon can sometimes affect the strength of carbon shell burning, and it will be necessary to demonstrate the sensitivity of the answer to the neglect of neon and magnesium in the initial composition of helium in the outer layers.

Table 4. Remnant Mass in Carbon–Oxygen Stars as a Function of 12C Mass Fraction

MCO 0.050.05/He0.05/Ne0.0750.100.10/Ne0.1250.150.1750.200.2250.25
(M)            
4437.137.337.4
4638.739.439.239.5
4840.141.741.041.941.541.6
5040.542.443.243.543.843.343.5
5240.643.141.743.345.544.844.947.4
5437.242.040.735.844.044.446.047.950.251.8
5624.738.235.135.442.345.147.248.250.453.055.1
5800016.738.626.043.147.751.353.155.057.6
60019.522.537.546.949.956.758.958.7
620.00.019.233.448.855.257.359.2
64023.644.251.661.562.3
66031.943.957.762.4
68033.152.363.7
70038.356.0
7218.939.9
740.20.2
760
78
Mlow 414343444645474851576164

Note. Remnant masses are given for carbon–oxygen stars of initially constant composition with the mass fraction of carbon indicated. Models 0.05/Ne had an initial composition of 5% 12C, 87% 16O, 7% 20Ne, and 1% 24Mg. Models 0.1/Ne had an initial composition of 10% 12C, 84.5% 16O, 5% 20Ne, and 0.5% 24Mg. Models 0.05/He had a initial mass fraction of helium of 0.05 in the outer 15% of their mass. The 16O mass fraction was reduced there by 0.05 to compensate. For all other models the mass that was not 12C was 16O. The maximum value for each carbon mass fraction is Mlow.

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Table 4 gives the results. Carbon–oxygen stars of constant mass with the initial carbon mass fractions indicated were evolved until the star either completely disperses as a PISN or its iron core collapses. Except for the three columns noted, the remainder of the initial star was all 16O. The range of carbon mass fractions span what we consider to be reasonable values for current reaction rates and convective treatments. No helium star in Section 2.3 gave a central carbon mass fraction less than 0.05 or greater than 0.25. In two of the exceptional series of models, those marked "0.05/Ne" and "0.1/Ne," more realistic neon-rich compositions were considered. Helium star models in Table 1 show that when the carbon mass fraction after helium burning is 0.05, the mass fractions of 20Ne and 24Mg are 0.07 and 0.01, respectively. When carbon is 0.1, 20Ne and 24Mg are 0.05 and 0.005. Surveys using these "neon-rich" compositions are also shown for comparison in Table 4.

The effects of a helium shell were also considered in a series of models labeled "0.05/He." In the inner 85% of their mass, these stars had compositions of 5% carbon and 95% oxygen by mass. In their outer 15%, though, the composition was 5% carbon, 90% oxygen, and 5% helium. This typically amounted to about 0.4 M of helium, small even for mass-losing stars (Section 2.4). As expected, the presence of helium generally led to larger black hole masses. The effects of both neon and helium in the "0.05" case were an increase of about 2 M (5%) each in Mlow. The "0.05" case should give an upper bound on these effects because the carbon plays an increasingly dominant role in the others.

Comparing Table 4 for carbon–oxygen stars with Table 1 for helium stars that have similar carbon mass fractions at helium depletion, one sees that discrepancy is never great, but it is least when the carbon mass fraction is large. Not only is the neon abundance smaller in such cases, but the effects of carbon shell burning dominate those of helium shell burning. Conversely, when the carbon abundance is small, neon and helium have a bigger effect. For X(12C) = 0.05, Mlow is 41 M for carbon–oxygen stars but 46 M for helium stars with fBuch = 1.4. About half the difference is due to the large neon mass fraction, and the other half is due to the helium shell (columns "0.05/He" and "0.05/Ne"). For X(12C) = 0.125, on the other hand, Mlow is 47 M for carbon–oxygen stars and 48 M for helium stars with fBuch = 1. For X(12C) = 0.25, Mlow is 64 M for carbon–oxygen stars and 64 M for helium stars with fBuch = 0.75 and a 3α rate 1.35 times standard. Variations of 1–2 M are expected in any survey owing to zoning, time step, network, number of pulses, etc. Thus, unless the carbon abundance is less than about 0.1, the simpler carbon–oxygen cores can be substituted for helium stars in our search for Mlow.

As with the helium stars, the maximum black hole mass in Table 4 is not very sensitive to the exact value of the initial fraction of carbon so long as that fraction is small. For carbon fractions from 0.05 to 0.15, Mlow varies only between 41 and 48 M (and 41 M is an underestimate as we have just discussed). For larger values, though, as would occur for small values of the 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ reaction cross section or a large value for triple-alpha, Mlow increases dramatically.

To summarize, for an S-factor greater than 110 keV b (deBoer et al. 2017) and a triple-alpha rate no greater than 1.35 times the traditional value, the carbon mass fraction in our models is no greater than 0.25 at helium depletion. This robustly implies a most massive black hole below the pair-instability gap of Mlow = 64 M with an expected error of about 2 M. Pending further experiments, we regard this as the upper limit to the black hole mass one can obtain in a close mass-exchanging binary by adjusting only the nuclear reaction rates. Additional corrections for mass loss are small (Table 3 versus Table 1).

3. Single Stars

More massive black holes can result from presupernova stars that retain their hydrogen envelope. It is assumed that the envelope participates, along with the helium core, in the collapse to a black hole. Very massive stars could die with most of their envelope intact if their metallicity was small enough that their mass loss was greatly reduced (Woosley 2017; Vink et al. 2021). Convection theories that favor smaller carbon-oxygen core masses would also favor more massive single stars collapsing (Vink et al. 2021). The envelope could also be retained in a widely detached binary system. These assumptions have their problems. Even if radiative-driven winds retain their proposed scalings for the very high masses and low metallicities where they have not been tested experimentally, stars near the Eddington limit may find other ways of losing mass. The mass-loss rates for luminous blue variables and stars as massive as Eta Carina are very uncertain and might not diminish greatly just because the radiative opacity is less (Smith & Owocki 2006). Binary systems so wide as to contain supergiants may also have difficulty merging by gravitational radiation in a Hubble time.

