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Binary Evolution, Gravitational-wave Mergers, and Explosive Transients in Multiple-population Gas-enriched Globular Clusters

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Published 2022 June 6 © 2022. The Author(s). Published by the American Astronomical Society.
, , Citation Mor Rozner and Hagai B. Perets 2022 ApJ 931 149 DOI 10.3847/1538-4357/ac6d55

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Abstract

Most globular clusters (GCs) show evidence for multiple stellar populations, suggesting the occurrence of several distinct star formation episodes. The large fraction of second population (2P) stars observed requires a very large 2P gaseous mass to have accumulated in the cluster core to form these stars. Hence, the first population of stars (1P) in the cluster core has had to become embedded in 2P gas, just prior to the formation of later populations. Here we explore the evolution of binaries in ambient 2P gaseous media of multiple-population GCs. We mostly focus on black hole binaries and follow their evolution as they evolve from wide binaries toward short periods through interaction with ambient gas, followed by gravitational-wave (GW) dominated inspiral and merger. We show that this novel GW merger channel could provide a major contribution to the production of GW sources. We consider various assumptions and initial conditions and calculate the resulting gas-mediated change in the population of binaries and the expected merger rates due to gas-catalyzed GW inspirals. For plausible conditions and assumptions, we find an expected GW merger rate observable by aLIGO of the order of up to a few tens of Gpc−3 yr−1 and an overall range for our various models of 0.08–25.51 Gpc−3 yr−1. Finally, our results suggest that the conditions and binary properties in the early stage of GCs could be critically affected by gas interactions and may require a major revision in the current modeling of the evolution of GCs.

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1. Introduction

Stars are thought to form following the collapse of giant molecular clouds (GMCs) and further grow and evolve through accretion from and interaction with the GMC ambient gaseous environment during their early evolution, of up to a few Myr. Following the gas dispersal and depletion, the later long-term evolution of stars and multiple systems is thought to be dominated by their gas-free stellar evolution and their dynamical interactions with other stellar companions and/or stars in the cluster. However, some environments can be replenished with gas, leading to late epochs of stellar and binary evolution of stars embedded in gas. Already decades ago, Bahcall & Ostriker (1976) suggested that stellar compact objects can interact with gaseous disks around massive black holes (BHs; active galactic nuclei (AGNs)), accrete, and give rise to X-ray flarings. Ostriker (1983) suggested that stars and compact objects embedded in AGN disks can accrete gas from the ambient gaseous medium, grow to Chandrasekhar mass, and explode as Type Ia supernovae (SNe), and later Artymowicz et al. (1993) discussed accretion onto stars in AGN disks giving rise to massive stars exploding as core-collapse (CC) SNe and polluting the AGN disks.

The dynamical evolution of binary gravitating objects embedded in a large-scale gaseous environment could be altered through gas dynamical friction (GDF) and accretion that change their orbit and masses and potentially catalyze their merger. We have first discussed binary evolution in gaseous media in the context of catalyzed mergers of binary planetesimals in protoplanetary disks (Perets & Murray-Clay 2011; Grishin & Perets 2016), and later in the context of compact-object binaries in AGN disks (McKernan et al. 2012), where the latter have been extensively studied since then (e.g., Stone et al. 2017; McKernan et al. 2018; Roupas & Kazanas 2019; Tagawa et al. 2020, and references therein). Baruteau et al. (2011) explored the evolution of binary main-sequence (MS) stars in gas disks around massive BHs (MBHs), suggesting that they harden and merge through the interaction with the gas. Various studies followed the evolution of pre-MS/MS binaries embedded in gas just following their formation during the star formation epoch of stars in molecular clouds/young clusters, also suggesting that binaries can shrink and merge through the process (Gorti & Bhatt 1996; Er et al. 2009; Korntreff et al. 2012). It was also suggested that the evolution of embedded binaries could be driven by the formation of a circumbinary disk, which torques the binary. The evolution of binaries in circumbinary disks has been more extensively studied over a wide range of scales from planets, to stars, to MBHs (though typically not in the context of a large-scale gaseous environment), but the exact evolution and even the direction of the binary migration in such circumbinary disks are still debated (e.g., Artymowicz et al. 1991; Artymowicz & Lubow 1994; Bate 2000; Tang et al. 2017; Moody et al. 2019; Muñoz et al. 2019; Duffell et al. 2020; Muñoz et al. 2020, and references therein).

Although the evolution of stars, binaries, and compact objects embedded in gaseous (typically AGN) disks near MBHs has been extensively studied over the past few years, other gas-embedded stellar environments received far less attention. Here and in a companion paper (Perets 2022) we study the evolution of single and binary compact-object binaries in the early gas-rich environments that likely existed in multiple-population globular clusters (GCs) and other young massive clusters (YMCs). We also briefly discuss other (non-compact-object—MS and evolved) stars and binaries in such environments, but we postpone detailed study of the latter to future exploration.

As we discuss below, such gas-rich environments are likely to be far more ubiquitous than AGN disks and potentially play a key role in the production of compact binaries, binary mergers, gravitational-wave sources, and explosive transients.

For decades, GCs were thought to host simple stellar populations formed through a single star formation episode. However, detailed observations over the past decade (see, e.g., Carretta et al. 2009; Bastian & Lardo 2018, and references therein) have shown that the vast majority of galactic GCs host multiple stellar populations showing different light-element content. The origins of multiple populations have been extensively studied, but no clear solution has yet been found (see Renzini et al. 2015; Bastian & Lardo 2018; Gratton et al. 2019, for summaries of the scenarios and their caveats). The current thought is that GCs experienced two or more star formation episodes, in which second-generation/population (2P) stars formed from processed (2P) gas lost from earlier-generation/population (1P) stars and/or accreted external gas. Kinematics show that 2P stars are more centrally concentrated and were likely formed in the inner region of the GC, where the 2P gas is expected to have accumulated.

While the source of the 2P gas is debated, the late formation of 2P stars requires that from tens up to hundreds of Myr after their formation 1P stars had become embedded in a highly gas-rich environment that later produced the 2P stars. The evolution of stars, binaries, and compact objects embedded in gas could therefore be significantly altered in such gaseous environments, following similar processes to those discussed for AGN disks and pre-MS stars embedded in the progenitor GMCs. Such processes were little studied in the context of gas-embedded multiple-population GCs (Vesperini et al. 2010; Maccarone & Zurek 2012; Leigh et al. 2013, 2014; Roupas & Kazanas 2019; Perets 2022, but see works by us and others on some aspects of such evolution), which are the focus of the study below. In particular, in this paper we introduce the effect of gas-catalyzed hardening (shrinkage of the orbit) of binaries in GCs and discuss its implications for GC (and YMC) binary populations and binary mergers, the production of GW sources, and the formation of other merger products, compact binaries, and explosive transient events catalyzed by binary interactions with gas.

In Section 2 we briefly discuss the gas replenishment in multiple-population GCs. In Section 3 we describe the hardening process of binaries in GCs due to GDF and its relation to dynamical hardening by stars and GW inspirals. In Section 4 we introduce our results: in Section 4.1 we focus on the evolution of an individual binary under the effect of gas hardening, and in Section 4.4 we estimate the expected merger rate from the channel we proposed. In Section 5 we discuss our results and additional implications. In Section 6 we summarize and conclude.

2. Multiple Stellar Populations and Early Gas Replenishment in GCs

As discussed above and in Perets (2022), gas could be replenished in GCs (and YMCs) through mass lost from evolved stars and binaries and/or through accretion of external gas onto the clusters (see a detailed review in Bastian & Lardo 2018).

