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Nitrogen Dioxide Pollution as a Signature of Extraterrestrial Technology

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Published 2021 February 22 © 2021. The American Astronomical Society. All rights reserved.
, , Citation Ravi Kopparapu et al 2021 ApJ 908 164 DOI 10.3847/1538-4357/abd7f7

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0004-637X/908/2/164

Abstract

Nitrogen dioxide (NO2) on Earth today has biogenic and anthropogenic sources. During the Covid-19 pandemic, observations of global NO2 emissions have shown a significant decrease in urban areas. Drawing upon this example of NO2 as an industrial byproduct, we use a one-dimensional photochemical model and synthetic spectral generator to assess the detectability of NO2 as an atmospheric technosignature on exoplanets. We consider cases of an Earth-like planet around Sun-like, K-dwarf, and M-dwarf stars. We find that NO2 concentrations increase on planets around cooler stars because there are fewer short-wavelength photons that can photolyze NO2. In cloud-free results, present Earth-level NO2 on an Earth-like planet around a Sun-like star at 10 pc can be detected with signal-to-noise ratio ∼5 within ∼400 hr with a 15 m LUVOIR-like telescope when observed in the 0.2–0.7 μm range where NO2 has a strong absorption. However, clouds and aerosols can reduce the detectability and could mimic the NO2 feature. Historically, global NO2 levels were 3× higher, indicating the capability of detecting a civilization at the stage where Earth's civilization was 40 yr ago. Transit and direct imaging observations to detect infrared spectral signatures of NO2 on habitable planets around M-dwarfs would need several hundred hours of observation time, both due to weaker NO2 absorption in this region and because of masking features by dominant H2O and CO2 bands in the infrared part of the spectrum. Non-detection at these levels could be used to place upper limits on the prevalence of NO2 as a technosignature.

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1. Introduction

Over the last 25 years, more than 4000 exoplanets have been discovered4 from both ground- and space-based surveys. We are now entering an era of exoplanet atmospheric characterization, with the soon-to-be-launched James Webb Space Telescope (JWST), Atmospheric Remote-sensing Infrared Exoplanet Large-survey (ARIEL) space telescope, and large ground-based observatories such as the European Extremely Large Telescope (E-ELT), the Thirty Meter Telescope (TMT), and the Giant Magellan Telescope (GMT). The first detection of an exoplanet atmosphere was on a gas giant planet, HD 209458b, in 2001 (Charbonneau et al. 2002). Since then, atmospheres have been detected on exoplanets spanning a wide range of planetary parameter space, and observers are continuing to push the limits toward smaller worlds (Benneke et al. 2019; Tsiaras et al. 2019). The ongoing discovery of exoplanet atmospheres has raised the prospect of eventually identifying potentially habitable planets, as well as the possibility of finding one that may also be inhabited. As a result, the characterization and detection of "biosignatures,"—remote observations of atmospheric spectral features that could potentially indicate signs of life on an exoplanet—has received recent attention as an area of priority for astrobiology5 (Seager et al. 2012; Grenfell 2017; Kaltenegger 2017; Catling et al. 2018; Fujii et al. 2018; Meadows et al. 2018; Schwieterman et al. 2018; Walker et al. 2018; Lammer et al. 2019; O'Malley-James & Kaltenegger 2019).

Similar to biosignatures, "technosignatures" refer to any observational manifestations of extraterrestrial technology that could be detected or inferred through astronomical searches. As discussed in the 2018 NASA technosignatures workshop report (Technosignatures Workshop Participants 2018): "Searches for technosignatures are logically continuous with the search for biosignatures as part of astrobiology. As with biosignatures, one must proceed by hypothesizing a class of detectable technosignatures, motivated by life on Earth, and then designing a search for that technosignature considering both its detectability and its uniqueness." Although the science of atmospheric technosignatures is less developed than atmospheric biosignatures, a wide class of possible technosignatures have been suggested in the literature that include waste heat (Dyson 1960; Wright et al. 2014; Kuhn & Berdyugina 2015; Carrigan 2009), artificial illumination (Schneider 2010; Loeb & Turner 2012; Kipping & Teachey 2016), artificial atmospheric constituents (Schneider 2010; Lin et al. 2014; Stevens et al. 2016), artificial surface constituents (Lingam & Loeb 2017), stellar "pollution" (Shklovskii & Sagan 1966; Whitmire & Wright 1980; Stevens et al. 2016), non-terrestrial artifacts (Bracewell 1960; Freitas & Valdes 1980; Rose & Wright 2004; Haqq-Misra & Kopparapu 2012), and megastructures (Dyson 1960; Arnold 2005; Forgan 2013; Wright et al. 2016). This breadth of topics reflects the scope of possibilities for detecting plausible technosignatures, although the sophistication of technosignature science remains in its infancy compared to the rapidly evolving field of biosignatures (Wright 2019; Haqq-Misra et al. 2020).

The history of life on Earth provides a starting point in the search for biosignatures on exoplanets (Krissansen-Totton et al. 2018; Pallé 2018), with the various stages of Earth's evolution through the Hadean (4.6–4 Gyr), Archean (4–2.5 Gyr), Proterozoic (2.5–0.54 Gyr), and Phanerozoic (0.54 Gyr–present) eons representing atmospheric compositions to use as examples of spectral signatures of an inhabited planet. The use of Earth's history as an example does not imply that these biosignatures will necessarily be the most prevalent in the Galaxy, but instead this approach simply represents a place to begin based on the one known example of life. By extension, the search for technosignatures likewise can consider Earth's evolution into the Anthropocene epoch (Crutzen 2006; Lewis & Maslin 2015; Frank et al. 2017) as a template for future observing campaigns that seek to detect evidence of extraterrestrial technology. For instance, Lin et al. (2014) discussed the possibility of detecting signatures of tetrafluoromethane (CF4) and trichlorofluoromethane (CCl3F) in the atmospheres of transiting Earth-like planets around white dwarfs with JWST, which could be detectable if these compounds are present at 10 times the present Earth level. These chlorofluorocarbons (CFCs) are produced by industrial processes on Earth, so their detection in an exoplanet atmosphere could be strong evidence for the presence of extraterrestrial technology. This approach does not insist that CFCs or other industrial gases found on Earth will necessarily be the most prevalent technosignature in the Galaxy, but it represents a place to begin defining observables and plausible concepts for technosignatures based upon the one known example of technological civilization.

