Laboratory Calibrations of Fe xii–xiv Line-intensity Ratios for Electron Density Diagnostics

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Published 2020 February 13 © 2020. The American Astronomical Society. All rights reserved.
, , Citation Thusitha Arthanayaka et al 2020 ApJ 890 77 DOI 10.3847/1538-4357/ab67b4

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0004-637X/890/1/77

Abstract

We have used an electron beam ion trap to measure electron-density-diagnostic line-intensity ratios for extreme ultraviolet lines from Fe xii, xiii, and xiv at wavelengths of ≈185–205 and 255–276 Å. These ratios can be used as density diagnostics for astrophysical spectra and are especially relevant to solar physics. We found that density diagnostics using the Fe xiii 196.53/202.04 and the Fe xiv 264.79/274.21 and 270.52A/274.21 line ratios are reliable using the atomic data calculated with the Flexible Atomic Code (FAC). On the other hand, we found a large discrepancy between the FAC theory and experiment for the commonly used Fe xii (186.85 + 186.88)/195.12 line ratio. These FAC theory calculations give results similar to the data tabulated in CHIANTI, which are commonly used to analyze solar observations. Our results suggest that the discrepancies seen between solar coronal density measurements using the Fe xii (186.85 + 186.88)/195.12 and Fe xiii 196.54/202.04 line ratios are likely due to issues with the atomic calculations for Fe xii.

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1. Introduction

Reliable measurements of electron density, ne, are needed to understand many astrophysical systems. For example, in solar physics, such measurements are necessary to quantify heating rates, infer wave properties, model explosive events such as flares, and understand the general structure of the solar atmosphere. Electron densities can be measured spectroscopically by taking the intensity ratio of two spectral lines, at least one of which is density sensitive (Phillips et al. 2008). The line pairs are chosen to come from the same ion species so that their ratio is only sensitive to density and insensitive to temperature, charge state abundance, or elemental abundance. Such line pairs are referred to as density diagnostics.

Density sensitivity can arise in several ways. For the lines of interest here, both transitions forming the lines are allowed, but the upper level of one of the lines is populated preferentially from a metastable lower level. The population of that metastable level is sensitive to density because its population depends mainly on collisional excitation into that level from lower levels and collisional excitation or de-excitation out of that level, with radiative decay being important only at low densities. The density-insensitive member of the line pair is populated mainly by collisions from the ground level and depopulated by radiative decays.

Theoretical calculations to predict density-sensitive line ratios require accurate modeling of many aspects of the atomic physics. The atomic model must include reliable excitation cross sections for populating both the metastable levels and the upper levels that form the lines, radiative decay rates from all those levels, and collisional de-excitation rates. The atomic model must also be large enough to capture all the important cascade effects from higher levels, which requires accurate collision data and radiative lifetimes for all those levels. With so many interrelated aspects of the atomic model contributing to the density sensitivity, many sources of uncertainty can combine to lead to significant errors.

Recent studies have shown that the calculations that underlie density diagnostics do indeed have large systematic uncertainties. Young et al. (2009) inferred the density of a solar active region using density diagnostics from Fe xii and Fe xiii. They found that the inferred densities differed from one another by up to a factor of ∼10 in some cases, with typical discrepancies of a factor of ∼3. These two ions form at very similar temperatures and so are expected to probe essentially the same parcel of gas. Hence, these discrepancies are most likely due to inaccurate atomic data. This explanation is supported by the work of Watanabe et al. (2009), who compared Fe xiii density diagnostics using several different atomic data sources and found that the inferred densities could vary by a factor of 4 depending on which set of atomic data was used to interpret the line ratio. We note that Fe xii and xiii are not unique in having uncertain density diagnostics. They have been a focus of study because they are commonly used lines for solar physics, not because there is any inherent reason to expect that their diagnostics are more inaccurate than those from any other system.