The formation channel sets the amount of gas and hence the dynamics and evolution of embedded stars/binaries. Given the correlation between the fractions of 2P stars and GC properties, it is likely that a large fraction of 2P stars correspond to higher masses of the clusters, larger escape velocities (Mastrobuono-Battisti & Perets 2020), and hence larger mass of replenished gas.

Given the observed kinematics and concentrations of 2P stars and theoretical models for the formation and evolution of 2P stars, it is thought that the replenished gas is concentrated in the central part of GCs, where 2P stars are concentrated. It is likely that the remnant angular momentum of replenished gas gives rise to the formation of 2P in gaseous disks, rather than spherical distribution (Bekki 2010, 2011; Mastrobuono-Battisti & Perets 2013, 2016).

The total mass of 2P gas in GCs is highly uncertain, but given reasonable assumptions on the relation between the gas and the observed populations of 2P stars in GCs, one can provide an estimate of the amount of replenished gas and its density. The typical gas density in star-forming regions is usually constrained in the range 102–106 M pc−3 (Leigh et al. 2014). Estimates for the 2P gas densities could be obtained from simple order-of-magnitude calculations, assuming that 2P stars were formed from replenished gas. The gas density is then ρg Mg /V2P, where Mg is the mass of the gas and V2P is the typical volume in which the 2P stars reside. Following Bekki (2017), M2P ∼ 105 M and epsilong = 0.3, and then Mg ∼ 3 ×105 M, where epsilon is the star formation efficiency. The infalling replenished gas is likely concentrated in a compact region in the central parts of GCs, such that the typical effective radius that encloses the 2P population is of the order of 1 pc (Bekki 2017). Taken together, the typical density of the replenished gas is ∼ 3 × 105 M pc−3, which lies within the expected range for gas densities in star-forming regions. From this density, we will consider scaling to different gas masses, considering ${R}_{\mathrm{core}}=1\,\mathrm{pc}$, and take ${\rho }_{g}\sim {M}_{{\rm{g}}}/{R}_{\mathrm{core}}^{3}$ accordingly. In particular, as we discuss below, the 2P gas is likely enclosed in a disk-like configuration, in which case the expected gas densities are higher. A priori, the binary hardening releases energy that could heat the gas significantly, but from a crude calculation, the cooling rate is high enough to compensate for it (see also Tagawa et al. 2020 for a similar calculation in AGN disks). We also note that the possible production of jets could potentially unbind gas from the disk (Soker 2016; Tagawa et al. 2022), but the study of this possibility is beyond the scope of the current paper.

The total amount of gas is depleted in time, due to formation of stars and/or accretion onto stars, and later gas ejection through possible radiation pressure processes and SNe. For simplicity we assume an exponential decay, i.e., ${\rho }_{g}(t)={\rho }_{g,0}\exp (-t/{\tau }_{\mathrm{gas}})$, and consider several possible options for the gas lifetime, to account for uncertainties in the possible gas depletion processes involved.

2.1. Disk Configuration

Gas replenishment leading to the formation of 2P stars in GCs might form a disk-like structure in the cluster nuclei (e.g., Bekki 2010; Mastrobuono-Battisti & Perets 2013).

Following Bekki (2010), we consider a flat disk, i.e., with a constant aspect ratio. We estimate the aspect ratio by h/rcs /vK , where ${v}_{K}=\sqrt{G({M}_{\mathrm{gas}}+{M}_{\star })/{R}_{\mathrm{core}}}$ is the typical velocity in the central parsec. The speed of sound ${c}_{s}=\sqrt{{k}_{B}{T}_{\mathrm{gas}}/\mu {m}_{p}}$ ranges between 0.1 and 10 km s−1 (e.g., Bekki 2010; Leigh et al. 2013), in correspondence with the gas temperature Tgas, such that cs ≈ 0.6 km s−1 corresponds to a temperature of 100 K, which is the typical temperature in star formation areas, where μ = 2.3, and mp is the proton mass. Exponential disk models were also considered (Hénault-Brunet et al. 2015), but here we focus on simple models.

In our fiducial model, we consider cs = 10 km s−1, unless stated otherwise. Then, the aspect ratio h/r ≈ 0.23. Following Bekki (2010), we consider a velocity dispersion of σdisk = 10 km s−1 for stars embedded in the disk. As a conservative assumption, we consider the stellar/massive objects' density in the disk to be the same as in the core, i.e., n⋆,diskn = 105 pc−3. However, it should be noted that, due to GDF, stars will migrate and experience inclination damping, and the effective density in the disk is expected to be higher (e.g., Artymowicz et al. 1993; Leigh et al. 2014; Grishin & Perets 2016).

We can estimate the volume ratio between the disk and the core volume by $\pi {R}_{\mathrm{core}}^{2}h/(4\pi {R}_{\mathrm{core}}^{3}/3)\sim 0.75h\,{r}^{-1}$. Then, under the assumption that all the second-generation gas is concentrated in the disk, we get a typical gas density of ρg,disk ∼ 1.74 × 106 M pc−3. The fraction of stars in the disk will change for thinner/thicker disks correspondingly.

The evolution of binaries in disks differs in several aspects from the evolution in a spherical configuration. For our discussion, the major ones are as follows: the velocity dispersion decreases, the gas density increases, and the total number of stars contained in the disk is only the volumetric fraction of the disk compared with the volume of the spherical core. The fraction might change with time owing to the interaction with gas.

3. Dynamics of Binaries and Their Interaction with Gas: Binary Hardening and Mergers

Binaries embedded in gas interact with it, exchange angular momentum and energy, and possibly accrete gas. These processes are quite complex; here we focus on the interaction through GDF, while other suggested processes for interaction with gas are discussed in Section 4.2.

Besides interaction with gas, binaries in GCs can interact with other stars through dissipative effects such as GW inspirals or tidal evolution and through dynamical encounters with other stars through three-body (or more) encounters (Heggie 1975).

The semimajor axis (SMA) of a given massive binary in a gas-enriched environment evolves through the combined effect of the above-mentioned processes:

Equation (1)

where abin is the binary SMA.

A priori, all three mechanisms contribute to the evolution of the SMA. However, in practice, each of these processes dominates in a specific regime and can be typically neglected in other regimes. Binaries could shrink to shorter periods (harden), due to the effect of gas interaction or GW inspiral, and get harder or softer (wider), due to three-body interactions with other GC stars. As we discuss in the following, the evolution of hard binaries is dominated by gas interactions at large separations and by GW emission at small separations, while dynamical hardening and softening through three-body encounters (Heggie 1975) can be neglected in these regimes. Nevertheless, binary softening and evaporation before the gas replenishment episode can destroy the widest binaries in the clusters and hence determine the largest possible initial SMAs for binaries in the cluster at the beginning of the gas interaction epoch. Moreover, it could play a role in hardening binaries that did not merge within the gas epoch.

The interaction with gas can also give rise to the formation of new wide binaries through two-body and three-body encounters in gas (Goldreich et al. 2002; Tagawa et al. 2020), allowing for replenishment of binaries in clusters.

In the following we discuss these various processes, while we neglect the effect of direct accretion onto compact objects and their growth, which is beyond the scope of the current paper (though generally such accretion, if effective, likely further accelerates binary hardening; e.g., Roupas & Kazanas 2019).