In this study, we explore the possibility of NO2 as an atmospheric technosignature. Some NO2 on Earth is produced as a byproduct of combustion, which suggests the possibility of scenarios in which larger-scale production of NO2 is sustained by more advanced technology on another planet. Detecting a high level of NO2 above that of non-technological emissions found on Earth could be a sign that the planet may host active industrial processes. In Section 2, we describe the production reactions of NO2 and use a one-dimensional photochemical model to obtain self-consistent mixing ratio profiles of nitrogen oxide compounds, on a planet orbiting a Sun-like star, a K6V spectral type (Teff = 4600 K), and the two M-dwarf stars, AD Leo (Teff = 3390 K) and Proxima Centauri (Teff = 3000 K). Using these photochemical results, in Section 3 we calculate the observability of strongest NO2 features between 0.2 and 0.7 μm and between 1 and 10 μm using a spectral generation model to produce geometric albedo and transit spectra of planets with various facilities such as LUVOIR-15 m, JWST, and the Origins Space Telescope. We discuss the implications of these observations in Section 4 and conclude in Section 5.

2. Production of Nitrogen Dioxide

Nitrogen oxides (NOx = NO + NO2) are among the main pollutants in industrialized locations on the globe. The non-anthropogenic pathways for the production of NOx can be either emission from soils and wildfires or via lightning in the troposphere.6 The primary biogenic source of NOx is bacteria in soil through nitrification (i.e., bacteria converting ammonia to nitrite and nitrate compounds) or denitrification (process of reducing nitrate and nitrite to gaseous forms of nitrogen such as N2 or N2O). The estimated worldwide biogenic and lightning emissions of NOx compounds are ∼10.6 teragram per year as N (Tg(N) yr−1) (Table 1, Holmes et al. 2013). Lightning contributes about 5 Tg(N) yr−1, which translates to 6 × 108 NO molecules cm−2 s−1 (Harman et al. 2018).

On the other hand, NOx compounds are also emitted from anthropogenic sources of combustion processes such as vehicle emissions and fossil-fueled power plants. The role of this industrial production was noted during the Covid-19 pandemic, when global concentrations of NO2 were observed to decrease between 20% and 40% over urban areas (Bauwens et al. 2020). Indeed, these emissions dominate the production of NOx compounds in the troposphere more than the biogenic sources, with an estimated rate of 32 Tg(N) yr−1 (Holmes et al. 2013). NO2 poses harmful health effects that could cause impairment of lung function and respiratory problems (Faustini et al. 2014). Typical concentrations of NO2 range from 0.01 ppb (parts per billion) to ∼5 ppb depending upon the urbanization, with the higher number correlating to urban areas (Lamsal et al. 2013). The presence of NOx in the lower troposphere leads to a complex chemistry that results in the formation of ozone (O3), which is a harmful pollutant in the troposphere and a greenhouse gas. NOx mixing ratios in excess of 10−7 would cause severe damage to the O3 layer and could result in either a climatic warming or cooling, depending upon the amount of NO2 present (Kasting & Ackerman 1985).

The sinks and sources for NO2 in the troposphere (≤20 km) are governed by the following reactions. NO2 photolysis is dominant in the wavelength range 290–420 nm (see Kraus & Hofzumahaus 1998, Figure 2). The lower limit is set by the available solar UV intensity and the upper wavelength limit is determined by the fall-off in the photodissociation cross section. This NO2 photolysis produces ground-state atomic oxygen, O(3P), along with NO:

Equation (1)

The O(3P) then can combine with an oxygen molecule to form ozone,

Equation (2)

which gets destroyed by reoxidizing nitric oxide to nitrogen dioxide:

Equation (3)

NO also reacts with atomic oxygen (O) and the hydroperoxy radical (HO2) to generate NO2:

Equation (4)

Equation (5)

However, these production mechanisms of NO2 are counteracted when NO2 reacts again with atomic oxygen to recreate NO:

Equation (6)

The above reactions just cycle between NO and NO2, so NOx is conserved. However, NO2 also reacts with the OH radical to form nitric acid (HNO3), which eventually is removed from the atmosphere by rainout, which is a loss process for NOx:

Equation (7)

Reactions (3) and (6) form a catalytic cycle to destroy ozone with the net reaction

Equation (8)

indicating that high stratospheric NOx can lead to ozone depletion.

To study the steady-state abundances of NOx compounds in Earth-like atmospheres, we used a 1D photochemical model (described in Arney et al. 2016; Arney 2019), which is part of a coupled climate–photochemistry model called "Atmos."7 The photochemical model is originally based on the one described in Kasting et al. (1979) and has been updated extensively over the years and applied to various planetary and exoplanetary conditions (e.g., Segura et al. 2005; Kopparapu et al. 2012; Domagal-Goldman et al. 2014; Harman et al. 2015, 2018; Lincowski et al. 2018). The model version used here has been updated to correct the deficiencies identified in Ranjan et al. (2020), and the public version of the model is planned to be updated. This model solves a set of nonlinear, coupled ordinary differential equations for the mixing ratios of all species at all heights using the reverse Euler method. The method is first order in time and uses second-order centered finite differences in space. The vertical grid has 200 altitude levels, ranging from 0 km (lower boundary) to 100 km (upper boundary). The version used here includes updates described in Lincowski et al. (2018) and includes 72 chemical species involved in 309 reactions to represent a modern Earth-like planet. We considered a Sun-like star, a K6V stellar spectral type, and two M-stars (AD Leo and Proxima Centauri) in this study. For the Sun-like star we used the model of Chance & Kurucz (2010); for the K6V star, we used the spectrum of HD 85512 from the Measurements of the Ultraviolet Spectral Characteristics of Low-mass Exoplanetary Systems (MUSCLES) treasury survey (France et al. 2016; Loyd et al. 2016; Youngblood et al. 2016); for AD Leo and Proxima Centauri, we used stellar spectra described in Segura et al. (2005) and Meadows et al. (2018), respectively. Planets around the other stars are placed at the Earth-equivalent flux distance.