Still, it is interesting that the larger carbon abundances allowed by altered reaction rates also imply that single stars with larger total mass could collapse. Belczynski et al. (2010) estimated a maximum black hole mass of 80 M for a metallicity 1% of solar but did not include the effect of the pair instability. Woosley (2017) found that a black hole of 65 M resulted from the evolution of a 70 M star with a a very low mass-loss rate (Model T70C). That calculation was for a relatively large rate for 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ (fBuch = 1.2) and a standard value for 3α. Although not attempting a full survey, we consider here the evolution of six metal-deficient massive stars, Models T90C, T100C, T110C, T120C, T130C, and T140C (see Table 2 Woosley 2017), using variations on the reaction rates chosen to produce large central carbon abundances at helium depletion. These models did not rotate and had zero-age main-sequence masses of 90–140 M. Their metallicity was 10% solar, but their mass-loss rate as main-sequence stars and red supergiants was further reduced by an additional factor of 8 compared to the standard value for that metallicity. This would require a still lower value of metallicity or mass-loss rates much less than standard values for 10% solar metallicity.

Final presupernova masses, helium core masses, and remnant masses are given in Table 5, along with the variations in reaction rates and resulting carbon mass fraction at helium depletion. The behavior of these full star explosions generally follows from Tables 1 and 4, but due to the nonnegligible boundary pressure of the hydrogen shell, the equivalent helium core mass in Table 5 is smaller than for the bare helium star models. Given their large carbon mass fractions, the pair instability in Models T90Ca and T100Cb is mild and launches weak shocks having initial speeds of only hundreds of kilometers per second. These shocks appear late in the evolution after stable central oxygen burning and most of silicon core burning have already transpired. Typical explosion energies were 1047 erg or less. This only suffices to eject a small amount of material near the surface, even in a red supergiant, so the remnant mass very nearly equals the presupernova mass.

Table 5. Single-star Models

Model fα,γ /f3α ${M}_{\mathrm{preSN}}$ MHe X(12 C) MSCZ MBH ${{KE}}_{\exp }$
  (M)(M) (M)(M)(1051 erg)
T90Ca0.8/1.080.9241.130.20255.280.9 < 0.0001
T100Ca0.8/1.088.5046.530.19865.349.90.151
T100Cb0.8/1.3588.7946.530.26265.388.7 < 0.0001
T110Cb0.8/1.3597.1350.570.25471.5∼730.021
T120Cb0.8/1.35104.7655.170.24977.3∼670.077
T130Cb0.8/1.35112.2760.370.23977.663.50.173
T140Cb0.8/1.35119.3166.590.23278.865.00.65

Note. The model name gives the zero-age main-sequence mass of the star. MSCZ is the mass of the presupernova star that is inside the base of the surface convection zone. The external binding energy there is close to 1048 erg. MHe is the helium core mass, and ${M}_{\mathrm{preSN}}$ is the total presupernova mass. All quantities except the remnant mass, MBH, and final kinetic energy, ${{KE}}_{\exp }$, are evaluated at carbon ignition.

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Other models experienced stronger pulsations, though still late in their evolution. The presupernova models were all characterized by large radii, ≳ 1014 cm, but had surface convection zones that had not dredged up the entire envelope. The net binding energy of the dredged-up material for all six stars was, to within about a factor of two, ∼1048 erg, while the binding of all matter external to the helium core, including the part that was not convective, was greater than ∼1050 erg. Thus, when explosions developed with energy of order 1049 erg, typical mass separations lay beneath, but not far beneath, the base of the convective part of the envelope (Models 110Cb and 120Cb). These mass separations were difficult to determine because shock speeds were so slow that fallback continued for decades following the initial collapse. The location of the base of the convective zone is also model dependent since it is sensitive to the convection model, the opacity and metallicity, and mass loss. The depth of this zone was also slightly different at helium depletion, carbon ignition (where the evaluations in Table 5 were made), and carbon depletion. Had the model been a luminous blue variable or blue supergiant, the binding of the envelope might have been greater and so would the remnant mass, but then mass loss for the luminous blue variable could have been large. For larger explosion energies (Models 100Ca, 130Cb, and 140Cb) the mass cut is more precisely determined. For all models except T140Cb, the pulses occurred so late that the iron core collapsed while the outgoing shock from the pulses was still inside the star.

For the small values of 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ rate and large 3α, black holes of 85 M and more are possible. These are cases where the advanced stages of evolution are essentially stable and pulsational mass loss is negligible (Models T90Ca and 100Cb). Since the helium core properties are largely independent of the mass-loss rate, unless the whole envelope is lost, somewhat larger black hole masses could be achieved given one's tolerance for reducing the mass-loss rate, but probably not much beyond 100 M. It is interesting that black holes of such high mass can form, even in isolation. If they were to some day be captured in another system, one would not need to resort to multiple mergers to build up a black hole of 85 M.

As noted before, there might be problems with making a LIGO source directly this way. Given the large radii of the stars, bringing the resulting black hole from the first explosion close enough to the secondary in order to merge in a Hubble time requires additional assumptions. One possibility is that the primary (which makes the more massive black hole) was a blue supergiant or luminous blue variable and the secondary a red supergiant when they died. The larger radius for the secondary might provoke mass exchange that was avoided for the primary. This might happen, e.g., if the secondary was a low-metallicity star that made primary nitrogen when its helium convective core encroached on the hydrogen envelope while the primary did not. Such evolution is often seen for stars of this large mass and low metallicity (e.g., Heger & Woosley 2010).

Another possibility are kicks during the explosion (Tutukov & Cherepashchuk 2017). The difficulty here is that if no mass is ejected in a jet, the kick must be a consequence of asymmetric neutrino emission, but neutrino losses are a small fraction of the stellar mass. Once a black hole forms, without rapid rotation, the infalling material does not radiate neutrinos effectively. If neutrino emission is restricted to just the phase of proto−neutron star evolution, then the losses are probably no more than 0.5 M c2. Given a 5% asymmetry, which seems liberal, the kick for an 80 M black hole would then be (0.5)(0.05)/80 c ∼ 100 km s−1. These neutrinos would need to be coincidentally radiated largely in the direction of orbital motion. This could cancel the orbital momentum for a wide-enough separation, but the balance would need to be nearly precise to result in a plunging highly eccentric orbit that might later be circularized if it passed close enough to the secondary. This seems feasible but unlikely.