3.1. Hardening and Softening through Dynamical Encounters with Stars

Due to interactions with other stars, hard binaries tend to get harder, while soft binaries tend to get softer (Heggie 1975); see updated discussion and overview of these issues in Ginat & Perets (2021a, 2021b). Hence, in the absence of a gaseous environment stellar dynamical hardening plays an important role in binary evolution and in catalyzing binary mergers.

3.1.1. Hard Binaries

For hard binaries, the dynamical hardening rate (up to order-unity corrections calibrated usually from numerical simulations) is given by (Spitzer 1987)

Equation (2)

where we consider a binary with equal-mass components, m = m1 = m2, and an external perturber with mass mpert. For interactions with other massive objects only, n and mpert should be taken as n and ${\bar{m}}_{\bullet }$, respectively.

3.1.2. Soft Binaries

A binary is called a soft binary if its energy is lower than $\bar{m}{\sigma }^{2}$. This condition sets a critical SMA,

Equation (3)

As can be seen, massive stars tend to be hard relative to the background stars in the cluster, due to the scaling ${a}_{\mathrm{SH}}\propto {m}^{2}/\bar{m}$. Hence, one should define the hardness of massive binaries relative to both low- and high-mass stars; in particular, the latter will give rise to softer binaries. We then get the following modified expression (Quinlan 1996; Kritos & Cholis 2020):

Equation (4)

Soft wide binaries are prone to destruction owing to encounters with other stars. The dynamical evolution of massive binaries is dominated by interactions with other massive stars, and their number density in the core is elevated owing to mass segregation (Sigurdsson & Phinney 1995).

So as to bracket the effect of softening, we consider two possibilities: (1) Softening is dominated by encounters with stellar BHs, where we assume the number density of such objects to be n b = n = 103 pc−3, due to mass segregation to the core, where ${\bar{m}}_{\bullet }=10\,{M}_{\odot }$ (see discussion in Miller & Hamilton 2002). (2) Softening is dominated by low-mass (0.5 M) stars, if the cluster is not well segregated, and n b = n = 105 pc−3.

Hence, the typical lifetime of a soft massive binary is given by (e.g., Binney & Tremaine 2008)

Equation (5)

where $\mathrm{ln}{\rm{\Lambda }}$ is the Coulomb logarithm and nb and ${\bar{m}}_{b}$ are the number density and the mass of the background stars, respectively, and change according to our choice between (1) and (2). The separation of the widest binaries that survives evaporation until the formation of second-generation stars, signed as τSG, taken here to be 100 Myr, is then given by

Equation (6)

For our fiducial parameters, awidest = 24.9 au for the segregated case and 200.53 au for the non-segregated case. In principle, binaries could soften and be disrupted via encounters during the gas replenishment episode; however, the GDF hardening described in the following is more efficient at this stage. Therefore, binary evaporation due to encounters sets the stage and determines the SMA of the widest binaries at the beginning of the gas enrichment stage, but it can be neglected during the time in which binaries are embedded in gas.

3.2. Gas Dynamical Friction

In gas-rich environments, such as the 2P gas environment of multiple-population GCs/YMCs (and AGN disks), GDF can play a major role in hardening. The evolution of binaries in gaseous media has been studied over a wide range of astrophysical scales from asteroids to MBHs (as discussed in the introduction).

The effect of gas was suggested to be modeled mainly via several approaches. One suggestion is that the accretion of gas onto a binary forms a circumbinary minidisk, due to accretion to the Hill sphere. In such disks, torques similar to the ones described by type I/II migration of planets in protoplanetary disks could lead to the shrinkage of the binary SMA (e.g., Artymowicz et al. 1991; McKernan et al. 2012; Stone et al. 2017; Tagawa et al. 2020). Such migration leads to very efficient mergers, far more efficient than the case of interaction dominated by GDF, as we discuss below. However, these issues are still debated, and some hydrodynamical simulations show that such torques might lead to outward migration (e.g., Moody et al. 2019; Duffell et al. 2020; Muñoz et al. 2020), while other hydrodynamical studies indicate that in thin disks one should have inward migration (Duffell et al. 2020; Tiede et al. 2020). We do note that most studies consider initially circular orbits and generally follow circular orbits, while eccentric orbits could evolve differently, with their orbital eccentricity possibly excited into very high eccentricities, as we discuss below in the context of modeling the evolution through GDF.

Therefore, the approach on which we focus here considers the effects of GDF (Ostriker 1999). When an object has a nonzero velocity relative to the background gas, the interaction with the gas reduces the relative velocity and therefore hardens binaries (e.g., Escala et al. 2004; Baruteau et al. 2011). The binary hardening induced by GDF for the circular case, with binary components with the same mass m1 = m2 = m, is given by Grishin & Perets (2016),

Equation (7)

Equation (8)

where f is a dimensionless function derived in Ostriker (1999), and vrel is the velocity of the binary relative to the gas, taken as the Keplerian velocity of the binary, i.e., ${v}_{K}=\sqrt{G({m}_{1}+{m}_{2})/{a}_{\mathrm{bin}}}$, which dominates the relative velocity throughout most of the evolution.

Under this assumption, Equation (7) could be written as

Equation (9)

For massive binaries, the effect of stellar hardening will be weaker than the effect on less massive stars, as can be seen directly from Equation (2). In contrast, the effect of gas hardening increases with mass (Equation (7)). Comparison of the two shows that hardening is dominated by gas hardening rather than stellar hardening. Moreover, although the effect of GDF decreases as the binary hardens, it decays more slowly than the three-body hardening, as could be seen from the scaling ${\dot{a}}_{\mathrm{hard},\star }\propto {a}^{2}$ and ${\dot{a}}_{\mathrm{GDF}}\propto {a}^{3/2}$, and therefore GDF dominates the evolution over stellar hardening throughout the evolution. After gas depletion, three-body hardening becomes the dominant dynamical process for wide binaries, while for sufficiently small separations the evolution is GW dominated.

3.3. Gravitational-wave Inspiral

For stellar-mass objects GW inspiral becomes important only at very small separations and can be neglected with regard to MS (or evolved) stellar binaries that merge before GW emission becomes important. However, GW inspiral plays a key role in the evolution of binaries composed of compact objects.

For a circular binary in the quadruple approximation, the GWs' inspiral rate is given by Peters (1964),

Equation (10)

where G is the gravitational constant and c is the speed of light.

Without gas dissipation, the maximal SMA for GW merger within a Hubble time is given by

Equation (11)

A compact binary that is driven by GDF to separations below ${a}_{\max ,\mathrm{GW}}$ would eventually inspiral and merge, even if it survived the gas replenishment stage, and would produce a GW source.

4. Results

Accounting for the effects of the various processes discussed above, we can follow the evolution of binaries in clusters during the gas epoch and assess its outcomes. Overall we find that under plausible conditions all BH binaries initially existing in the cluster inner regions that become embedded in gas during the gas replenishment phase could be driven to short separations and merge within a Hubble time.

These results suggest that gas-catalyzed GW mergers in GCs and YMCs, not considered at all in current modeling of GCs, could serve as an important channel for the production of GW sources and play a key role in the evolution of binaries in such clusters.

Both the GDF and GW inspiral timescales for lower-mass compact objects such as neutron stars (NSs) and white dwarfs (WDs) are longer (as can be seen in Equation (11)), but they are also expected to modify their SMA distribution.