For each Earth-like planet around its host star, we ran the model to steady state to obtain the mixing ratio profiles of all gaseous species, including NO2. We have used a surface NO2 molecular flux of 8.64 × 109 molecules cm−2 s−1 as the standard Earth-level (1×) flux in our simulations. This number comes from converting the estimated rate of 32 Tg(N) yr−1 anthropogenic NOx compound emissions in the troposphere8 to the molecular flux. We also include a fixed biogenic flux of NO as 1.0 ×109 molecules cm−2 s−1, kept constant across all simulations. Because we do not increase the flux of NO alongside NO2, our simulations may be regarded as somewhat conservative. Other fixed boundary conditions of N-bearing species include a flux of 1.53 × 109 for N2O, a mixing ratio of 0.78 for N2, and fixed deposition velocities of 2.1 × 10−1 cm s−1 for HO2NO2 and HNO3.

Results from our 1D photochemical model are shown in Figure 1(a). This plot shows the NO2 volume mixing ratio profiles of an Earth-like planet around the four stellar spectral types we considered in this study: the Sun (blue), AD Leo (green), Proxima Centauri (black), and the K6V star (magenta). Two end-member concentrations are shown: the standard Earth level flux of 8.64 × 109 molecules cm2 s−1 (1×, solid curves) and a flux of 172 × 109 molecules cm2 s−1 (20×, dashed curves). The corresponding stellar spectra are shown in panel (b), highlighting the wavelength region of strongest NO2 absorption. As shown in this figure, the hotter stars provide more photons between 0.25 and 0.65 μm, which increases the rate of NO2 photolysis (Equation (1), and also Table 1).

Figure 1.

Figure 1. (a) Mixing ratio profiles of NO2 around stars of different spectral types on an Earth-like planet with 1× (solid) and 20× (dashed) present Earth NO2 fluxes. Below the troposphere (∼20 km), NO2 concentration is higher on planets around cooler stars than the Sun because the destruction of NO2 is an order of magnitude more efficient around a Sun-like star due to the availability of photons of wavelength between 0.29 and 0.42 μm that penetrate to the troposphere. See inset in panel (b). (b) Spectral energy distribution of stellar spectral types used in this study, indicating wavelength region of strongest NO2 absorption. The inset shows the UV/visible region where NO2 photolysis happens.

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Table 1.  Integrated Reaction or Photolysis Rates

  Integrated reaction/photolysis rate (s−1)
Reaction Sun K-dwarf 3390 K star 3000 K star
CH3O2 + NOCH3O + NO2 8.199 × 1010 8.623 × 1010 6.850 × 1010 1.139 × 1010
NO + O3NO2 + O2 2.919 × 1013 6.135 × 1012 2.054 × 1012 3.868 × 1011
NO + O + MNO2 + M 7.393 × 109 3.248 × 108 4.515 × 107 1.31 × 106
NO + HO2NO2 + OH 5.521 × 1011 3.1 × 1011 1.368 × 1011 4.514 × 1010
NO + NO3 → 2NO2 1.099 × 1010 1.387 × 1010 6.227 × 1010 3.152 × 1010
HO2NO2 + MHO2 + NO2 + M 1.713 × 1011 1.012 × 1012 1.170 × 1012 7.157 × 1011
NO3 + hνNO2 + O 2.949 × 1010 8.85 × 1010 1.150 × 1011 2.974 × 1010
NO2 + O → NO + O2 2.592 × 1012 1.0 × 1011 2.495 × 1011 2.857 × 1010
NO2 + OH + M → HNO3 + M 2.512 × 1012 1.04 × 1010 1.764 × 108 4.973 × 106
O + NO2 → NO3 1.219 × 1010 7.234 × 108 5.338 × 108 3.643 × 107
O3 + NO2 → NO3 + O2 2.658 × 1010 1.169 × 1011 2.014 × 1011 7.278 × 1010
HO2 + NO2 + M → HO2NO2 + M 1.78 × 1011 1.017 × 1012 1.173 × 1012 7.168 × 1011
NO2 + hν → NO + O 2.724 × 1013 6.43 × 1012 2.05 × 1012 4.318 × 1011

Note. The reactions in the first column act as dominant sources and sinks for NO2. Their column-integrated reaction or photolysis rates are given for an Earth-like planet around the Sun (second column), a K-dwarf (third column), a 3390 K star (fourth column), and a 3000 K star (fifth column). Bold font shows production mechanisms for NO2, and normal font shows loss mechanisms. The dominant sink is NO2 photolysis and the dominant production mechanism is NO reaction with O3 (in addition to the surface flux).

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However, photolysis is not the only important factor. As shown in Table 1 and Figure 2, O3 also plays a major role in determining NO2 concentration. Figure 2(a) shows the O3 mixing ratio profiles for various stars. For the Sun (blue), the O3 concentration increases rapidly below ∼20 km compared to other stars. O3 participates in the dominant production reaction for NO2, with the help of NO as shown in Table 1. Ideally, this should increase the concentration of NO2 below 20 km. However, as shown in Figure 2(b), photolysis of NO2 due to photons of wavelengths between 0.29 and 0.42 μm that penetrate into the troposphere dominates the destruction of NO2, decreasing its mixing ratio (see Figure 1(a)). While the photolysis rates generally increase for all stars below 20 km as shown in Figure 2(b), it is the rate at which O3 increases below this altitude that determines the slope of decrease in NO2 in the troposphere for planets around different stars. While the rapid increase in O3 is mostly negated by the rapid photolysis and consequent decrease of NO2 below ∼20 km for Sun-like stars (blue solid curve in Figures 1 and 2), for other stars the O3 concentration increases only a little from the surface to the tropopause (black, green, and magenta curves in Figure 2). Consequently, the increasing slope of photolysis rate of NO2 below ∼20 km for these other stars slightly dominates (panel (b)), resulting in a larger decrease in the mixing ratio of NO2 compared to a Sun-like star (Figure 1(a)).