Experiments are needed in order to obtain empirical calibrations of density diagnostics and to provide benchmarks for improving the atomic calculations. Electron beam ion traps (EBITs) have been used previously to study density-diagnostic line ratios (Chen et al. 2004; Yamamoto et al. 2008; Liang et al. 2009a, 2009b; Nakamura et al. 2011; Shimizu et al. 2017). Here we present EBIT measurements of density-diagnostic line ratios for Fe xii, xiii, and xiv. The measurements focus on lines that are commonly measured in solar physics (Young et al. 2007; Watanabe et al. 2009). Many of these lines are observed by the Extreme Ultraviolet Imaging Spectrometer (EIS; Culhane et al. 2007) on Hinode. Our experiments were done using the EBIT-I device at the Lawrence Livermore National Laboratory.

2. Experiment and Analysis

Details of the experiment using EBIT-I have been described previously in Arthanayaka et al. (2018). Briefly, the ions were confined axially by a potential well created by voltages applied to a set of three copper drift tubes. An axial trapping potential of 400 V was used. The radial confinement was provided by the electrostatic attraction of the ions to the electron beam and by a 3 T axial magnetic field. Iron was introduced into the trap as a gas of iron pentacarbonyl $[\mathrm{Fe}{(\mathrm{CO})}_{5}]$ using a collimated, continuous ballistic gas injection system. The gas was dissociated and ionized by the electron beam. The resulting trapped Fe ions were further ionized and excited by collisions with the electron beam.

The density in EBIT-I can be varied by changing the electron beam energy or current. The electron energy, Ee, in the trapping region can be controlled by varying the voltages of the three drift tubes (see Arthanayaka et al. 2018). For our experiments, the two beam energies used were nominally Ee = 395 eV and 475 eV. These values are read off the drift-tube power-supply voltages. Due to space charge effects, the actual electron beam energies are ≈20 eV lower (Vogel 1990), and this correction is accounted for in the analysis. The experiments were carried out using beam currents in the range Ie = 1–9 mA.

2.1. Spectra and Line Fitting

The radius of the electron beam, re, and the emission spectra of the ions were measured simultaneously using a high-resolution grazing-incidence grating spectrometer (HiGGS; Beiersdorfer et al. 2014a). The spectrometer has a grating with 2400 lines mm−1, a radius of curvature of R = 44.3 m, and a liquid-nitrogen-cooled charge-coupled device (CCD) detector. No entrance slit was used in the setup. The allowed spectral lines observed in the extreme ultraviolet (EUV) are emitted from within the ∼60 μm wide electron beam (Marrs et al. 1995; Utter et al. 1999), thereby forming a narrow emission source that effectively serves as a slit (see, e.g., Liang et al. 2009a, 2009b).

We carried out EUV measurements in the ranges ≈185–205 and ≈255–276 Å. In order to accurately determine the intensity ratio of spectral lines, it is necessary to correctly identify the spectral lines and resolve any line blends. For our EUV measurements, we calibrated the wavelength range by using well-known, intense lines from ions of O and Fe. Wavelength listings from the National Institute of Standards and Technology (Kramida et al. 2018) and CHIANTI (Dere et al. 1997; Landi et al. 2013; Del Zanna et al. 2015), as well as our previous line identification experiments (Beiersdorfer et al. 2014b; Träbert et al. 2014b), were used to identify these and the other lines in our measured spectra. However, because of the complexity of the spectrum in this wavelength range, not all of the lines could be identified. The resolving power, λλ, of the HiGGS was in the range 2800–4000 for our experiments, where λ is the measured line center and Δλ is the line width. This is similar to that of spectrometers used for solar observations, such as EIS. Observed spectral lines may have blends from the same ion species or nearby charge states of the same ion. Since the Fe spectrum in our experiment is produced by a gas containing C and O atoms, blends with lines from those elements are also possible.

Figure 1 shows the spectrum obtained for Ee = 395 eV and Ie = 7 mA in the 185–205 Å spectral range. All of the identified strong lines and other lines of interest are listed in Table 1 with the tabulated wavelengths and transitions taken from CHIANTI. In this wavelength range, the spectrum is dense, and there were many blends. The measured FWHM of the lines was Δλ ≈ 0.050 Å, which is set by the electron beam width. This corresponds to a resolving power of λλ ≈ 4000. The magnification of the EUV spectrometer setup was 1.00 ± 0.05. The magnification is determined by the ratio of the distances of the grating from the detector and from the source. Here and throughout, all uncertainties are given for an estimated 1σ confidence level. The relative sensitivity of the detector is expected to be approximately constant across the ≈20 Å wavelength range. The CCD quantum efficiency may vary by 2%. Based on previous experience with similar gratings, the reflectance of the spectrometer grating, far away from any absorption edges, is expected to vary by less than 5% over 20 Å (e.g., May et al. 2003). Because the lines whose ratios we study are closer in wavelength, the uncertainties in the ratio are even smaller and are negligible compared to other uncertainty sources. Additionally, our results are consistent with a uniform sensitivity across the detector; that is, we do not find larger discrepancies with theory in the ratios of widely separated lines versus closely spaced lines.