Here we focus on mergers of BHs, and we postpone a detailed discussion of NS and WD mergers to a follow-up paper, but we should already note that potential WD mergers could give rise to the production of explosive events such as Type Ia SNe from mergers of massive WDs (see also Perets 2022) and could produce GW sources observable by planned GW-detection space missions. NS mergers could produce short gamma-ray bursts and aLIGO GW sources. Combined BH−NS or BH−WD binaries with their high mass but lower mass ratio could be driven to mergers at intermediate timescales between the highest and lowest timescales considered here, giving rise to WD/NS disruptions by the BH possibly producing rapid faint SNe (e.g., Zenati et al. 2019, 2020; Bobrick et al. 2022, and references therein) or short GRBs accompanied by a potential GW aLIGO-source. The dynamics of binaries with nonequal masses could, however, be more complicated and is not explored here.

In the following we discuss our results in detail.

4.1. Gas-assisted GW Mergers

In Figure 1 we compare the different hardening processes of binaries in gas-embedded regions. As can be seen, for large separations the evolution is dominated by the gas hardening, while for smaller separations (at late times after the gas depletion) three-body hardening and finally GWs dominate the evolution. The transition between the different regimes is determined by the gas density in the cluster, as well as stellar density. Unless stated otherwise, we consider for our fiducial model a background of stars with typical masses of $\bar{m}=0.5\,{M}_{\odot }$.

Figure 1.

Figure 1. The effects of gas hardening, GWs, and three-body hardening. The blue dashed line represents the maximal SMA in which GW emission catalyzes a binary merger within a Hubble time. We consider the evolution of a binary with masses m1 = m2 = 10 M and initial separation of a0 = 1 au. We consider an exponential decaying background gas density ${\rho }_{g}={\rho }_{g,0}\exp (-t/{\tau }_{\mathrm{gas}})$ with ρg,0 = 1.74 × 106 M pc−3 and τgas = 50 Myr.

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In Figure 2 we present the evolution of binaries with an initial separation of a0 = 1 au, due to GDF, for different ambient gas densities. The gas hardening mechanism is generally very effective and leads to binary migration to small separations within short timescales, given a sufficiently dense gaseous environment. As we discuss below, such gas-assisted evolution would then give rise to high rates of GW mergers of BH binaries, comparable to the BH merger rates inferred from the aLIGO-VIRGO-KAGRA (LVK) collaboration (Abbott et al. 2016, 2021).

Figure 2.

Figure 2. The combined effect of gas hardening, three-body hardening, and GWs on a binary, for different background gas masses (and corresponding gas densities). The blue dashed line represents the maximal SMA in which GW emission catalyzes a binary merger within a Hubble time. The solid lines correspond to the evolution of the SMA, starting from an initial separation of a0 = 1 au, and given different background densities, with an exponential decaying gas density ${\rho }_{g}={\rho }_{g,0}\exp (-t/{\tau }_{\mathrm{gas}})$ with τgas = 50 Myr (which corresponds to Mgas,0 = 3 × 105 M). The velocity dispersions are calculated given the total mass of the gas and stars.

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It should be noted that the gas could still dominate the evolution even after reaching aGW, as long as the gas was not depleted and the timescale for GWs mergers is larger than the GDF-induced merger timescale. In principle, GDF-dominated evolution might even be identified in the GW inspiral (in future space missions) before the merger, under appropriate conditions, if GDF still dominates the evolution in LISA frequencies.

We find that circular binaries shrink and reach final small separations, dictated by the initial conditions, which are not sufficiently small to allow for GW emission alone to drive the binaries to merger even after a Hubble time. Nevertheless, at such a short period, these very hard binaries are more likely to merge owing to dynamical encounters in the long term compared with the primordial population of binary BHs, and they should be appropriately accounted for in simulations of GC stellar populations.

In Figure 3, we introduce the evolution of binaries with different initial separations under the combined effect of GDF, three-body hardening, and GWs. It could be seen that although the merger timescales of wider binaries are slightly larger, all the binaries are expected to merge within a Hubble time. Hence, the effect of the presence of gas in the initial stages is robust across all separations and will modify the binary population. For wide enough binaries, we enter the subsonic range. In order to avoid the discontinuity in Equation (8), we take it as a constant in a small environment around Mach 1—for ${ \mathcal M }\lt 1.01$, we consider $f({ \mathcal M })\equiv f(1.01)$, where the widest binary we consider corresponds to ${ \mathcal M }\approx 0.97$.

Figure 3.

Figure 3. The combined effect of gas hardening, three-body hardening, and GWs on a binary, for different initial separations. The blue dashed line represents the maximal SMA in which GW emission catalyzes a binary merger within a Hubble time. The purple dashed line corresponds to the widest binary allowed by evaporation considerations. The solid lines correspond to the evolution of the SMA, starting from initial separations of a0 = 1, 10, 100, and 200 au, and given an exponential decaying gas density ${\rho }_{g}={\rho }_{g,0}\exp (-t/{\tau }_{\mathrm{gas}})$ with τgas = 50 Myr.

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Figure 4.

Figure 4. The evolution of the binary separation for different sound speeds. We consider equal-mass binaries with initial separation of a = 1 au, masses m = m1 = m2 = 10 M, and an exponential decaying background density with ρg,0 = 1.74 × 106 M pc−3. The blue dashed line corresponds to the maximal separation from which a GW merger is expected.

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In Figure 4 we consider different sound speeds, all of them in the supersonic regime. Higher sound speed leads to larger merger timescales, although the results are robust and do not change steeply between the different choices of sound speed in this regime.

In Figure 5, we demonstrate the dependence of gas hardening on different binary masses. As can be seen from Equation (7), lower-mass binaries harden over longer timescales, due to the dependence on the mass that scales as $\propto \sqrt{m}$, for an equal-mass binary with companions m1 = m2 = m. The final SMA of the binary also depends on the mass of the binary, such that more massive binaries will attain smaller final SMAs.

Figure 5.

Figure 5. The effect of gas hardening on a binary, as dictated by GDF, for different masses of binaries. The different curves correspond to the evolution of the SMA for different binary masses, starting from an initial separation of a0 = 1 au, given a background density with an exponential decaying gas density ${\rho }_{g}={\rho }_{g,0}\exp (-t/{\tau }_{\mathrm{gas}})$ with τgas = 50 Myr and ρg,0 = 1.74 × 106 M pc−3.

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4.2. Comparison with Other Gas Hardening Models

Heretofore we have considered gas hardening induced by GDF. However, there are other approaches to model gas hardening.

In AGN disks, gas hardening is also modeled using processes similar to migration models in protoplanetary disks (as was suggested in the context of AGN disks; McKernan et al. 2012; Stone et al. 2017; Tagawa et al. 2020). Gas is captured in the Hill sphere of a binary and leads to the formation of a circumbinary minidisk. The disk applies a torque on the binary that leads to separation decay similar to migration type I/II in protoplanetary disks, although there were studies that pointed out that this torque could lead to a softening rather than hardening (Moody et al. 2019). Notwithstanding, we will assume that the formation of a minidisk can take place in GCs and compare the resulting hardening with our GDF model. The typical timescale for hardening due to migration torques is given by (e.g., McKernan et al. 2012), with the parameters relevant to our system,

Equation (12)

where α is the Shakura−Sunyaev parameter, h/r is the aspect ratio, and ${{\rm{\Omega }}}_{\mathrm{bin}}=\sqrt{G({m}_{1}+{m}_{2})/{a}_{\mathrm{bin}}^{3}}$ is the angular frequency of the binary. We adopt h/r = 0.23 and α = 0.01 as a conservative value for the viscosity parameter of the disk. We substitute the Ωbin that corresponds to a binary with a separation of 1 au. Under these assumptions, the migration timescales, which could be used to approximate the hardening timescales, are shorter than the typical migration timescales we derived using the GDF model. These timescales are also shorter than the ones obtained in AGN disks (e.g., Stone et al. 2017; Tagawa et al. 2020), as expected. We therefore expect the merger rates we derived to be similar in this case, and even higher for the lowest gas densities models, where the rates were limited by slower hardening. There were more recent studies that suggested modified migration timescales, here taken for an equal-mass binary

Equation (13)

These factors lengthen significantly the typical migration timescales, such that for our fiducial model we expect τtypeII,K ≈ 71,515 yr. This timescale is still much shorter than the expected timescale calculated via the GDF model.