4. Rotation

4.1. Formalism and Physics

Rotation weakens the pair instability (Fowler & Hoyle 1964), but the effect on the dynamics of the explosion is not great unless the star maintains a large degree of differential rotation. Marchant & Moriya (2020) give the modification to the structural adiabatic index, Γ1, required for instability,

Equation (1)

where ${\omega }_{{\rm{k}}}={\rm{\Omega }}/\sqrt{{Gm}/{r}_{{\rm{e}}}^{3}}$ is the ratio of the actual angular rotation rate, Ω, to the Keplerian rotation rate for a given mass shell; re is its equatorial radius, here just taken to be the radius; and m is the mass inside that radius. Since a real star has neither constant Γ1 nor ωk, this criterion may or may not be satisfied in different regions of the star at different times. Whether there is a global instability depends on the integrated average (Marchant & Moriya 2020).

The strength of the pair instability also depends sensitively on the temperature and is weaker when the star first begins to contract and gain momentum and greater at the end when oxygen burns explosively. The accumulated momentum during the collapse plays an important dynamical role. Typical maximum decrements in Γ1 from the pair instability for the masses being studied, once the central temperature exceeds 2 × 109 K, are a few percent locally (relative to a fiducial 1.33) and ∼1% globally (Figure 1). This implies that differential rotation in the deep interior with ωk ≳ 10% will be required to alleviate the instability. Smaller amounts of rotation can still affect the outcome, though, by leveraging the evolution early on when the instability is weak. Marchant & Moriya (2020) found a typical increase in black hole mass of ∼4% when magnetic torques (Spruit 2002) were included in the models and ∼15% when they were not. Since ignoring magnetic torques would give a very rapid rotation rate for pulsars and possibly overproduce gamma-ray bursts (GRBs; Woosley & Heger 2006), the inclusion of magnetic torques is probably more realistic.

Figure 1.

Figure 1. Distribution of angular velocity and adiabatic index inside two 62 M models, Model 621.2,3 and Model 621.2,12, at four epochs in their evolution. The epochs are characterized by the first time a central temperature of T9 = 0.5 (dotted line), 1.2 (dashed line), 2.0 (dashed–dotted line), or 2.5 (solid line) is encountered. These four temperatures correspond approximately to just prior to carbon ignition (0.5), after central carbon depletion (1.2), near oxygen ignition (2.0), and during the first pulse (2.5). The adiabatic index, Γ1, is shown by the blue lines, and values less than 4/3 are locally unstable. The red lines are the ratios of the angular velocity in rad s−1 to the local Keplerian equivalent, ${\left({GM}/{r}^{3}\right)}^{1/2}$. The top panel is for a moderately rotating Model 661.2,3, and the bottom panel is for the more rapidly rotating Model 661,2,12. The inflection point at 47 M for the solid red line in the bottom panel is at the base of the helium-burning shell. Global averages of these quantities determine the instability of the star at a given point (Equation (1)).

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Unfortunately, rapid rotation affects the evolution of massive stars in many ways, and disentangling them complicates any conclusion regarding the black hole birth function. Rotation leads to mixing that results, at a minimum, in larger helium cores for a given main-sequence mass. At a maximum, the star may become fully mixed on the main sequence and experience chemically homogeneous evolution (Maeder 1987). Rotationally induced mixing can transport additional helium into the convective helium-burning core at late times, thus decreasing the carbon yield (Heger et al. 2000; Limongi & Chieffi 2018, their Fig. 19) and lowering the remnant mass (Table 4). Rotation reduces the central density, making the star evolve like one of lower mass (Marchant & Moriya 2020). Rapid rotation can lead to mass shedding at the equator, especially in stars that are already near the Eddington limit—as these are. Rotation can mix helium or carbon down during the implosion, so that shell burning has a greater effect during the first pulse. Rotation can alter the way the collapsing iron core behaves and allow explosions to develop where the star would have collapsed if neutrino transport were the only mechanism. If the rotation of the remnant is too rapid, not all of the star can immediately collapse to a black hole without making a disk. The formation of a "collapsar" may produce a jet that explodes the remaining star or, at the least, inhibits its full collapse.

The amount and distribution of angular momentum also depend critically on uncertain mechanisms for its transport and the rates for mass loss. Transport concentrates angular momentum in the outer layers of the star where mass loss removes it. To neglect mass loss is to overestimate the role of rotation in the evolution, but including it adds another uncertain parameter to the outcome, a parameter that will itself vary in an uncertain way with metallicity.

For all these reasons, the results in this section are less precise than those in the previous ones. A one-dimensional code is used to calculate the effects of a two-dimensional phenomenon—rotation. Angle averaging and a semiempirical formulation are necessary. Mass loss by winds is neglected, though see Section 4.3. What is most important is the angular momentum distribution the star has at carbon ignition since radiation-driven mass loss can presumably be neglected after that. Though we follow all stars through helium burning, they approach carbon ignition with essentially the same angular momentum distribution they started with—nearly rigid rotation characterized by a single parameter, Jinit, the initial total angular momentum of the star.

Rotational mixing and angular momentum transport by the usual dynamical processes (Heger et al. 2000) were included in all stages of the evolution, including the interpulse periods. Time-dependent convection is also left on during interpulse periods in that portion of the star that remains in hydrostatic equilibrium, i.e., is not moving supersonically. Except where specified, angular momentum transport by magnetic torques is included (Spruit 2002; Heger et al. 2005).

Unlike our past studies of pair instability, an approximate centrifugal support term has been added to the momentum equation as

Equation (2)

where j is the average specific angular momentum of the shell, r is the radius of the shell, and Ω is the angular velocity of the shell. Shells are assumed to be spherical and rigidly rotating (solid-body rotation for each shells). Different shells may rotate at different angular velocity. The factor 9/4 is because, for a spherical shell in solid rotation, the average angular momentum at the equator is 3/2 times the average. The factor f accounts for averaging the centrifugal force over the surface and should be 2/3. Our approximation does not take into account any deformation of the shell or that the centrifugal forces would be larger at the equator than at the pole.

The helium stars studied here are assumed to initially rotate rigidly and are characterized by a total angular momentum Jinit = (0.15, 0.3, 0.6, 1.2) × 1053 erg s. Several choices of reaction rates are explored. Except for rotation, the physics and computational procedure here are the same as for nonrotating helium stars in Section 2.3.

Rotational mass shedding is included and is important for many models with Jinit ≳ 6 × 1052 erg s. A surface zone is assumed to be lost when its angular velocity exceeds 50% of Keplerian (i.e., ωk > 0.5). This value, corresponding to a ratio of centrifugal force to gravity of 25%, is an upper bound since the luminosity of the stars considered here is typically ∼ 90% Eddington. In any case, a larger value would make the approximation of spherical stars highly questionable. Values of ωk this large only exist in layers near the surface. The central density rises from around 1000 g cm−3 prior to carbon ignition (T9,c = 0.5) to 107 g cm−3 during silicon burning. As the star attempts to maintain rigid rotation, the surface of the star is spun up, resulting in mass loss. This loss continues all the way through the evolution.