Figure 2.

Figure 2. (a) Mixing ratio profiles of O3 around stars of different spectral types on an Earth-like planet with 1× (solid) and 20× (dashed) present Earth fluxes of NO2. Below the troposphere (≲20 km), O3 concentration rapidly increases around a Sun-like star (blue) compared to stars of other types. Because O3 is a dominant production mechanism for NO2 (see Table 1), the concentration of NO2 ideally should increase. (b) However, as shown in this panel, the photolysis rate of NO2 increases from the ground to up to 10–20 km for all star types, as photons of wavelength between 0.29 and 0.42 μm penetrate into the troposphere. Consequently NO2 mixing ratio decreases between ∼10 and 20 km (see Figure 1). Above 20 km altitude, O3 dominates the photolysis rate (because NO2 photolysis is no longer increasing), and as a result, NO2 mixing ratio increases as well.

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As a result, the column-integrated NO2 abundance increases moving from hotter stars to cooler stars (Table 2). The absorption cross sections for NO2 and other key gases are shown in Figure 3. A Sun-like star produces more photons at wavelengths where NO2 is photolyzed (between 290 and 420 nm), so the photolysis rate of NO2 is higher for the planet around the Sun than for a planet around a cooler star (Table 1).

Figure 3.

Figure 3. (a) NO2 absorption cross section as a function of wavelength. The broad absorption between 0.25 and 0.6 μm is the dominant feature, and few other molecules absorb here. The inset focuses on the cross section in this wavelength region. (b) Other features in the IR region (∼3.5 μm, 6.4 μm, and 10–16 μm) are relatively weaker and overlap with absorption from other gas species, in particular H2O and CO2.

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Table 2.  Number Densities of NO2 and O3

  Number density (molecules cm−2)
Species Sun K6V (4715 K) AD Leo (3390 K) Proxima Cen (3000 K)
NO2 4.644 × 1010 8.589 × 1010 2.040 × 1011 2.453 × 1011
O3 5.915 × 1013 2.302 × 1013 3.217 × 1013 7.957 × 1012

Note. The table shows column-integrated number densities of NO2 and O3 (i.e., total number of molecules per unit volume integrated along a column of atmosphere) on an Earth-like planet with 1× NO2 flux around stars of different stellar spectral types. NO2 is more abundant on a planet around a cooler star than on one around a Sun-like star, despite the latter having more O3, which is the dominant molecule in producing NO2, because more short-wavelength photons are available around a Sun-like star than around a K- or M-dwarf star. This results in a higher photolysis rate (destruction) of NO2 around a Sun-like star (see Table 1), reducing its abundance.

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The result of all the dominant production and destruction reactions discussed above is that NO and NO2 decrease with altitude until ∼20 km, into the stratosphere. In the stratosphere, ozone can generate NO2 via reactions with NO; ozone's overlapping UV cross section with NO2 also provides some UV shielding. At higher altitudes, above the ozone layer, photochemical processes, including NO2 photolysis and reaction with OH radicals, draw down abundances. These reactions occur most markedly for the planet orbiting the Sun; NO2 photolysis proceeds 1–2 orders of magnitude faster around the Sun than around the cooler stars. Reaction of NO2 with OH to form HNO3 occurs two orders of magnitude more efficiently around the Sun than around the K6V star, and fully 4–6 orders of magnitude more efficiently around the Sun than around the M-dwarfs.

It is important to note that placing constraints on a planet's NO2 abundance from its spectrum would not definitively answer whether the NO2 is biologically or abiotically produced. One would need to estimate the production rates required to produce the observed NO2 abundance and evaluate whether abiotic sources alone can sustain the inferred production rate.

3. Detectability of Nitrogen Dioxide

The absorption cross section of NO2 shows a broad absorption between 0.25 and 0.6 μm, which has little overlap with absorption from other terrestrial molecular atmospheric constituents (Figure 3(b)). The main possible confusion would be related to aerosols with submicron sizes (∼0.5 μm), which have absorption features that could mimic the exact same shape as NO2. Considering the broad nature of the NO2 spectral feature, a unique spectroscopic identification will therefore be ultimately challenging, and this investigation solely explores the hypothetical requirements for a possible detection for an absorption due to NO2. Other absorption features are also present at ∼3.5 μm, 6.4 μm, and 10–16 μm, but these overlap with absorption bands from H2O, CO2, and other species (Figure 3(b)). In order to assess the detectability of NO2 as a technosignature, we use the mixing ratio profiles from the 1D photochemical model as input to the Planetary Spectrum Generator (PSG,9 Villanueva et al. 2018) to simulate reflected light and transit spectra. We estimate the signal-to-noise ratio (S/N) of detecting NO2 features. PSG is an online radiative transfer suite that integrates the latest radiative transfer methods and spectroscopic parameterizations, and includes a realistic treatment of multiple scattering in layer-by-layer spherical geometry. It can synthesize planetary spectra (atmospheres and surfaces) for a broad range of wavelengths for any given observatory.