Another approach to modeling gas-induced inspirals is discussed in Antoni et al. (2019). They simulate Bondi–Hoyle–Lyttelton (BHL) supersonic flows and derive the corresponding energy dissipation, fitted to an analytical theory. While the overall gas hardening timescales could be comparable or shorter for the parameters that are in our major interest, there are significant differences in the scaling. The typical inspiral timescale is given by (Equation (52) in Antoni et al. (2019))

Equation (14)

where a0 is the initial separation of the binary and ngas is the number density of the gas, such that ρgas = ngas mp , where mp is the proton mass.

Each model for gas hardening sets a different critical initial separation from which the binary will merge within a Hubble time. The timescales dictated from both the type II migration and BHL mechanism are even shorter than the ones expected by our fiducial model.

Hence, we will conclude that in all the approaches that we considered to model gas hardening the process is very efficient and leads to a robust rate of mergers, which modifies significantly the binaries' population, while the major difference between them is the time of the merger, dictated by the different gas hardening timescales.

4.3. Eccentric Evolution

The evolution of binaries in a gaseous medium is significantly different for noncircular binaries. Here we derive and solve the equations for an orbit-averaged eccentric evolution of an initially eccentric binary embedded in gas, but we leave a more detailed discussion on the implications for the dynamical three-body hardening of eccentric binaries to future studies.

For simplicity, we will assume that the Keplerian velocity of the binary components dominates the relative velocity to the gas, and that the gas velocity is zero relative to the center of mass of the binary. Hence, the relative velocity between the binary and the gas in the center-of-mass frame is given by

Equation (15)

The orbit equations for the GDF for a binary with two equal masses are then given by

Equation (16)

Equation (17)

where ${{\boldsymbol{F}}}_{\mathrm{drag}}={F}_{r}\hat{r}+{F}_{\varphi }\hat{\varphi }$, f is the true anomaly, and E is the eccentric anomaly. The orbit-averaged equations are given by

Equation (18)

Equation (19)

where F0 is given by ${{\boldsymbol{F}}}_{\mathrm{drag}}={F}_{0}{{\boldsymbol{v}}}_{\mathrm{rel}}I/{v}_{\mathrm{rel}}^{3}$. The orbit-averaged equations for GWs are given by

Equation (20)

Equation (21)

In Figures 6 and 7 we introduce the evolution of eccentric binaries. In Figure 6, we present the evolution due only to GDF, and in Figure 7, we also introduce the effect of GW emission. As can be seen, the eccentricities become extremely high within short timescales, indicating that the pericenter shrinks significantly. Once the pericenters are sufficiently small, the effect of GWs becomes more significant, the orbit shrinkage is accompanied by eccentricity damping, and the binaries are driven into approximately circular orbit when entering the LIGO-Virgo-KAGRA (LVK) GW bands.

Figure 6.

Figure 6. The effects of gas hardening on eccentric orbit. We consider the evolution of a binary with masses m1 = m2 = 10 M and initial separation of a0 = 1 au. We consider an exponential decaying background gas density ${\rho }_{g}={\rho }_{g,0}\exp (-t/{\tau }_{\mathrm{gas}})$ with ρg,0 = 1.74 × 106 M pc−3 and τgas = 50 Myr. The solid lines correspond to SMA evolution and the dashed lines to pericenter evolution.

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Figure 7.

Figure 7. The effects of gas hardening and GWs on eccentric orbit. We consider the evolution of a binary with masses m1 = m2 = 10 M and initial separation of a0 = 1 au. We consider an exponential decaying background gas density ${\rho }_{g}={\rho }_{g,0}\exp (-t/{\tau }_{\mathrm{gas}})$ with ρg,0 = 1.74 × 106 M pc−3 and τgas = 50 Myr. The solid lines correspond to SMA evolution and the dashed lines to pericenter evolution.

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Such eccentric evolution could play a key role in the evolution of the binary populations, as eccentric binaries merge within potentially far shorter timescales than circular binaries. We note, however, that some studies of a circumbinary gas-disk evolution of binaries suggest that they are only excited to moderate eccentricities ∼0.45 (Tiede et al. 2020). Nevertheless, if binary migration occurs through such processes, the overall shrinkage is rapid irrespective of the eccentricity, leading to a fast migration timescale (see previous subsection).

We further discuss these issues, and in particular the implications for the delay time distribution of GW sources from this channel, in Section 4.4. We note that the consideration of eccentric binaries' gas hardening, little studied before, should play a similarly important role in binary evolution in AGN disks, possibly in a different manner than in cases where circumbinary disk evolution is assumed (Samsing et al. 2020; Tagawa et al. 2021).

4.4. Gravitational-wave Merger Rate

In the following we estimate the GW merger rate of binary BHs from the gas-catalyzed channel studied here. We will consider old-formed GCs and YMCs separately, given their different formation history.

In all the models we considered for gas hardening, all the binaries are expected to merge within a Hubble time. However, different gas hardening models suggest different merger timescales. As discussed above, our GDF models suggest that eccentric binaries merge rapidly, and some of the hydrodynamical studies discussed above suggest that even circular binaries merge during the early gas phase. Since most GCs formed very early, such mergers would not be detected by VLK, given the effectively limited look-back time. However, the younger equivalents of GCs, so-called YMCs, continue to form and generally follow the star formation history in the universe. Hence, mergers in such YMCs could occur sufficiently late (and hence closer by) and be detected by VLK, and the contribution of YMCs to the total VLK rate will be the dominant one for the eccentric cases (or for all binaries, according to, e.g., the circumbinary disk migration models). It should be noted that there is observational evidence for gas replenishment also in YMCs (e.g., Li et al. 2016). If, however, gas densities are lower or the binaries are initially circular/in low eccentricity, the final SMA of the binaries could be larger, leading to longer GW merger time catalyzed by three-body hardening (driving the delay time distribution to longer timescales), in which case the contribution from old GCs would be the dominant one.

The rates as a function of the redshift change according to the geometric structure of the 2P stars. Formation of 2P stars in disks is characterized by lower velocity dispersions, which lead to earlier mergers, where for the case of spherical constellation the higher velocity dispersion leads to later mergers.

We will start by estimating the number of mergers per cluster,

Equation (22)

where fdisk is the fraction of stars that reside in the disk, fbin,surv is the fraction of binaries among massive stars that will survive stellar evolution (i.e., SNe), ${f}_{\geqslant 20\,{M}_{\odot }}$ is the fraction of stars with masses that exceed 20 M, fret is the retention fraction of BHs in the cluster, fmerge is the fraction of binaries that merge among the surviving binaries embedded in the disk, and N is the number of stars in the cluster.

Following our geometrical considerations in Section 2.1, we set fdisk in the range [2%, 20%]. However, even large fractions could be taken into account if there is a significant capture of objects to the disk.