Figure 1.

Figure 1. HiGGS spectrum obtained for Ee = 395 eV and Ie = 7 mA in the 185–205 Å range. The Fe lines of interest for the various charge states are labeled with their corresponding spectroscopic Roman numerals. See Table 1 for the detailed transition list.

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Table 1.  Observed Spectral Lines of Interest in Figure 1

Wavelength (Å) Iona Lower Level Upper Level Comments
185.21 Fe viii $3{p}^{6}3d\,{}^{2}{D}_{5/2}$ $3{p}^{5}{(}^{2}{P}^{o})3{d}^{2}{(}^{3}F)\,{}^{2}{F}_{7/2}^{o}$  
186.60 Fe viii $3{p}^{6}3d\,{}^{2}{D}_{3/2}$ $3{p}^{5}{(}^{2}{P}^{o})3{d}^{2}{(}^{3}F)\,{}^{2}{F}_{5/2}^{o}$  
186.75 U Blended
186.80 U ''
186.85 Fe xii $3{s}^{2}3{p}^{3}\,{}^{2}{D}_{3/2}^{o}$ $3{s}^{2}3{p}^{2}{(}^{2}P)3d\,{}^{2}{F}_{5/2}$ ''
186.88 Fe xii $3{s}^{2}3{p}^{3}\,{}^{2}{D}_{5/2}^{o}$ $3{s}^{2}3{p}^{2}{(}^{2}P)3d\,{}^{2}{F}_{7/2}$ ''
188.19 Fe xii $3{s}^{2}3{p}^{3}\,{}^{2}{P}_{1/2}^{o}$ $3{s}^{2}3{p}^{2}{(}^{2}P)3d\,{}^{2}{D}_{3/2}$ Blended
188.21 Fe xi $3{s}^{2}3{p}^{4}\,{}^{3}{P}_{2}$ $3{s}^{2}3{p}^{3}{(}^{2}{D}^{2})3d\,{}^{3}{P}_{2}^{o}$ ''
188.30 Fe xi $3{s}^{2}3{p}^{4}\,{}^{3}{P}_{2}$ $3{s}^{2}3{p}^{3}{(}^{2}D)3d\,{}^{3}{P}_{2}$  
190.98 U Blended
191.04 Fe xii $3{s}^{2}3{p}^{3}\,{}^{2}{P}_{3/2}^{o}$ $3{s}^{2}3{p}^{2}{(}^{3}P)3d\,{}^{2}{D}_{5/2}$ ''
192.02 Fe xi $3{s}^{2}3{p}^{4}\,{}^{3}{P}_{1}$ $3{s}^{2}3{p}^{3}{(}^{2}{D}^{o})3d\,{}^{1}{P}_{1}^{o}$  
192.29 U Blended
192.34 U ''
192.39 Fe xii $3{s}^{2}3{p}^{3}\,{}^{4}{S}_{3/2}^{o}$ $3{s}^{2}3{p}^{2}{(}^{3}P)3d\,{}^{4}{P}_{1/2}$ ''
192.63 Fe xiv $3s3{p}^{2}\,{}^{2}{D}_{5/2}$ $3s3{p}^{3}{(}^{1}{P}^{o})3d\,{}^{2}{F}_{5/2}^{o}$  
192.75 O v $1{s}^{2}2s2p\,{}^{3}{P}_{0}^{o}$ $1{s}^{2}2s3d\,{}^{3}{D}_{1}$ Blended
192.82 Fe xi $3{s}^{2}3{p}^{4}\,{}^{3}{P}_{1}$ $3{s}^{2}3{p}^{3}{(}^{2}{D}^{0})3d\,{}^{3}{P}_{2}^{o}$ ''
192.91 O v $1{s}^{2}2s2p\,{}^{3}{P}_{2}^{o}$ $1{s}^{2}2s3d\,{}^{3}{D}_{3}$ ''
193.42 Fe vi $3{p}^{6}3{d}^{2}\,{}^{3}{P}_{2}$ $3{p}^{5}{(}^{2}{P}^{o})3{d}^{3}{(}^{2}{D}_{2}^{o})\,{}^{1}{D}_{2}$ Blended
193.46 U ''
193.51 Fe xii $3{s}^{2}3{p}^{3}\,{}^{4}{S}_{3/2}^{o}$ $3{s}^{2}3{p}^{2}{(}^{3}P)3d\,{}^{4}{P}_{3/2}$ ''
195.02 U Blended
195.06 U ''
195.12 Fe xii $3{s}^{2}3{p}^{3}\,{}^{4}{S}_{3/2}^{o}$ $3{s}^{2}3{p}^{2}{(}^{3}P)3d\,{}^{4}{P}_{5/2}$ ''