In addition to their angular momentum and mass, the models in Table 6 are characterized by several choices of nuclear reaction rates chosen to span most of the range for the nonrotating stars in Section 2.3 and Table 1. Three choices typify a central carbon mass fraction at carbon ignition, X(12C), that is either "small," fBuch = 1.2, f3α = 1; "medium," fBuch = 1.0, f3α = 1.35; or "large," fBuch = 0.75, f3α = 1.35. Magnetic torques are included all the time in all models except 64b, 66b, 68b, and 80b.

Table 6. Helium Stars with Constant Mass and Rotation

MHe fBuch Jinit X(12C) Mshed Mpulse 1 KEpulse 1 MBH ${{KE}}_{\exp }$ Jfinal
(M) (1052 erg s) (M)(M)(1051 erg)(M)(1051 erg)(1052 erg s)
541.21.50.0936053.30.1245.90.890.79
561.21.50.0913051.60.44 46.8 0.720.43
581.21.50.0891049.20.9646.61.410.72
601.21.50.0871049.91.5645.42.340.32
621.21.50.0851043.62.2641.12.640.35
541.230.0932053.30.04146.21.331.30
561.230.0910053.60.19 48.5 0.821.18
581.230.0889050.60.6248.10.920.41
601.230.0868050.51.1347.21.780.67
621.230.0849049.41.7744.22.680.59
561.260.08920.4254.00.2546.81.171.73
581.260.08740.3757.00.03648.61.121.51
601.260.08560.2657.70.18 52.4 0.870.96
621.260.08390.0254.20.5949.11.040.38
641.260.07970.0153.90.1149.51.640.27
64b1.260.0822054.11.0150.21.492.85
661.260.0786050.41.7543.63.050.15
66b1.260.0805050.21.7844.52.811.75
681.260.0770025.13.0825.13.080.47
68b1.260.0790030.52.9030.52.900.87
581.2120.08442.1155.40.01847.20.810.92
601.2120.08171.9557.20.01948.50.840.44
621.2120.08051.7358.20.4251.41.691.84
641.2120.07971.6759.10.1946.71.110.46
64b1.2120.07920.2863.50.01554.81.246.74
661.2120.07861.5660.70.28 55.5 0.970.53
66b1.2120.07780.2364.50.1456.51.176.86
681.2120.07701.5060.40.4553.81.200.42
68b1.2120.07660.2167.00.04359.11.407.20
701.2120.07591.3251.71.5445.13.120.14
721.2120.07451.2148.61.8743.43.100.16
741.2120.07301.0428.62.8328.62.830.89
621.0/1.3560.177060.60.05858.20.282.93
641.0/1.3560.175063.10.054 59.2 1.091.85
661.0/1.3560.173058.60.5654.51.040.82
681.0/1.3560.170058.30.9555.01.481.60
701.0/1.3560.168054.51.3550.71.991.47
721.0/1.3560.166046.61.9843.82.471.09
741.0/1.3560.164004.8404.840
661.0/1.35120.1691.5661.70.1461.70.144.32
681.0/1.35120.1671.6664.20.07461.30.982.19
701.0/1.35120.1651.4365.20.14 61.8 0.481.44
721.0/1.35120.1631.3664.80.2961.20.870.74
741.0/1.35120.1611.3566.70.2761.31.030.72
761.0/1.35120.1590.9764.50.9358.02.331.68
781.0/1.35120.1580.9459.51.4456.42.022.58
680.75/1.3530.244068.00 67.9 0.0012.97
700.75/1.3530.241067.20.1067.20.102.41
720.75/1.3530.239061.60.8861.60.881.68
740.75/1.3530.237033.72.8933.72.890.36
680.75/1.3560.243068.0067.90.0045.87
700.75/1.3560.240070.00 69.9 0.0075.92
720.75/1.3560.238069.00.09669.00.0964.74
740.75/1.3560.236066.40.6366.40.633.80
760.75/1.3560.234044.12.3544.12.351.19
780.75/1.3560.232005.1205.120
680.75/1.35120.2391.3966.6066.308.32
700.75/1.35120.2371.4368.6068.308.92
720.75/1.35120.2351.1670.8069.90.0337.90
740.75/1.35120.2331.1970.40.1270.40.126.40
760.75/1.35120.2310.8773.40.051 73.3 0.0518.62
780.75/1.35120.2290.7573.00.01573.00.0157.60
800.75/1.35120.2270.2869.90.8569.90.856.33
80b0.75/1.35120.2270.0374.90.2974.90.299.11

Note. See Table 1 for the definition of fBuch. Jinit is the initial total angular of the helium star. It can only decrease owing to mass loss, though angular momentum can be transported within the star. X(12C) is the central carbon mass fraction just before central carbon burning ignites. Mshed is the mass shed by rotation up to the point when oxygen burning ignites. Mpulse 1 and KEpulse 1 are the mass following the first pulse and the kinetic energy of the initial ejecta. A zero value for KEpulse 1 indicates stable oxygen ignition with no explosive mass loss. MBH and KEfin are the mass of the black hole remnant and the total kinetic energy of all ejecta including the first pulse. Jfin is the angular momentum of the black hole remnant. Models 64b, 66b, 68b, and 80b were calculated without including the transport of angular momentum by magnetic torques and are of questionable validity. Otherwise, the most massive black hole for each choice of reaction rates and angular momentum is given in boldface. Black hole masses for models with ${J}_{\mathrm{final}}\gtrsim {\left({M}_{\mathrm{BH}}/33.5{M}_{\odot }\right)}^{2}$ are upper bounds. The Kerr parameter is the ratio of these two quantities.

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The rotating models in Table 6 will be denoted by their mass and the choice of reaction rates and angular momentum used in their calculation. Model 601.2,12 thus refers to the 60 M model that used fBuch = 1.2, f3α = 1, and an initial angular momentum Jinit = 12 × 1052 erg s.