The binarity fraction of massive BHs is ∼0.7, although even higher values are quite plausible for the massive-star progenitors of BHs (e.g., Sana et al. 2012); stellar evolution may reduce this fraction to a typical value of fbin,surv = 0.1 (e.g., Antonini & Perets 2012). We use a Kroupa mass function for the cluster, such that the fraction of stars with masses larger than 20 M is 2 × 10−3 for a non-segregated environment; for segregated ones we take a fraction of 0.01. The retention fraction from the cluster is taken to be 10% (e.g., Kritos & Cholis 2020 and references therein). Taking into account the initial survival fraction of wide binaries, we consider fmerge ≈ 0.49 − 0.61 for our fiducial model. The lower value corresponds to massive background stars and the upper limit to low-mass background stars ($\bar{m}=0.5\,{M}_{\odot }$); see the discussion below Equation (6).

Following Rodriguez et al. (2016), we consider logarithmically flat distribution of initial SMA in the range [10−2, 105] au, where the lower limit is close to the point of stellar contact and the upper one to the Hill radius. It should be noted that although the choice of logarithmically flat is common, there were other choices of distribution considered, based on observational data (see Antonini & Perets 2012 for further discussion).

For our fiducial model, N = 105 and Mcluster = 105 M.

In order to calculate the GW merger from old GCs, we follow the calculation of Rodriguez et al. (2016) and Kritos & Cholis (2020),

Equation (23)

where Γold is the rate of mergers in old GCs; nold is the GC number density, which is taken to be in the range [0.33, 2.57]E3(z) Mpc−3 (Portegies Zwart & McMillan 2000; Rodriguez et al. 2016; Kritos & Cholis 2020); dVc /dz is the comoving volume; and (1 + z)−1 accounts for the time dilation. The comoving volume is given by Hogg (1999),

Equation (24)

Equation (25)

where ΩK = 0, ΩM = 0.3, and ΩΛ = 0.7 (Planck Collaboration et al. 2016).

As a conservative estimate, we take the merger rate Γold to be ΓoldNmerge/τGC, where τGC is taken to be 10 Gyr. In Figure 8 we present the cumulative rate of expected mergers in old GCs (in blue). There are two types of contributions to the rate: The first are eccentric binaries, such as those with initial eccentricity of 2/3, which corresponds to the mean value of a thermal eccentricity distribution, that will merge within short timescales, i.e., with negligible delay time. These practically follow the star formation rate (SFR). In this case observed contributions are likely to rise from YMCs. The second case corresponds to low-eccentricity/circular binaries, in which there will be a delay time that corresponds to a typical time of ∼ 104 Myr. These contributions will be observed in old GCs.

Figure 8.

Figure 8. The cumulative contribution to GW rate from YMCs (in red) and old GCs (in blue), from the gas hardening channel, as derived from the GDF. The shaded area relates to the range of parameters. The black line relates to the range of rates inferred by LVK. In the case of circular binaries, the rate will be dominated by old GCs, while for eccentric binaries it will be dominated by YMCs.

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In this case, the major contribution from our channel to currently observable GW sources would originate not from old GCs but from YMCs. We define a YMC as a cluster formed later than redshift 2 and mass > 104 M such that we assume for that case that the 2P formation already occurred. The formation rate of YMCs follows the SFR, which enables us to write the merger rate from YMC as (Banerjee 2021)

Equation (26)

Nmrg is the number of mergers expected in Nsamp clusters, Δtobs = 0.15 Gyr (Banerjee 2021) is the uncertainty in the cluster formation epoch, ΦCLMFM−2 (e.g., Portegies Zwart et al. 2010) is the cluster mass function, and we consider $[{M}_{\mathrm{cl},\mathrm{low}},{M}_{\mathrm{cl},\max }]=[{10}^{4},{10}^{5}]\,{M}_{\odot }$ as the available mass range for YMCs and [MGC,low, MGC,high] = [105, 106] M as the typical present-day masses for GCs. ρGC is the observed number density of GCs per unit comoving volume. ΨSFR(z) is the cosmic SFR, which is given by Madau & Dickinson (2014),

Equation (27)

We consider Nmrg/Nsamp = Nmerge and spatial densities in the range [0.33, 2.57] Mpc−3, following Banerjee (2021 and references therein). In Figure 8, we present the cumulative rate of expected mergers in YMCs and GCs. For YMCs, the rate follows the SFR (in general, with a small correction due to the delay time—which is short) and hence peaks in relatively low redshifts. For the eccentric case, the dominant contribution will rise from YMC, while for circular ones the dominant contribution is from GCs.

It should be noted that, in general, there could be a nonnegligible delay time for the binary merger. However, for all the parameters we checked for the disk configuration, the merger timescales are extremely short and are negligible in terms of redshifts.

The total contribution to the GW merger rate from YMCs is in the range ${{ \mathcal R }}_{\mathrm{young}}\approx [0.08,25.51]\,{\mathrm{Gpc}}^{-3}{\mathrm{yr}}^{-1}$, which intersects the expected range of LVK, i.e., ${23.9}_{-8.6}^{+14.3}\,{\mathrm{Gpc}}^{-3}\,{\mathrm{yr}}^{-1}$ (Abbott et al. 2021), where the range is bracketed by the models with lowest and highest rates (see Table 1).

Table 1. Rates from YMCs for Redshifts z ≤ 1, for Different Choices of Parameters

Model ${{ \mathcal R }}_{\mathrm{YMC}}(z\leqslant 1)\,({\mathrm{Gpc}}^{-3\ }\,{\mathrm{yr}}^{-1})$ Model ${{ \mathcal R }}_{\mathrm{YMC}}(z\leqslant 1)\,({\mathrm{Gpc}}^{-3\ }\,{\mathrm{yr}}^{-1})$
ρ cs n+ 0.32 ρ+ cs n+ 2.55
ρ cs n 0.08 ρ+ cs n 0.64
ρ cs+ n+ 3.28 ρ+ cs+ n+ 25.51
ρ cs+ n 0.82 ρ+ cs+ n 6.35

Note. ρ± correspond to ρGC = 0.33E3(z) Mpc−3 and ρGC = 2.57E3(z) Mpc−3, cs± correspond to cs = 1 km s−1 and cs+ = 10 km s−1, and n± correspond to high density of progenitors and low fraction of hard binaries (n+, segregated environment) and low density of progenitors and high fraction of hard binaries (n, non-segregated environment). These correspond also to different fractions of soft/hard binaries; see Section 3.1.2. Here we present the rates expected for initially eccentric binaries (e.g., e0 = 0.66).

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In Table 1 we present our calculated rates for different choices of parameters. As expected, higher gas densities lead to larger merger rates and higher sound speeds correspond to thicker disks that host more stars and hence yield more mergers.

4.5. GW Merger Properties

Given the early epoch of gas replenishment, gas-catalyzed mergers operate on primordial binaries in the clusters. The merging components are therefore likely distributed similarly to the primordial distribution of binary components. However, even very wide binaries can merge in this channel compared with only relatively close binaries merging in, e.g., isolated binary evolution channels for GW mergers. This could give rise to significant differences in the expected masses and mass ratios of the merger objects.

Interaction with gaseous media could excite binaries to high eccentricities, due to the dependence of the drag force on the relative velocity between the gas and the binary, which changes along the orbit such that the effect is the strongest at the apocenter. Evolution of eccentric binaries hence shortens significantly the expected merger timescales, as larger separations correspond to small pericenters, in which GWs could dominate the evolution. In this case, eccentric merger could be observed in LVK, but this is not the case for slow mergers in the circular case.