195.18 Fe xii $3{s}^{2}3{p}^{3}\,{}^{2}{D}_{3/2}$ $3{s}^{2}3{p}^{2}{(}^{1}D)3d\,{}^{2}{D}_{3/2}$ ''
196.42 Fe vi $3{p}^{6}3{d}^{2}\,{}^{3}{F}_{2}$ $3{p}^{5}{(}^{2}{P}^{o})3{d}^{3}{(}^{2}H)\,{}^{3}{G}_{4}^{o}$ Blended
195.47 U ''
196.53 Fe xiii $3{s}^{2}3{p}^{2}\,{}^{1}{D}_{2}$ $3{s}^{2}3p3d\,{}^{1}{F}_{5/2}^{o}$ ''
196.64 Fe xii $3{s}^{2}3{p}^{3}\,{}^{2}{D}_{5/2}^{o}$ $3{s}^{2}3{p}^{2}{(}^{1}D)3d\,{}^{2}{D}_{5/2}$ ''
196.92 Fe xii $3{s}^{2}3{p}^{3}\,{}^{2}{D}_{5/2}^{o}$ $3{s}^{2}3{p}^{2}{(}^{1}D)3d\,{}^{2}{D}_{3/2}$  
197.02 C v $1s2p\,{}^{1}{P}_{1}^{o}$ $1s4d\,{}^{1}{D}_{2}$  
197.43 Fe xiii $3{s}^{2}3{p}^{2}\,{}^{3}{P}_{0}$ $3{s}^{2}3p3d\,{}^{3}{D}_{1}^{o}$  
197.86 Fe ix $3{s}^{2}3{p}^{5}3d\,{}^{1}{P}_{1}$ $3{s}^{2}3{p}^{5}4p\,{}^{1}{S}_{0}$  
199.90 U Blended
199.96 U ''
200.02 Fe xiii $3{s}^{2}3{p}^{2}\,{}^{3}{P}_{1}$ $3{s}^{2}3p3d\,{}^{3}{D}_{2}^{o}$ ''
200.36 Fe xii $3{s}^{2}3{p}^{3}\,{}^{2}{P}_{3/2}^{o}$ $3{s}^{2}3{p}^{2}{(}^{1}D)3d\,{}^{2}{S}_{1/2}$  
201.11 Fe xi $3{s}^{2}3{p}^{4}\,{}^{3}{P}_{2}$ $3{s}^{2}3{p}^{3}{(}^{2}P)3d\,{}^{3}{D}_{3}$ Blended
201.13 Fe xiii $3{s}^{2}3{p}^{2}\,{}^{3}{P}_{1}$ $3{s}^{2}3p3d\,{}^{3}{D}_{1}^{o}$ ''
201.14 Fe xii $3{s}^{2}3{p}^{3}\,{}^{2}{P}_{3/2}^{o}$ $3{s}^{2}3{p}^{2}{(}^{3}P)3d\,{}^{2}{P}_{3/2}$ ''
201.73 Fe xi $3{s}^{2}3{p}^{4}\,{}^{1}{D}_{2}$ $3{s}^{2}3{p}^{3}{(}^{2}{D}^{o})3d\,{}^{1}{P}_{1}^{o}$ Blended
201.74 Fe xii $3{s}^{2}3{p}^{3}\,{}^{2}{P}_{1/2}$ $3{s}^{2}3{p}^{2}3d\,{}^{2}{P}_{1/2}$ ''
201.76 Fe xii $3{s}^{2}3{p}^{3}\,{}^{2}{P}_{3/2}$ $3{s}^{2}3{p}^{2}3d\,{}^{2}{S}_{1/2}$ ''
201.77 U ''
201.92 U Blended
201.98 U ''
202.04 Fe xiii $3{s}^{2}3{p}^{2}\,{}^{3}{P}_{0}$ $3{s}^{2}3p3d\,{}^{3}{P}_{1}^{o}$ ''
203.17 Fe xiii $3{s}^{2}3{p}^{2}\,{}^{3}{P}_{1}$ $3{s}^{2}3p3d\,{}^{3}{P}_{0}$  
203.61 U Blended
203.66 U ''
203.73 Fe xii $3{s}^{2}3{p}^{3}\,{}^{2}{D}_{5/2}$ $3{s}^{2}3{p}^{2}{(}^{1}S)3d\,{}^{2}{D}_{5/2}$ ''
203.77 Fe xiii $3{s}^{2}3{p}^{2}\,{}^{3}{D}_{1}$ $3{s}^{2}3p3d\,{}^{3}{F}_{2}$ ''
203.79 Fe xiii $3{s}^{2}3{p}^{2}\,{}^{3}{P}_{2}$ $3{s}^{2}3p3d\,{}^{3}{D}_{2}^{o}$ ''
203.83 Fe xiii $3{s}^{2}3{p}^{2}\,{}^{3}{P}_{2}$ $3{s}^{2}3p3d\,{}^{3}{D}_{3}^{o}$ ''
204.26 Fe xiii $3{s}^{2}3{p}^{2}\,{}^{3}{P}_{1}$ $3{s}^{2}3p3d\,{}^{1}{D}_{2}^{o}$  
204.93 Fe xiii $3{s}^{2}3{p}^{2}\,{}^{3}{P}_{2}$ $3{s}^{2}3p3d\,{}^{3}{D}_{1}^{o}$  