4.2. Results for Rotating Helium Stars

Model stars (Table 6) were generated by allowing an extended configuration of pure helium with an initial central density of 0.1 g cm−3 to relax to thermal and hydrostatic equilibrium with a central density of about 200 g cm−3 and a central temperature of ∼ 2.2 × 108 K where helium burning ignited. The initial angular momentum, Jinit, characterizes that state. Helium burning lasts about 300,000 yr in all models and produces the central carbon mass fractions given in the table. Typical radii at central helium depletion (helium mass fraction is 1%) are near 1.5 × 1011 cm, and the luminosities are ∼ 1.05 × 1040 erg s−1 (M/60 M).

After helium depletion, carbon burns away at the centers of all models without the nuclear energy generation ever exceeding neutrino losses and generating convection. Due to efficient magnetic torques, the star rotates nearly rigidly up until carbon ignition except for a small mass at the surface. The angular velocity for most of the interior is ${\rm{\Omega }}\approx 5\times {10}^{-4}{\left(60{M}_{\odot }/M\right)}^{2}({J}_{\mathrm{init},52}/3)$ rad s−1 when the central temperature is 5 × 108 K and the density is 2500 g cm−3. The ratio of angular velocity to its Keplerian value, ωk, varies with radius, but for a point midway in mass in the star it is typically ${\omega }_{{\rm{k}}}\approx 0.029{\left(60{M}_{\odot }/M\right)}^{2}({J}_{\mathrm{52,0}}/3)$ at that time (Figure 1). These values are reduced in cases where there has been appreciable rotational mass shedding.

Prior to any pulsational mass loss, all models with Jinit = 1.2 × 1053 erg s and many with Jinit = 6 × 1052 erg s experience rotational mass shedding. This begins late in helium burning, but it mostly happens near and just after carbon ignition. The mass lost is ≲ 2 M, which is a small fraction of the total mass but often contains a substantial fraction of the total angular momentum. For example, Model 601.2,12 shrank to 59.04 M at carbon ignition, and in the process, its angular momentum, J52, declined from 12 to 7.84. By oxygen ignition, these values had further decreased to 58.05 M and 6.35, respectively. Even before pulsations began, the initial angular momentum for Model 601.2,12 had almost halved, making Model 581.2,6 and Model 601.2,12 similar in outcome. The two stars had masses of 57.6 and 58.0 M after rotational mass shedding and produced black holes of 48.6 and 48.5 M. Other pairs, like 621.2,6 and 641.2,12, did not yield such similar results because of the stochastic nature of multiple pulses and sensitivity to slight changes in the angular momentum distribution and composition. The agreement was especially poor for models near the threshold of full explosion, like 661.2,6 and 681.2,12, and for models with little rotational mass shedding.

Still, the implication is that it would not be fruitful to consider models with much larger rotation rates than Jinit,52 = 12. The excess momentum would simply be shed early in the evolution, and the maximum black hole mass would not be greatly increased. This is particularly true since the criterion for rotational mass loss, ωk = 0.5 at the surface, is already too large for stars so near the Eddington limit.

Also shown in Table 6 is the energy of the first pulse and the mass of the star after that pulse (including the effects of rotational mass shedding prior to the pulse). These characteristics follow expectations more consistently than final properties. For a given angular momentum, the mass ejected and the kinetic energy of that mass, KEpulse1, increase with initial mass. For a given initial mass, Mpulse1 increases with initial angular momentum, while KEpulse1 decreases. In cases where the central carbon mass fraction and initial angular momentum are high, the stars often ignite central oxygen burning stably. Such stars may also experience a long phase of numerous, weak pulsations due to the burning of carbon in a shell. The mass lost prior to oxygen burning in such models is small, though.

A strong first pulse, on the other hand, implies a long wait before the next pulse while the star relaxes from a highly extended, weakly bound state. During this time, angular momentum can be transported out of the core by shear, magnetic torques, and convection. For these cases, subsequent pulses are not as influenced by rotation as the first one and can also be quite strong.

Indeed, the transport of angular momentum by magnetic torques prior to oxygen ignition and during the long interpulse periods, when they exist, is a major uncertainty in these calculations. Eliminating them reduces rotational mass shedding. Angular momentum that might have been transported to the surface and lost remains concentrated in the central core, where it influences the subsequent evolution. Figure 2 shows the evolution of the angular velocity and the ratio of the angular velocity to Keplerian, ωk, for Model 661.2,12 with and without magnetic torques (models in Table 6 that end in b, like "66b," did not include magnetic torques). Early on, near carbon ignition at T9 = 0.5, the rotational profiles are similar for the two models, though rotational mass shedding has already reduced the angular momentum in the model without magnetic fields. As time passes, the divergence increases, and by the time the iron core collapses, there is more than an order-of-magnitude difference in the angular momenta of the remnants.

Figure 2.

Figure 2. Effect of magnetic torques on the angular momentum distribution in Model 661.2,12 (Table 6). Top: the angular rotational speed in rad s−1 and the ratio of angular velocity to Keplerian are given at two different times in the evolution when the central temperature is T9 = 0.5 (just prior to carbon ignition; dashed lines) and 2.5 (during the first pulse; solid lines). Blue lines are the rotational velocity for cases where magnetic torques are included in the calculation; green lines are for an equivalent model without magnetic torques. Red lines give the ratio of angular speed to Keplerian for the model with magnetic torques; gold lines are for the model without torques. Bottom: the continued evolution of the star leads to even greater disparity between the magnetic and nonmagnetic cases as is shown here for the presupernova star. The total angular momentum interior to the given mass and the ratio of the local rotation rate to Keplerian are given as dashed and solid lines, respectively. The iron core of the nonmagnetic case would experience triaxial deformation in a multidimensional study.

Standard image High-resolution image

The chief cause of divergence in this case is magnetic braking during the thousand-year-long interval following the second pulse in the model that includes magnetic fields. During that time, the angular momentum in the inner 55.5 M of the star (the part destined to be a black hole) declines from 4.2 × 1052 erg s to 5.4 × 1051 erg s. The mass of the star is constant during this interval, so the excess angular momentum piles up in a mass of just a few M near the surface. This is later ejected in a final third pulse, so that the star that included magnetic fields ends up making a black hole with spin J52 = 0.53, whereas the one without magnetic fields makes a black hole of nearly the same mass, but with J52 = 6.86.

It would not be realistic to ignore magnetic torques during these long Kelvin–Helmholtz episodes while cores recover from prior explosive expansion. The compositions, densities, temperatures, and rotation rates are similar to those in stable carbon burning. On the other hand, experimental validation of the simple prescription used is lacking. The correct solution might lie between the two extremes. This means that any estimate of the Kerr parameter for the black holes coming from these rapidly rotating models, especially those with large carbon abundance, is not reliable.