We should remark in passing on the possibility of triples. In triples, the outer component migrates faster than the inner binary, potentially leading to an unstable configuration and effective chaotic three-body interaction (see, e.g., a reversed case of triples expanding owing to mass loss, leading to similar instability, in Perets & Kratter 2012); such chaotic encounters could give rise to eccentric mergers. This possibility and its potential contribution will be discussed elsewhere.

5. Discussion

In the following we discuss our results and implications for the evolution of binaries and singles in gas-enriched GCs.

5.1. Other Aspects of Binary Evolution

As we showed, the presence of gas modifies the binary population in GCs. It leads to an efficient merger of binaries, together with the formation of binaries via the L2 and L3 mechanisms (which were initially used to study the formation of Kuiper-belt binaries (Goldreich et al. 2002) and recently were applied to calculate the formation rate in AGN disks; Tagawa et al. 2020).

After the gas dissipation, the initial properties of the binary, as well as the gas, dictate the final separation, to which all the binaries with initial separations larger than the final separations will converge.

Therefore, gas hardening leaves a significant signature on the binary population and its properties, which sets the ground for further dynamical processes in general and specifically for later dynamical mergers.

In addition to the contribution of the channel to the total rate of GWs, the modification of the properties of binaries (mass, separation, etc.) caused by the gas hardening sets unique initial conditions for the other GW channels. This will induce an indirect signature of the gas hardening on the expected observed mergers. We introduced analytical results that could in principle be plugged in as initial conditions for the later evolution of GCs and the dynamical channels for GW production in such environments. The binary abundance changes owing to the gas hardening, since a significant fraction of binaries could merge, while others form. Furthermore, additional L2/L3-formed binaries could participate and produce GW sources, beyond the primordial binaries considered here. Nevertheless, since stars might be far more abundant than BHs, L2/L3 processes might mostly produce mixed BH−star binaries and may not contribute to the GW merger rate, but they may form other exotic binaries such as X-ray sources, etc., and/or produce microtidal disruption events (Perets et al. 2016; disruption of stars by stellar BHs).

5.2. Implications for Other Gas-rich Environments

The gas-catalyzed dynamics discussed here could take place in any other gas-rich environments, with the proper scaling. While enhanced GW merger rates were discussed in the context of AGN disks (McKernan et al. 2012; Stone et al. 2017; Tagawa et al. 2020, and references therein), they are usually discussed in the context of the evolution of a particular binary or the overall BH merger rate. However, in those cases too, the whole binary populations of both compact objects and stars will change their properties.

A very similar process could take place for young binaries embedded in star formation regions (Korntreff et al. 2012). In this case, the effect is limited to a shorter timescale and compact objects might not yet have formed and are therefore not directly affected (but their progenitor massive stars are).

5.3. YMCs and Very Massive Clusters

YMCs are still relatively little studied in the context of the production of GW sources, although their contribution to the total estimated rate of GWs is potentially not negligible (Portegies Zwart & McMillan 2000; Banerjee 2021). In these clusters, gas can be present up to smaller redshifts, such that the effect from the channel we suggested for GWs could potentially be observed. Hence, their overall contribution to the currently observed merger rates in LVK will be more significant (as can be seen also in Figure 8). Our rate estimates, discussed below, account for both GCs and their younger counterparts, YMCs.

5.4. Dynamics in Gas-enriched Clusters

All the dynamical processes that take place in the early stages of GC evolution might be affected by the presence of gas, e.g., few-body dynamics.

One aspect is that wide binaries that formed during the gas epoch are protected from evaporation by the gas hardening, as they harden within timescales shorter than the typical evaporation/ionization timescales.

GDF could also enhance mass segregation (Indulekha 2013; Leigh et al. 2014). The energy dissipation leads to a change in the velocity dispersion in short timescales, such that massive objects will fall toward the center of the cluster. Moreover, since the more massive objects are prone to merge (as can be seen from Equation (7), or visually from Figure 5), the relaxation will be affected by the modified mass function induced by the gas hardening.

5.4.1. GW Recoils, Spins, and Mass-gap Objects

It is possible that gas accretion onto binaries and not only GDF (e.g., Roupas & Kazanas 2019) could affect their evolution. In particular, sufficient accretion might align the BH spins and orbits, especially if some circumbinary disk forms around the binaries, in which case the GW-recoil velocity following mergers is likely to be small, and allow a larger fraction of merged, now more massive BHs to be retained in the cluster. This in turn would affect the later dynamics in the clusters and the resulting mergers in the dynamical formation channels operating in the clusters. This could then potentially give rise to higher fraction of BHs reaching high (even mass-gap) masses following repeated mergers. The spin evolution and accretion, however, require more detailed study, which is beyond the current scope.

The spin evolution of binaries will be affected by the role played by dynamical encounters, as well as the direction of the gas relative to the binary. In some cases, initially misaligned binaries could be aligned later owing to gas accretion, but when dynamical encounters are dominant, the spins will not be aligned.

5.5. Implications for Neutron Stars and White Dwarfs: Accretion and Explosive Transients

The focus of the current paper is the merger of BHs and the production of GW sources due to gas interactions in multiple-population clusters. However, the evolution of stars and other compact objects such as WDs and NSs could be significantly affected in similar ways. Though some of these aspects are discussed in a companion paper (Perets 2022), we postpone a detailed exploration of these objects to a later stage and only briefly mention qualitatively some potentially interesting implications.

A fraction of the gas could be accreted on objects in the cluster. Gas accretion changes the velocities of the accretors and the overall mass function of objects in the cluster, such that there is a shift toward higher masses (e.g., Leigh et al. 2014), which might affect the dynamical GW channels in clusters that operate after the gas replenishment epoch, since we enrich the abundance of massive objects that are likely to be the progenitors of GWs. Stars that accrete gas could evolve into compact objects that in turn might produce novae. Enhanced accretion in the early stages of the cluster evolution could potentially modify the nova rates and properties (Maccarone & Zurek 2012) and the production of accretion-induced collapse of WDs into NSs (Perets 2022).

We should point out that our scenario suggests a robust merger not only of BHs but also of NSs and WDs. These mergers might leave unique signatures. Besides their contribution to the production of short GRBs and GW sources, binary NS mergers are a promising channel to the production of heavy elements via r-process (e.g., Freiburghaus et al. 1999) and would affect the chemical evolution of the clusters.

Thermonuclear explosions of WDs could produce Type Ia SNe, whether via a single-degenerate channel (WD and a nondegenerate companion; Whelan & Iben 1973) or a double-degenerate channel (two WDs; Iben & Tutukov 1984). Both of these channels will be affected by the gas accretion. First, as we mentioned (Leigh et al. 2014 and references therein), the mass function will change. This in turn might change the characteristics of the SNe and their rate. Furthermore, regardless of the mass variation, a large fraction of the compact-object binaries are expected to merge within short timescales, which will also affect the SN rate.

Mergers of WDs could yield a remnant merged object with small or absent natal kick and hence constitute another channel for NS formation. Accretion could potentially change the retention fraction and potentially explain the retention problem in the formation of pulsars (Perets 2022).

5.6. Constraining the Parameters of the Cluster

The amount and origin of gas in GCs during the formation of 2P stars are still uncertain (Bekki 2017). In this channel, we suggest that the amount of gas dictates a final SMA, such that the separation distribution/GW rate could be used to constrain the gas abundance in the cluster and its lifetime.