Notes. Wavelengths and transitions of the identified lines are from CHIANTI (Dere et al. 1997; Landi et al. 2013; Del Zanna et al. 2015).

aU—Unidentified spectral line.

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Figure 2 shows the spectrum for the 255–276 Å range at the same beam energy and current as Figure 1. The identified transitions of interest are listed in Table 2. In contrast to the shorter wavelength range, this region has spectral features that are less complicated, and we were able to identify all of the important lines. The measured line width was ≈0.095 Å at a magnification of 1.03 ± 0.05 for this wavelength range. This corresponds to a resolving power of 2800. We did not perform experiments at the 475 eV beam energy for this spectral range, because our earlier experience with the shorter wavelength range showed no significant difference in the electron-density-diagnostic calibrations as the electron beam energy was varied.

Figure 2.

Figure 2. Same as Figure 1 but for the 255–276 Å range. See Table 2 for the detailed transition list.

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Table 2.  Observed Spectral Lines of Interest in Figure 2

Wavelength (Å) Ion Lower Level Upper Level Comments
256.38 Fe x $3{s}^{2}3{p}^{5}\,{}^{2}{P}_{3/2}^{o}$ $3{s}^{2}3{p}^{4}{(}^{3}P)3d\,{}^{4}{D}_{3/2}$ Blended
256.42 Fe xiii $3{s}^{2}3{p}^{2}\,{}^{1}{D}_{2}$ $3s3{p}^{3}\,{}^{1}{P}_{1}^{o}$ ''
257.26 Fe x $3{s}^{2}3{p}^{5}\,{}^{2}{P}_{3/2}^{o}$ $3{s}^{2}3{p}^{4}{(}^{3}P)3d\,{}^{4}{D}_{7/2}$ Blended
257.39 Fe xiv $3{s}^{2}3p\,{}^{2}{P}_{1/2}^{o}$ $3s3{p}^{2}\,{}^{2}{P}_{1/2}$ ''
264.79 Fe xiv $3{s}^{2}3p\,{}^{2}{P}_{3/2}^{o}$ $3s3{p}^{2}\,{}^{2}{P}_{3/2}$  
270.51 Fe xiv $3{s}^{2}3p\,{}^{2}{P}_{3/2}^{o}$ $3s3{p}^{2}\,{}^{2}{P}_{1/2}$  
274.20 Fe xiv $3{s}^{2}3p\,{}^{2}{P}_{1/2}^{o}$ $3s3{p}^{2}\,{}^{2}{S}_{1/2}$  