We performed simulations with PSG to generate reflected light spectra (Figure 4) of planets around a Sun-like star and a K-dwarf star. We then calculated the S/N required to detect the NO2 feature (Figure 5) between 0.2 and 0.7 μm. For these simulations, we assumed a LUVOIR-A-like telescope (15 m) observing with the ECLIPS (Extreme Coronagraph for Living Planetary Systems).10 This instrument is an internal coronagraph with the key goal of direct exoplanet observations. It has three channels: near-UV (NUV, 0.2–0.525 μm), visible (VIS, 0.515–1.030 μm), and near-IR (NIR, 1.0–2.0 μm). The NUV channel is capable of high-contrast imaging only, with an effective spectral resolution of R ∼ 7. The optical channel contains an imaging camera and integral field spectrograph with R = 140. For our spectral simulations, we use NUV (R = 6) and visible (R = 70) channels, as the NO2 cross section spans from UV into visible wavelengths (see Figure 3). Because the NO2 feature is quite broad in the NUV to visible region, a low resolution of R = 6 and R = 70 is sufficient to resolve the feature, at the same time maximizing the S/N. We calculated wavelength-dependent S/Ns shown in Figures 48 as the difference between the spectra with and without the NO2 feature, divided by the noise simulated by PSG for the instrument under consideration (see Section 5.3 of Villanueva et al. 2018, and also the PSG website11 where the noise model is discussed in detail). The "net S/N" is calculated by summing the squares of the individual S/Ns at each wavelength within a given band (either NUV or VIS), and then taking the square root. This methodology is largely insensitive to S/N, as long as the feature is resolved by the spectrum. See also the Appendix for a comparison between the PSG coronagraph noise model and a complementary noise model (Robinson et al. 2016; Lustig-Yaeger et al. 2019), showing highly comparable results for the photon count rates and resulting spectral precision. We considered the planets around both the Sun-like and K6V stars to be located at 10 pc distance, residing in the respective habitable zones (HZs) of their host stars as calculated from Kopparapu et al. (2013, 2014), and observed at a phase angle of 45° (0° is secondary eclipse, and 180° is transit). For this feature to be detected, the planet need not be in the HZ, as will be explained later in the discussion (Section 4).

Figure 4.

Figure 4. Geometric albedo difference with and without NO2 for an Earth-like planet around a Sun-like star (a) and around a star of spectral type K6V (b) located at 10 pc with varying NO2 concentrations, assuming LUVOIR-A (15 m) observing time of 10 hr. A 1σ noise model is also shown (dashed black). The multiple factors in the legend are compared to the present Earth level flux of NO2 (8.64 × 109 molecules cm−2 s−1) implemented in our photochemical model of an Earth-like planet around each stellar type. These results are for a cloud-free model.

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Figure 5.

Figure 5. Calculated S/N values for detection of various levels of NO2 concentrations as a function of wavelength, around a Sun-like star (a) and for a star of spectral type K6V (b) located at 10 pc. The calculation assumed a LUVOIR-A (15 m) type telescope with 10 hr observation time. While these plots show that, at any given wavelength, NO2 of any concentration is detected at a higher S/N around a K6V star than around a Sun-like star, it will still be challenging to detect the feature within 10 hr. The NO2 concentrations are generally higher around the K-dwarf star than for an Earth-like planet around a Sun-like star, giving rise to this marginal increment in S/N around a K-dwarf star. These results are for a cloud-free model.

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In both panels of Figure 4, the difference in the geometric albedo spectrum with and without NO2 is shown for different levels scaled by factors of current Earth levels in a 10 hr observation with the LUVOIR-15 m telescope. The corresponding noise is shown as a dashed curve. For the Sun-like star (a) even very high concentrations of NO2 (20× the present Earth levels) barely reach the 1σ noise level in the strongest wavelength region. In panel (b), increasing the nominal abundance to higher concentrations on a planet around a K-dwarf produces only a marginal improvement over a Sun-like star, with the highest concentration (20×) reaching just above the noise level. This is likely because the column number density of NO2 on a planet around a K-dwarf star seems marginally larger (Table 2) as a result of a lower photolysis rate (last row, Table 1). As discussed above, the enhanced NO2 absorption on the K-dwarf planet compared to the planet around the Sun-like star is driven by the photochemistry.

In Figure 5, we show the calculated S/N values of the features shown in Figure 4 as a function of wavelength for 10 hr exposure times with a LUVOIR-A-like telescope for wavelengths relevant to the NO2 feature. The "net S/N" indicated in this figure is calculated by summing up the squares of the S/N from each wavelength band and then taking the square root (see Equation (6) of Lustig-Yaeger et al. 2019). Figure 5(a) shows that for planets around Sun-like stars even an increase of 10× in the NO2 flux is not enough to detect the feature with any meaningful S/N within 10 hr of observation. Any lower amount of NO2 would need even longer observation times.

Figure 5(b) shows S/N as a function of the same wavelength range for a planet around K-dwarf star. The combined effects of more NO2 and better planet–star contrast ratio relative to the planet orbiting the Sun (a K6V dwarf is only about one tenth as luminous as a G2V dwarf) make only a marginal difference in S/N that can be reached in the same time as for a Sun-like star.

While these S/Ns may not look promising, there is an interesting question that one can ask: How much LUVOIR-15 m time is needed to detect the present Earth-level concentration of NO2 around a Sun-like star at 10 pc? Figure 6(a) shows the spectrum of the difference in geometric albedo with and without NO2. Also shown as dashed lines are the noise levels for 10 (blue), 300 (red), and 1200 (black) hr of LUVOIR-A observation times. The present Earth level of NO2 seems to be well above the noise level after 300 hr of observation time (compare the solid green curve with dashed red line), indicating that it might be detectable. To find out with what S/N it would be detectable, Figure 6(b) shows the "net S/N" to detect present Earth-level NO2 as a function of observation time. To achieve a net S/N of 5 (dashed red line), it would take LUVOIR-15 m about 400 hr. For comparison, to obtain the Hubble Ultra Deep Field (UDF) image, ∼400 hr of actual observation time (∼1 yr in real time) was needed (Beckwith et al. 2006). In fact, Hubble has run even larger programs, such as the CANDLES galaxy evolution survey (Grogin et al. 2011) with 902 orbits (∼900 hr of observation time assuming ∼1 hr per orbit). This took about 3 yr in real time. However, these large programs also obtained data on a huge sample size with thousands of galaxies. LUVOIR is envisaged to be 100% community-competed time, and the final report of the LUVOIR team laid out a Design Reference Mission (DRM) in which comparable allocations of time were spent on general astrophysics observations and exoplanet detection and characterization observations during the first 5 yr of the mission. So, over the course of the nominal LUVOIR mission lifetime of about 5 yr, it may be possible to take data with ∼400 hr observation time on a prime HZ planet candidate(s) within 10 pc, to potentially obtain an S/N ∼ 5 for an NO2 feature at the present Earth level on an Earth–Sun system at 10 pc. An even more interesting aspect is that we can place upper limits on the amount of NO2 available on that planet as we spend more observation time on a prime HZ candidate. This could potentially indicate the presence or absence or the level of technological civilization on that planet.