The dimensionless Kerr parameter is $a/M={cJ}/{{GM}}^{2}={J}_{52}{\left(33.5{M}_{\odot }/M\right)}^{2}$. For a 70 M black hole with a/M = 1, the critical angular momentum is 4.40 × 1052 erg s. Compact remnants in Table 6 with much more angular momentum than this cannot form black holes without losing mass and shedding the excess. This includes many of the more massive models with large carbon mass fractions in Table 6. Only a small fraction of this angular momentum is in the collapsing iron core itself. Most is in the outer layers. The most likely fate of such cores is to form a black hole surrounded by an accretion disk. This probably leads to the production of jets (Woosley 1993; MacFadyen & Woosley 1999) and mass ejection. That is, these are excellent candidates for making long soft GRBs, and GRBs may be intimately related to the formation of the most massive LIGO sources (see also Marchant & Moriya 2020). The bursts, of course, happened long ago when the black holes formed, not when they merged. They are probably not the most common form of GRBs since they involve quite massive black holes and the surface layers of the star. Given the large angular momentum, the disk might form at large radius and thus have a long characteristic timescale. A timescale of minutes is implied by the freefall time for the outer layers and is not an unreasonable estimate for the burst duration.

How much mass is ejected? Most of the final angular momentum is in the outer part of the remnant (Figure 2). Consider the case of 760.75/1.35,12. This model leaves a 73.3 M remnant with Jfinal,52 = 8.62, too much angular momentum for a black hole with this mass. But J52 = 4.2 exists at 69 M, corresponding to a/M = 1. A probable outcome, then, is that a black hole with an initial mass of ∼69 M forms with an accretion disk of about 4 M. Jet formation will eject some, but not all, of this 4 M. Based on calculations by Zhang et al. (2004), the fraction ejected might not be large. It depends on the efficiency with which lateral shocks induced by the jet eject matter in the equatorial plane. The implication is that some of the large black hole masses in Table 6 should be treated as upper bounds but are perhaps not too far from correct. The final black hole of all models with ${J}_{52}\gtrsim {\left(M/33.5{M}_{\odot }\right)}^{2}$ would have a dimensionless Kerr parameter near a/M = 1.

The maximum-mass black hole for a given choice of reaction rates and angular momentum is given in boldface in Table 6. Models without magnetic torques are ignored. These limits range from little modification to those derived for nonrotating stars in Table 1 if Jinit,52 ≲ 3 to increases as great as 11% for maximal rotation. Our heaviest black hole is 73 M (though, as previously noted, that model has too much spin to fully collapse to a black hole). This is a larger increase than estimated by Marchant & Moriya (2020) for stars with magnetic torques included. The difference probably involves the consideration here of more rapid rotation and, especially, choices of reaction rates that produce more carbon. Without magnetic fields the increase could potentially be greater, though probably not much larger as Model 80b illustrates.

4.3. Progenitor Evolution

The rotation rates assumed here are similar to those used to model GRB progenitors (Yoon & Langer 2005; Woosley & Heger 2006; Yoon et al. 2006; Cantiello et al. 2007). Chemically homogeneous evolution is common for these stars and is consistent with the need to keep LIGO progenitors compact inside close binaries (Mandel & de Mink 2016).

Consider a 70 M main-sequence star with initial angular momentum J = 4 × 1053 erg s. This corresponds to an equatorial rotational speed at the surface of 390 km s−1 and an angular velocity there that is 32% Keplerian. With this rotation rate, the star evolves chemically homogeneously (Mandel & de Mink 2016). It never becomes a giant and consumes all the hydrogen within its mass, except for a small fraction near the surface, while still on the main sequence. It thus evolves directly into a helium star similar to the ones considered in this section.

If mass loss were negligible, this initial angular momentum would be preserved and the star would die with values in excess of the largest ones in Table 6, but that is not realistic. On the other hand, with solar metallicity and conventional mass-loss rates, the star would end up with too small a mass to encounter the pair instability and would have a negligible amount of angular momentum.

Consider, then, the results of substantially decreasing the star's mass-loss rate, perhaps due to a small initial metallicity. Following Szécsi et al. (2015), we consider a metallicity of 2% solar, more specifically an iron mass fraction of 2.92 × 10−5. Their 67 M model had a rotational velocity of 400 km s−1, comparable to the 390 km s−1 for our 70 M model. Their model also evolved chemically homogeneously. For the mass-loss prescription they employed, their star had a mass at the end of hydrogen burning of 62.2 M. Most of their mass loss occurred after the star became a Wolf-Rayet star with a surface hydrogen mass fraction less than 0.3.

Szécsi et al. (2015) used a complicated prescription for mass loss involving multiple sources and interpolation. Here we just use the rates of Nieuwenhuijzen & de Jager (1990) and Yoon (2017) with a multiplicative factor less than 1 for the Yoon rate. Given the uncertain weak dependence of Yoon's mass-loss rate on metallicity, these reductions are reasonable. With this prescription, our 70 M metal-poor star reaches a central hydrogen mass fraction of 0.3 with a mass of 69.4 M. Up to that point mass loss was taken from Nieuwenhuijzen & de Jager (1990) and was small. Continued evolution used the Yoon rates with a multiplicative factor of 0.5. The star finished hydrogen burning with a mass of 63.7 M and a residual angular momentum of 2.3 × 1053 erg s. The model of Szécsi et al. (2015) had a luminosity at hydrogen depletion of 106.34 L and an effective temperature of 80,600 K. Our values were 106.37 L and 86,800 K. The slight mismatch in starting mass and rotation rate is inconsequential compared with uncertainties in the mass-loss rate.

It is necessary to follow the continued evolution through helium burning. Published mass-loss rates for metal-poor helium stars span a wide range (Vink 2017; Yoon 2017; Sander et al. 2020; Sander & Vink 2020; Woosley et al. 2020). Here we continued to use the rate of Yoon (2017) scaled, for the given metallicity (2% solar), by factors of 1, 0.5, and 0.25. All runs were started from the model with a central hydrogen mass fraction of 0.3. These multipliers gave a range of average mass-loss rates during helium burning from 4 × 10−5 M yr−1 to 1 × 10−5 M yr−1. The instantaneous rate was about a factor of two smaller early in helium burning when the star was still a WNE star and larger later on when it is a WC star. These rates are consistent with what Sander & Vink (2020) have recently published for a metallicity of 2% to 5% solar. With these three rates, the final masses of the WC stars at carbon ignition were 47.2, 56.7, and 62.7 M, and their angular momenta were (2.7, 9.7, 19) × 1052 erg s. This spans most of the range of angular momenta sampled in Table 6. Other choices of initial mass and angular momentum could have filled the grid.