Note. Wavelengths and transitions are from CHIANTI (Dere et al. 1997; Landi et al. 2013; Del Zanna et al. 2015).

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We fit the observed spectra with Gaussian line profiles in order to extract the intensities of the various lines of interest, separate some line blends, and quantify the line widths. For these fits, the Gaussian widths were constrained to be equal, because those widths are set by the width of the electron beam and so should be the same for all unblended lines. The background level of the CCD was determined from the two-dimensional images, as described in Arthanayaka et al. (2018). This enabled us to set the background level to zero for the collapsed one-dimensional data on which we performed the fitting. In the least-squares fitting routine, we allowed the centroids to vary freely. The line-fitting scheme for each set of lines in a given wavelength range was kept consistent for different beam currents.

This fitting scheme is subject to some systematic error, and other reasonable fitting schemes could have been chosen. For example, the background subtraction we performed is imperfect, so we could incorporate additional free parameters to account for the background level, such as a constant or a linear term. In principle, all of the observed lines are expected to have the same width. However, unknown blends might cause minor broadening of the lines. To account for that, we could allow the widths of all the Gaussian components to be independent. We have tested the effects of these various fitting schemes and found that they cause the intensity ratio to vary by about ±8%.

Figures 3 and 4 illustrate example fits for Ee = 395 eV and Ie = 7 mA in the 185–205 and 255–276 Å wavelength ranges, respectively. The corresponding extracted spectral line intensities are listed in Tables 35.

Figure 3.

Figure 3. Gaussian fits for spectral lines of interest from the 185–205 Å range at Ee = 395 eV and Ie = 7 mA. The measured spectrum is shown by the solid black curves. The Gaussian fits for individual lines are indicated by the gray curves. The sum of the individual fitted lines is plotted by the dotted–dashed curve and is barely discernible from the measurements. Fe lines are indicated only by their spectroscopic Roman numeral. Identified oxygen and carbon lines are labeled, and unidentified lines are denoted by "U."

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Figure 4.

Figure 4. Same as Figure 3 for the 255–276 Å range.

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Table 3.  Measured Line Intensities for ${E}_{{\rm{e}}}=395\,\mathrm{eV}$ in the 185–205 Å Range versus Electron Beam Current

Spectral Line(s) Spectral Line Intensity
(Å) (photon number)
  1 mA 2 mA 3 mA 5 mA 7 mA 8 mA
Fe xii 186.85 + 186.88 11561 15524 20188 21913 29977 10203
   ± 86  ± 119  ± 250  ± 263  ± 171  ± 103
Fe xii 192.39 3094 3126 3706 3888 5168 1689
   ± 56  ± 54  ± 62  ± 63  ± 73  ± 42
Fe xii 193.51 5815 6898 8146 8420 11228 3518
   ± 78  ± 81  ± 91  ± 93  ± 108  ± 61
Fe xii 195.12 9623 10068 11968 12311 16728 5346
   ± 96  ± 99  ± 111  ± 111  ± 129  ± 76
Fe xiii 196.53 3733 5208 7883 91 14584 5201
   ± 63  ± 71  ± 91  ± 98  ± 123  ± 76
Fe xii 196.64 2089 2608 3204 3829 5058 1532
   ± 47  ± 51  ± 58  ± 63  ± 72  ± 42
Fe xiii 197.43     500.63 708 964 366
       ± 22  ± 29  ± 36  ± 22
Fe xiii 200.02 1422 2118 3064 3464 5291 1984
   ± 34  ± 43  ± 60  ± 60  ± 73  ± 47
Fe xiii 202.04 2061 3162 3893 4663 6748 2246
   ± 42  ± 59  ± 64  ± 71  ± 73  ± 52
Fe xiii 203.77 + 203.79 + 203.83 10464 16257 19969 23619 33181 11613
   ± 109  ± 139  ± 162  ± 168  ± 196  ± 124
Fe xiii 204.94     967.5 1108 1799 731
       ± 36  ± 38  ± 49  ± 31