Figure 6.

Figure 6. (a) Difference in geometric albedo with and without NO2 as a function of wavelength for different observation times with the LUVOIR-15 m telescope to detect an amount of NO2 at the present Earth level on a Sun–Earth system at 10 pc. (b) Integrated S/N (over the wavelength) vs. the amount of observation time needed for the same system configuration. For example, to detect NO2 at the Earth level with S/N ∼ 5 (dashed red line), LUVOIR-15 m would need ∼400 hr of observation time. For comparison, Hubble's large programs such as the Ultra Deep Field and CANDLES surveys used between ∼400 and 900 hr of observation time over a period of 1–3 yr. See text for more details.

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4. Discussion

While the results from the previous section provide a preliminary study of NO2 as a potential technosignature, some caveats need to be mentioned. First, we have performed 1D photochemical model calculations using a modern Earth template generated from a 1D radiative–convective, cloud-free climate model from Kopparapu et al. (2013). Clouds can significantly affect the observed spectrum and potentially alter the calculated S/N. To test this, we have prescribed water-ice clouds (particle size 25 μm) between 0.001 and 0.01 bar, and liquid water clouds (particle size 14 μm) between 0.01 and 0.1 bar in PSG. Figure 7 shows S/N as a function of wavelength for an Earth-like planet around a Sun-like star at 10 pc distance observed with the LUVOIR-15 m telescope for 10 hr with (blue solid curve) and without (red solid curve) clouds. The absorption cross sections of water and ice clouds are in the same wavelength region as the peak NO2 absorption, which further masks the NO2 feature in this band. We should caution that this is all based on an ad hoc prescription of clouds at a certain height, and a more rigorous analysis using 3D climate models that can simulate self-consistent and time-varying cloud cover needs to be performed. We leave that for future study.

Figure 7.

Figure 7. Effect on the S/N of a geometric albedo spectrum with (blue solid curve) and without (red solid curve) clouds on an Earth-like planet (1× NO2) around a Sun-like star. Water clouds absorb in the same wavelength region as the NO2 absorption bands, thus reducing the S/N and potentially causing confusion. (b) Similar to Figure 6(b), integrated S/N (over the wavelengths) vs. the amount of observation time with (green dashed curve) and without (blue solid curve) clouds. The time to reach S/N = 5 is slightly longer with clouds.

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Second, we have used the 15 m architecture of LUVOIR-A, and the S/N values we report are a best-case scenario owing to its large mirror size. Other telescope architectures such as LUVOIR-B (8 m) or HabEX12 (a 4 m mirror accompanied by a coronagraph and a starshade) may need more observation time than shown in Figures 5 and 7 to detect NO2 features.

As shown in Figure 3, NO2 also absorbs in the infrared part of the spectrum, particularly in the ranges 3.2–3.7 μm, 5.2–8.9 μm, and 9.7–18 μm. However, the absorption in these regions is either weak across the band compared to the 0.25–0.65 μm visible band, or limited to a very narrow region of the spectrum. Consequently, detecting NO2 in transit spectroscopy with either JWST or the flagship mission concept study Origins Space Telescope (OST) would be challenging. Nevertheless, we tested this with PSG, and the results are shown in Figure 8. We placed a planet like Proxima Cen b around its host star at 10 pc, assuming that it transits, with 20× NO2 abundance to maximize the signal. We used JWST NIRSpec and the OST MISC-Transit instrument for the ∼3 μm and ∼6 μm wavelength regions for the detection of NO2. While OST has greater performance than JWST, the observations here are limited by masking features from H2O and CO2 in the near-IR. Even at 20× NO2 from our photochemical model H2O features completely dominate the ∼6 μm region of NO2 absorption (Figure 8(a)). The S/Ns for 10 hr and 500 hr observation times for both telescopes are shown in Figure 8(b). Even with long observation times, it would be very challenging to detect the NO2 feature with any meaningful S/N.

Figure 8.

Figure 8. (a) Transit spectrum of NO2 in the near-IR and mid-IR region on an HZ Earth-like planet around a Proxima Cen-like star (Teff = 3000 K) located at 10 pc with NO2 fluxes at 20× the present Earth level using JWST NIRSpec (blue) and OST MISC (red) observations. No clouds were included. The vertical solid black line indicates the error bar, and dashed lines indicate NO2 absorption bands in the IR. (b) Both 10 hr (dashed) and 500 hr (solid) observations indicate that it is very challenging to observe even 20× NO2 abundance in transit observations in the IR because several other gases have stronger absorption than NO2 in this region and overlap. See Figure 3(b).

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A space-based nulling interferometer such as ESA's LIFE (Large Interferometer for Exoplanets) mission concept (Defrère et al. 2018; Quanz et al. 2018) could potentially detect mid-IR (5–20 μm) features in direct imaging spectra. While we are unable to assess quantitative limits on S/N at this time for this mission, we speculate that phase-dependent thermal emission spectroscopy (Wolf et al. 2019; Suissa et al. 2020) may be another way to detect the NO2 feature.

Historically, the United States' NO2 concentrations have varied (gone down) by a factor of 3 over a period of 40 yr, from 1980 to 2019.13 Therefore, we can expand the possibilities of detecting a technological civilization at the stage where Earth's civilization was 40 yr ago. It is possible to imagine a more highly industrialized society that could possibly operate in the regime of 5× Earth NO2 level, making it possible to detect it with LUVOIR-15 m with even less observation time than for present Earth conditions. We should stress here that when we mean a technological civilization, this does not necessarily mean a much more advanced society than the current Earth level. Just like the search for biosignatures encompasses "Earth through time" with different stages in the evolution of Earth's biosphere, we could do a similar search for a "technosphere" at different stages of a technological civilization.