5. Super-Eddington Accretion

Another source of uncertainty affecting black hole masses in a close binary system is the subsequent interaction of the first black hole born with the other star (van Son et al. 2020). It is well known that a black hole can accrete at a rate well above the Eddington limit. Accretion rates of solar masses per second are not uncommon during core-collapse simulations in failed supernovae. The excess energy that might have inhibited infall or powered mass outflow is either radiated away as neutrinos or advected into the event horizon and lost (Popham et al. 1999). A less extreme and more relevant example is Model r003 of Sadowski & Narayan (2016). In their 3D general relativistic MHD simulation, a 10 M black hole accretes at 176 times the Eddington value, that is, at a rate of 6.7 × 10−6 M yr−1. The authors note that the calculations should scale for larger-mass black holes and that greater super-Eddington factors are allowed. For an 80 M black hole, Model r003 would correspond to an accretion rate of about 5 × 10−5 M yr−1. We speculate that similar flows and characteristics would characterize accretion rates up to 0.001 M yr−1. Sadowski & Narayan (2016) note that a portion of the accreted energy, about 3% $\dot{M}{c}^{2}$, would go into powering semirelativistic polar outflows. Black holes undergoing this sort of accretion might thus appear as ultraluminous X-ray sources or SS 433 analogs. Indeed, an accretion rate of 10−4 M yr−1 has been inferred for SS 433 (Cherepashchuk et al. 2020). Hyper-Eddington accretion factors of up to 1000 have been computed for supermassive black holes including the effects of the outgoing jet on the disk (Takeo et al. 2020).

It is beyond the scope of this paper to consider the full complexity of a mass-exchanging binary, especially those that might experience common envelope evolution, but our single-star models offer some insights. The progenitors of the more massive LIGO sources were probably stars of ∼150 M or more and possibly formed in metal-deficient regions. One or more stages of common envelope evolution are frequently invoked. The accretion by a black hole during a dynamic common envelope phase is currently thought to be small (De et al. 2020), but the evolution leading up to that common envelope is poorly explored for stars of such great masses.

We consider here a 130 M star finishing its hydrogen-burning evolution in a close binary with a black hole of ∼60 M with an initial orbital separation of 300 R, or about 2 × 1013 cm. Such a configuration is reasonable for the progenitors of LIGO sources (Bogomazov et al. 2018). The initial black hole mass is reasonable for the range of reaction rates and rotation rates considered in this paper. We further assume that the star has 10% solar metallicity. Its mass after hydrogen burning is thus about 116 M (Woosley 2017; Model T130). In the initial configuration the period of the binary is 40 days. The radius of the main-sequence star is ∼1.5–2 R throughout hydrogen burning. The main-sequence star does not yet fill its Roche lobe.

The situation changes as the star completes hydrogen burning, contracts in its center to ignite helium burning, and attempts to become a supergiant. The star develops a surface convective zone that gradually eats into its hydrogen envelope. The rate at which the convective zone moves into the envelope, which is also the time to transition to a supergiant, depends on the theory of semiconvection, but it is of order a nuclear timescale, or ∼ 105 yr, for helium burning. The Kelvin–Helmholtz timescale for the envelope is smaller, a few thousand years. If the envelope were to be lost on either timescale, the loss rate would thus correspond to 0.0002–0.002 M yr−1. Until close to the end, most of the envelope, by mass, remains dense and transports radiation by diffusion except for a region just above the hydrogen-burning shell.

We explored the effect of imposing a limit on the radius of this 116 M secondary at 2 × 1013 cm, i.e., manually removing all mass beyond this radius as the star attempted to become a giant. A steady state was found with a surface convective zone that had an outer boundary that extended nearly to the cutoff radius. The base of this convective shell remained fixed at ∼ 7 × 1012 cm as mass was removed from the top and new matter convectively dredged up from the bottom. At any time, this convective shell contained only a few hundredths of a solar mass with density ranging from 10−11 g cm−3 at the surface to 10−8 g cm−1 at its base. The binding energy of this convective shell, ∼1046 erg, was very small compared with the orbital kinetic energy of the black hole, ∼1050 erg. The Roche radius was inside of this convective envelope, close to its base, but the angular velocity of the black hole within this envelope was supersonic, so stable Roche lobe overflow seems unlikely.

Rather, we speculate that the friction resulting from the black hole's motion drives mass loss from the secondary. Podsiadlowski (2001) has discussed such "frictionally driven winds." If the convective layer is removed, the friction is reduced, so the mass loss might be self-regulated and determined by the rate at which convection moves into the envelope. We followed our toy model for 100 yr (about 10,000 steps), during which the mass loss and convective shell properties remained in steady state. The inferred mass-loss rate was 0.0018 M yr−1.

This is a common envelope evolution of sorts, but one that proceeds on a thermal timescale, not a dynamical one (Podsiadlowski 2001). The efficiency for the black hole to retain the mass that is lost by the secondary is unknown, but a total envelope mass of 60 M could be lost this way. Growth of the hole by 15 M or more (half of the envelope lost to a wind and half that accreted) does not seem unreasonable (see also van Son et al. 2020). Over time, the black hole gains mass and, initially at least, moves closer to the secondary. It could be that eventually the interaction becomes stronger as the orbit is narrowed and a more dynamical sort of common envelope evolution occurs. The 60 M helium core of the secondary eventually experiences its own pair instability, making a black hole not much smaller than 60 M, and if the black holes have become close enough, due to the action of common envelope evolution jets, or kicks, they merge on a Hubble time. This is clearly a very uncertain and possibly quite rare model.

6. Discussion

Four modifications to the assumptions previously used to calculate the "pair gap" in the black hole birth function have been explored. Each has been suggested previously and has the potential to substantially alter the boundaries, but each also has its problems. In general, it is not too difficult to raise the lower bound of the cutoff, Mlow, from 46 M (Woosley 2019) to about 60 or even 70 M, but raising it to 85 M and more is difficult and might require either that the very massive black hole was captured, i.e., not born in the binary that subsequently merged, or other special circumstances. That is, pending better determination of uncertain reaction rates, the events in the GWTC-2 catalog (Abbott et al. 2020a) might be accounted for with rather standard physics in which there is still a pair gap with Mlow ∼ 60 M, but GW190251 requires an alternate explanation. Two possible explanations were discussed here—birth in a detached binary (Section 3) and super-Eddington accretion after black hole birth (Section 5). See also Tutukov & Cherepashchuk (2017) and van Son et al. (2020).