For sufficiently low gas densities (or lower densities following gas depletion), gas hardening is not efficient enough to lead to a merger. In this case, the terminal SMA of the binary will exceed aGW, such that GWs will not be emitted without a further dissipation process. However, if the gas remains for longer timescales, further hardening will occur. For the whole parameter space we considered, the early stages of the hardening process are very efficient, i.e., wide binaries harden and become hard binaries on short timescales.

This channel of production of GW sources could serve as a tracer to later star formation, as it is coupled to the gas that accompanies this formation. The amount of gas and its decay with time are determined by the star formation history. Since these parameters play a role in gas hardening and hence in the final separation distribution at the end of the gas epoch, they could potentially serve to constrain the 2P gas and star formation phase and may help explain some of the differences between 1P and 2P stellar populations.

For example, we might speculate that the inferred difference between the 1P and 2P binary fractions (e.g., Lucatello et al. 2015) could be explained by gas-catalyzed hardening and mergers of MS stars residing in the gaseous region. Such 1P binaries that also accrete a significant mass of 2P gas would appear and be part of the 2P populations, while outside the gas regions binaries are not affected. In this case some of the 2P binaries preferentially merge compared with 1P stars outside the 2P gas region, leading to an overall smaller binary fraction.

That being said, the many uncertainties and degeneracies involved might be challenging in directly connecting current populations with the early conditions directly.

5.7. Caveats and Future Directions

In the following we discuss potential caveats of our model/scenario.

  • 1.  
    The specific scenario for formation of 2P stars is still unknown/debated, and hence there are large uncertainties in the amount of gas in the cluster and its source during the different stages of evolution. Moreover, some explanations for the different chemical composition of the so-called 2P stars might require lower gas masses than the total mass of 2P stars. In these cases, the phenomena we described might be somewhat suppressed, though, as we have shown that even lower gas densities could be highly effective and will not qualitatively change the results.
  • 2.  
    The expected production rates of GW sources depend on the initial parameters of the clusters we consider, including the gas densities, stellar and binary populations, star formation histories, etc. All of these contain many uncertainties, which we did not directly address in this initial study, limited to a small number of models so as to provide an overall estimate to bracket the expected GW rates from this channel. Nevertheless, all of our models show that gas-catalyzed mergers in multiple-population clusters could produce a significant and even major contribution to the GW merger rate and could play a key role in the general evolution of stars and binaries in such clusters.
  • 3.  
    The interaction of gas with binaries is complex and includes many physical aspects. Here we assumed that the gas density in the cluster, or at least in the region in which the binaries evolve, is spatially constant. Most of the gas should be concentrated in the star-forming region, preferentially toward the inner parts of the cluster. Outer parts of the cluster might be more dilute. Future study could relax the simplified assumption of a constant spatial density and account for a more detailed distribution of gas, stars, and binaries.
  • 4.  
    We assumed that the relative velocity between the objects and the gas is dominated by the Keplerian velocity of the binary dominant. A more realistic approach, but requiring a detailed Monte Carlo or N-body simulation, could account for the detailed velocity distribution of binaries in the cluster.
  • 5.  
    As we mentioned in Section 5.5, objects embedded in gas could accrete from it and change their mass over time. As a result, their dynamics will change both in the cluster and as binaries (Roupas & Kazanas 2019). Here we considered constant masses throughout the evolution and neglected the effects of gas accretion. This is a somewhat conservative assumption, in regard to catalysis of mergers, as more massive objects are prone to merge even faster in gas (see Equation (7) and Figure 5).
  • 6.  
    We considered several choices for the gas depletion, assuming an exponential decay, with a fiducial model of 50 Myr and a lifetime of 100 Myr. However, the formation epochs of stars could set different scenarios, e.g., in which gas is abundant in the cluster for longer timescales of ∼100 Myr, but only intermittently (Bekki 2017), which will change the picture, or when several wide-scale gas replenishment episodes occur over timescales of even many hundreds of Myr or even Gyr, as might be the case for nuclear clusters.
  • 7.  
    In our analysis we considered for simplicity only equal-mass binaries. Though we do not expect a major change in the results, the generalization to binaries with different masses is more complex and requires more detailed population studies, beyond the scope of the current study.
  • 8.  
    It should be noted that there were studies that suggested more limited efficiency of GDF (e.g., Li et al. 2020; Toyouchi et al. 2020) than considered here. A more detailed comparison is left for further studies.
  • 9.  
    Although the initial parameters of our disk suggest a thick disk, in later stages the disk will be thinner and finally fragment to enable star formation. Hence, for these stages/initial thin disks, the gas hardening epoch should be limited to the regime in which the disk is stable.
  • 10.  
    We restrict ourselves to binaries that are not likely to be disrupted by interactions with other stars. Further disruptions could take place and are encapsulated in fbin,surv (see Equation (22)).

6. Summary

In this paper we discussed the evolution of binaries in gas-enriched environments that likely existed in the early-stage multiple-population clusters. We showed that the binary interaction with the ambient gas environment significantly affects their evolution and gives rise to major changes in binary population in the cluster and its properties.

Binaries' interaction with gas has been extensively studied over the past few years in the context of AGN disks. Here we show that the environments of multiple-population GCs and YMCs similarly give rise to important effects. In particular, focusing on the production of GW sources from binary BH mergers, we find that gas-enriched multiple-population clusters could provide a significant and possibly major contribution to the production of GW sources of up to a few tens of Gpc−1 yr−1, comparable to the GW source production rate inferred by VLK for the local universe. These might even be higher once formation of new binaries due to gas-assisted capture is considered (to be discussed in a follow-up paper).

Moreover, we expect catalyzed mergers of other compact objects, such as NSs and WDs, and of binary MS and evolved stars to give rise to the enhanced rate of a wide range of merger outcomes, producing a range of transient events such as SNe, GRBs, and the formation of X-ray binaries and stellar mergers, which will be discussed elsewhere.

Furthermore, our findings on the overall evolution of binary populations are relevant for other gas-enriched environments such as AGN disks.

Finally, our focus here was on binary BH mergers in multiple-population cluster environments, but we point out that the early gas-enriched phase of such clusters (which in practice is relevant to the vast majority of GCs, given that most GCs show multiple populations) significantly affects all the stellar and binary populations and the overall dynamics inside GCs. Hence, the current modeling of the typical initial conditions in GCs and their evolution might need to be fundamentally revised.

We thank the anonymous referee for important comments and points that significantly improved the manuscript. We would also like to thank Aleksey Generozov, Johan Samsing, Jim Fuller, Kyle Kremer, Noam Soker, and Evgeni Grishin for fruitful discussions. M.R. acknowledges the generous support of Azrieli fellowship. H.B.P. and M.R. acknowledge support from the European Union's Horizon 2020 research and innovation program under grant agreement No. 865932-ERC-SNeX.

Appendix: Fiducial Parameters

SymbolDefinitionFiducial Value
τgas Gas lifetime50 Myr
τSG Formation time of SG100 Myr
M Total mass of stars in cluster105 M
Mgas Gas mass in the cluster3 × 105 M
ρg,disk Initial gas density in disk1.74 × 106 M pc−3
h/r Scale height0.23
σdisk Disk velocity dispersion10 km s−1
$\bar{m}$ Average stellar mass0.5 M
n Stellar density105 pc−3
n⋆,disk Stellar density in disk105 pc−3
cs Sound speed10 km s−1
$\mathrm{log}{{\rm{\Lambda }}}_{g}$ Gas Coulomb logarithm3.1

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10.3847/1538-4357/ac6d55