It is possible that atmospheric technosignatures, particularly industrial pollutants such as NO2, are short-lived. However, this is comparable to searches for radio technosignatures, where the transient nature of the radio communicative civilizations may also be short-lived. Furthermore, it may be that an industrialized society that is prone to emit NO2 as a byproduct of their combustion technology may also have radio communication capabilities, just like us. In this respect, a search for radio technosignatures can be performed if NO2 is detected on a potential habitable planet.

If we are looking for NO2 as a technosignature, and not as a biosignature, then it may appear that one need not limit the search to known planets in the HZ. A technological civilization can possibly inhabit even an adjacent barren planet (like Mars in our solar system), and use the atmosphere as a waste dump of NO2 emissions. Or they may prefer to live below the surface on a HZ planet and release "waste" NO2 into the atmosphere. Speculations are endless. However, industrial NO2 on Earth is essentially produced by burning biomass (coal, petroleum products) that have been excavated to fuel the civilization. (We note that NO2 can also be produced by nuclear detonations.) The vast majority of burnable organic matter is directly or indirectly derived from oxygenic photosynthesis, meaning that an abiotic or anoxic world would not have abundant preserved organic matter. To burn this biomass, one needs an atmosphere with oxygen. The observation of high abundances of NO2 on an exoplanet atmosphere would indicate a sustained source of industrial production, likely requiring an oxic atmosphere and indicating a significant source of biomass to sustain long-term industrial activity. While NO2 can exist in abundant quantities on planets around K-dwarf stars, it may not necessarily be a desirable thing for the inhabitants if they have biology similar to humans, because exposure to NO2 could cause impairment of lung function and/or recurrent respiratory problems (Faustini et al. 2014). Conversely, if extraterrestrial biology is sufficiently different from Earth life, then it could be impervious to NO2 toxicity. In this respect, NO2 on K-dwarfs is similar to the likely accumulation of abiotic and biologically produced CO on Earth-like planets orbiting mid-to-late M-dwarfs, in addition to the accumulation of biosignature gases (Schwieterman et al. 2019).

Missions such as LUVOIR, HabEX, and OST may have biosignature targets as a priority, so it may be untenable to seek dedicated observing time for exclusive technosignature detection. However, in the search for exo-Earth candidates, we will undoubtedly detect other planets within the stellar system (Stark et al. 2014; Kopparapu et al. 2018). LUVOIR and HabEX will be able to simultaneously obtain the spectra of the other bright planets in the system, while performing their observations on a prime HZ target. Consequently, there may not be a need to schedule separate observation time for technosignature detection, because such efforts could "piggyback" on a routine survey to observe both HZ and non-HZ planets (Lingam & Loeb 2019). However, this assumes that NO2 detection will likely occur within the total integrated observational time spent on the prime HZ candidate for biosignature detection, whereas Figure 5 indicates lower NO2 abundances may require longer search times.

5. Conclusion

The presence of NO2 on Earth today results in part from sustained industrial processes in urban areas. This paper suggests that the detection of NO2 in an exoplanet atmosphere could serve as a technosignature, because Earth-level biogenic sources would be unable to generate detectable atmospheric abundances of NO2. Using a 1D photochemical model that uses the present atmospheric temperature profile of Earth, we find that it would be challenging to detect Earth-level NO2 around G and K-dwarf stars through direct imaging with only 10 hr of observation time. To detect the present Earth-level NO2 concentration with S/N ∼ 5, it would take ∼400 hr of LUVOIR-15 m telescope. Such large programs may be possible considering several hundred hours of observing time spent on Hubble UDF and CANDLES surveys. Historically, the United States' NO2 emission has varied (decreased) by roughly a factor of ∼3 over 40 yr from 1980 to 2019. Hence, it might be possible to detect a technological civilization at the stage where Earth's civilization was 40 yr ago with even less time. In this cloud-free model, for habitable planets orbiting K-dwarf stars, by comparison, marginally less time would be needed to detect the present-day NO2 abundance. The advantage of searching for K-dwarf planets has already been noted in the search for biosignatures (Cuntz & Guinan 2016; Arney 2019), and our results indicate that K-dwarf planets could similarly be advantageous when searching for technosignatures such as NO2.

However, when we prescribe water-ice and liquid water clouds, there is a moderate decrease in the S/N of the geometric albedo spectrum from LUVOIR-15 m, with present Earth-level NO2 concentration on an Earth-like planet around a Sun-like star at 10 pc. Clouds and aerosols can reduce the detectability and could mimic the NO2 feature, posing a challenge to the unique identification of this signature. This highlights the need to perform these calculations with a 3D climate model that can simulate variability of the cloud cover and atmospheric dynamics self-consistently.

While NO2 absorbs even in the near-IR and mid-IR, we find that it may prove challenging to detect NO2 in transit observations in this region with JWST and OST because of the weaker absorption and also due to overlapping gas absorption of potent greenhouse gases such as H2O, CO2, and CH4.

Further work is needed to explore the detectability of NO2 on Earth-like planets around M-dwarfs in direct imaging observations in the near-IR with ground-based 30 m class telescopes. NO2 concentrations increase on planets around cooler stars due to reduced availability of short-wavelength photons that can photolyze NO2. Non-detectability at longer observation times could place upper limits on the amount NO2 present on M-dwarf HZ planets like Proxima Cen b.

The serendipitous detection of NO2 or any other potential artificial atmospheric spectral signature (CFCs, for example) may become a watershed event in the search for life (biological or technological). Is it likely that biosignatures are more prevalent than technosignatures? We will not know for certain until we search. Our aim in this study is to point out that biosignatures and technosignatures are two sides of the same coin, and searches for both with upcoming observatories can coexist. It is worth pointing out the obvious in this concluding statement: the question "Are we alone?"—which has been the driving force behind the search for extraterrestrial biosignatures—is a question posed by a technological civilization.