The combination of 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ and 3α rates used in our previous studies may have conspired to produce a small value for Mlow. Using the favored value for 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ from deBoer et al. (2017), 140 keV b for the S-factor, gives 48 M (Table 1 with fBuch = 1.0 corresponds to S = 146 keV b). If one accepts a major revision to the 3α rate (Eriksen et al. 2020; Kibédi et al. 2020) but does not change 12C ${\left(\alpha ,\gamma \right)}^{16}$ O, Mlow rises to 57 M. Using the 1σ lower bound from deBoer et al. (2017) for the 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ S-factor (i.e., S = 110 keV b) and the revised 3α rate from Kibédi et al. (2020) gives Mlow = 64 M, which we currently regard as an upper limit on the likely effects of rate modification alone. This could be augmented by the effects of rotation and future accretion by the black hole, but the direct collapse of an 85 M Wolf-Rayet star to a black hole (Belczynski 2020) seems unlikely. Rate determinations are best left to the nuclear laboratory, but using this large value of 3α and a reduced value for 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ may lead to difficulties in stellar nucleosynthesis that have yet to be fully explored (Section 2.2).

A larger range of reaction rates was considered by Farmer et al. (2020), but within the range mutually considered, our results agree reasonably well with Farmer et al. (2019), who gave an upper bound on Mlow of 56 M. Due to sparse sampling and the cumulative effects of multiple pulses and burning shells, and based on examining hundreds of models (not all included in the tables), all values given here for Mlow probably have an uncertainty of about ±2 M. A value of Mlow = 45−65 M is reasonable for now given our current understanding of the nuclear physics.

Similar rate modifications also imply a significant shift in the upper boundary for the pair gap, Mhigh, with values ranging from 136 to 161 M. Even for our standard rates, fBuch = 1.2 and f3α = 1, there is a significant shift of Mhigh from 133.3 M (Heger & Woosley 2002) to 139 M because of a better treatment of the nuclear burning and a different treatment of convection during the implosion (Section 2.3.2).

As has been known for some time, single stars that retain part of their hydrogen envelopes when they die can produce more massive black holes. The previous approximate limit for this mass was 65 M (Woosley 2017). Here we have shown that the same adjustments to reaction rates that raise Mlow and Mhigh for close binaries will also raise the limit for single stars. Our estimate for the maximum mass allowed by variation of reaction rates within their current errors is about 90 M (Table 5). This has several implications. If one can make an 85 M black hole in an isolated star and later capture it in a binary, then there only needs to be one stage of capture, not two as would be required if the limit were 65 M (one to make the 85 M black hole and another to make the final system). Second, the 85 M black hole might be made in a detached binary, especially in a blue supergiant or luminous blue variable. If the secondary later became a red supergiant because of primary nitrogen production, the black hole and secondary might still experience a common envelope phase and draw closer. This might be a rare event.

Depending on a number of uncertainties, rotation could cause moderate to major modifications to Mlow (Section 4). The maximum effect for our models that include magnetic torques are larger, by about a factor of two, than those of Marchant & Moriya (2020), probably because we considered a larger range of reaction rates and angular momenta. Rapidly rotating stars that experience chemically homogeneous evolution and lose less than 30% of their mass during hydrogen and helium burning can end their lives with total angular momenta like those in Table 6. The resulting black hole masses will be appreciably increased beyond those of nonrotating stars, and the lower bound on the pair-instability mass gap could be as large as ∼70 M. Uncertainties include the following:

  • 1.  
    The carbon abundance at the end of helium burning, and hence the rates for 12C ${\left(\alpha ,\gamma \right)}^{16}{\rm{O}}$ and 3α.
  • 2.  
    The initial angular momentum and the mass loss. The initial angular momentum for the helium star needs to be ≳ 3 × 1052 erg s to have a major effect. This is reasonable for rapidly rotating stars experiencing chemically homogeneous evolution with low mass-loss rates (Section 4.3). Using current estimates in the literature for mass-loss rates, the maximum metallicity would be between about 1% and 5% solar.
  • 3.  
    Rotational mass shedding. For an angular momentum in excess of 6 × 1052 erg s, much of the excess can be shed before the pair instability is encountered.
  • 4.  
    Magnetic torques. These are particularly important and uncertain during the long interpulse periods for events that have a strong first pulse. Too many GRBs and rapidly rotating pulsars would exist if they were left out altogether, but their magnitude is uncertain.
  • 5.  
    Disk formation during the collapse. For those models with high carbon abundance, rapid initial rotation, or weak magnetic torques, there may be too much angular momentum for the entire presupernova star to collapse to a black hole. Disk formation and the accompanying disk winds and jet-induced explosions may shed the excess angular momentum, but the amount of mass ejected is uncertain. It might be small. If rotation is responsible for the most massive black holes, the final dimensionless Kerr parameter could be close to 1.

The effects of rotation on Mhigh were not explored but might be smaller owing to both the stronger pair instability in such massive stars and the likelihood of rotational mass shedding in stars so near the Eddington limit.

Perhaps the most uncertain aspect of Mlow is the accretion the black hole experiences after it is born. This might occur either during the common envelope phase that is frequently invoked to bring the stars together or during frictionally induced mass loss by the secondary after it finishes hydrogen burning. Here we have focused on the latter. As the secondary first expands beyond about 1013 cm, the surface convective zone contains little mass. Most of the envelope is radiative. If that small mass spills over onto the black hole, it will be replenished on a thermal timescale by the envelope. Envelope masses may be ∼50 M, and thermal timescales are thousands of years, so accretion rates of 10−3 to 10−2 M yr−1 might occur. At such grossly super-Eddington rates the black hole will accrete most of the matter but also produce strong bipolar outflows (Sadowski & Narayan 2016).

This work has been partly supported by NASA NNX14AH34G and by the Australian Research Council (ARC) Centre of Excellence (CoE) for Gravitational Wave Discovery (OzGrav), through project No. CE170100004. A.H. has been supported, in part, by the National Science Foundation under grant No. PHY-1430152 (JINA Center for the Evolution of the Elements), and by the Australian Research Council Centre of Excellence for All Sky Astrophysics in three-Dimensions (ASTRO 3D), through project No. CE170100013.

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10.3847/2041-8213/abf2c4