The authors would like to thank an anonymous reviewer whose comments greatly improved the manuscript. We would also like to thank Sandra Bastelberger, Chester "Sonny" Harman, Thomas Fauchez, James Kasting, and Avi Mandell for discussions that helped in this work. R.K. would like to acknowledge Vivaswan Kopparapu, his 11 yr old son, who helped R.K. to realize that increasing the LUVOIR-15 m observation time by a factor of 4 doubles the NO2 S/N for an Earth–Sun system at 10 pc. Goddard affiliates acknowledge support from the GSFC Sellers Exoplanet Environments Collaboration (SEEC), which is supported by NASA's Planetary Science Divisions Research Program. J.H.M. gratefully acknowledges support from the NASA Exobiology program under grant 80NSSC20K0622. This work was performed as part of NASA's Virtual Planetary Laboratory, supported by the National Aeronautics and Space Administration through the NASA Astrobiology Institute under solicitation NNH12ZDA002C and Cooperative Agreement Number NNA13AA93A, and by the NASA Astrobiology Program under grant 80NSSC18K0829 as part of the Nexus for Exoplanet System Science (NExSS) research coordination network.

Appendix: Comparison of LUVOIR Noise Models

We conducted a comparison between the LUVOIR coronagraph noise model included in PSG and the Python implementation of the coronagraph noise model of Robinson et al. (2016) from Lustig-Yaeger et al. (2019) (henceforth CG) using Table 3 input values. We found the two models to agree very well (Figure 10), with both models implementing very similar formalisms for computing sensitivities.

Table 3.  LUVOIR-A Coronagraph Model Input Parameters

Parameter Description Value
D Mirror Diameter 15 m
C Contrast 10−10
Topt Optical throughput Figure 9 (left)
Tcor Coronagraph throughput Figure 9 (right)
Re Read noise (UVIS/NIR) 0/2.5
De Dark current (UVIS/NIR) 3 ⨯ 10−5 s−1/2 ⨯ 10−3 s−1
X Circular photometric aperture radius 0.61λ/D
Nez Number of exozodis 4.5

Download table as:  ASCIITypeset image

We define the end-to-end throughput for the planetary fluxes as Ttotal = TTele × Tcor × Topt × Tread × TQE, where TTele accounts for light lost due to contamination and inefficiencies in the main collecting area, Tcor is the coronagraphic throughput at this planet–star separation, Topt is the optical throughput (the transmissivity of all optics), TQE is the raw quantum efficiency (QE) of the detector, and Tread is the readout efficiencies. The left panel in Figure 9 shows the optical throughput (Topt) from Stark et al. (2019) and the right panel shows the coronagraph throughput as a function of planet–star separation (Tcor). Although the design of the LUVOIR-A coronagraph has multiple different masks with slightly different Inner Working Angles (IWAs), both coronagraph models use a combined mask (shown in Figure 9) to approximate the optimal use of the coronagraph for any simulated target. Importantly, the coronagraph throughput already accounts for the fraction of the exoplanetary light that falls within the photometric aperture, denoted fpa in Robinson et al. (2016), so we manually set fpa = 1 in the CG model to properly account for this factor. The number of stellar photons is defined by the contrast at the core throughput, and thus the number of stellar photons is calculated as $C\times max({T}_{{\rm{cor}}})\approx {10}^{-10}\times 0.27$. For TTele, we adopt 0.95 for all wavelengths, on par with the particulate coverage fraction for JWST's mirrors. EMCCD detectors are expected to have Tread near 0.75 (Stark et al. 2019), while for NIR and other detectors, readout inefficiencies and bad pixels may account for a similar value, and we adopt Tread = 0.75 across all detectors as a conservative estimate. The reported QE of the different detectors ranges from 0.6 to 0.9, yet technological improvements in several of these detectors could be expected in the near future, and we adopt a general TQE = 0.9 for all detectors.

Figure 9.

Figure 9. Coronagraph throughputs used for LUVOIR-A noise modeling. The left panel shows the wavelength-dependent optical throughput. The right panel shows the coronagraph throughput as a function of planet–star separation.

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The S/N is effectively defined by the different sources of noise, quantified as count rates. We not only compared resulting S/Ns between the two models, but also the simulated count rates for the different components, and found very good agreement (Figure 10). For these simulations, we assumed a circular aperture defined by diffraction (1.22λ/D), an exo-zodiacal level of 4.5 times that of our solar system (22 $\mathrm{mag}\,{\mathrm{arcsec}}^{-2}$), and a local zodi level of 22.5 $\mathrm{mag}\,{\mathrm{arcsec}}^{-2}$. The noise term was computed as

Equation (A1)

where Cp is the total number of planet photons, Cs is the stellar photon noise (e.g., "leakage" through the coronagraph), and Cb is the total background, which includes all other noise sources such as zodi, exozodi, dark current, thermal, and read noise. Observations are normally performed as on–off, meaning one with the planet and one without. As such, the background sources of noise need to be counted twice (Equation (A1)). Depending on the observational procedure, the stellar photons can be assumed to be present in the "off" position or not. Robinson et al. (2016) assumes by default that the star is also in the "off" position, and therefore doubles Cs, while the default in PSG is the "off" position without star leakage (so only counted once, Equation (A1)). We explored the impact on the S/N of this assumption in the observational procedure, and only observe small (<10%) differences in the resulting S/N (Figure 10).

Figure 10.

Figure 10. Comparison between PSG and CG for LUVOIR-A. Left: photon count rates for the planet signal and dominant noise sources. Right: precision on the visible spectrum in a 10 hr exposure for PSG and CG. The 2⨯Star values present the case in which star leakage is also considered in the "off" position. Both panels were computed assuming the native spectral resolutions R of the channels (R = 7/140/70 for UV/VIS/NIR respectively).

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Footnotes

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10.3847/1538-4357/abd7f7