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Table 4.  Same as Table 3 but for Ee = 475 eV

Spectral Line(s) Spectral Line Intensity
(Å) (photon number)
  1 mA 2 mA 3 mA 5 mA 7 mA 9 mA
Fe xii 186.85 + 186.88 5899 3093 16753 21328 18235 21396
   ±73  ±53  ±231  ±258  ±133  ±149
Fe xii 192.39 1168 696 3209 3793 3389 4712
   ±31  ±26  ±57  ±64  ±59  ±70
Fe xii 193.51 2596 1606 7178 8664 6768 9405
   ±46  ±39  ±86  ±97  ±83  ±99
Fe xii 195.12 4452 2036 10250 11430 9518 11230
   ±63  ±46  ±100  ±106  ±94  ±106
Fe xiii 196.53 2553 1294 6299 8812 7649 10783
   ±49  ±36  ±78  ±96  ±88  ±106
Fe xii 196.64 1161 649 2951 3424 3248 4672
   ±33  ±25  ±54  ±60  ±57  ±69
Fe xiii 197.43       458 389 617
         ±22  ±21  ±26
Fe xiii 200.02 1201 546 3271 3688 2763 4257
   ±31  ±25  ±68  ±63  ±52  ±65
Fe xiii 202.04 1445 763 3564 4488 3568 5443
   ±36  ±30  ±59  ±69  ±59  ±75
Fe xiii 203.77 + 203.79 + 203.83 7266 3531 17193 21373 17675 24656
   ±90  ±63  ±138  ±145  ±137  ±173
Fe xiii 204.94       917 854 1086
         ±32  ±33  ±36

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Table 5.  Same as Table 3 but in the 255–276 Å Range

Spectral Line Spectral Line Intensity
(Å) (photon number)
  3 mA 5 mA 7 mA 8 mA
Fe xiv 257.39 2288 3272 4487 3249
   ±39  ±55  ±65  ±47
Fe xiv 264.79 8913 14026 16147 10797
   ±91  ±115  ±126  ±86
Fe xiv 270.52 2972 4948 5585 4221
   ±50  ±69  ±72  ±54
Fe xiv 274.21 3708 5382 6305 4638
   ±55  ±70  ±78  ±56

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Intensities measured in EBIT can sometimes differ from theoretical predictions or astrophysical observations because of polarization effects. These effects arise because the ions in EBIT are excited by a directed electron beam. The resulting emission may not be isotropic, but we measure it only from a direction perpendicular to the electron beam axis. In contrast, theoretical calculations model the total intensity over all 4π solid angles. Moreover, most natural systems do not have such a preferred axis as exists in the experiment. The effect of this anisotropic emission is quantified by the polarization P given by

Equation (1)

where I and I represent the line intensities emitted parallel and perpendicular to the electron beam axis. In the experiment, we observe at approximately 90° to the axis of the beam and denote the measured intensity as I90. This measured intensity is related to the total intensity I = I + I emitted over all 4π solid angles by

Equation (2)

Liang et al. (2009a) have calculated the polarization for many of the lines we have measured. For most of these lines, the polarization is only a few percent, and the effects on the intensity are negligible and can be ignored. In addition, one needs to consider that the electrons in an EBIT spiral around the magnetic field lines with a pitch angle, θ0, measured relative to the field lines, that is given by $\epsilon ={\sin }^{2}{\theta }_{0}={E}_{\perp }/{E}_{{\rm{e}}}$ (Gu et al. 1999b). The resulting reduction in the polarization for electric dipole transitions is

Equation (3)

In EBIT-I, E ∼ 50–200 eV (Levine et al. 1989; Beiersdorfer et al. 1992; Gu et al. 1999b; Beiersdorfer & Slater 2001). The largest predicted polarization here is for the Fe xiii 202.04 Å line with P = 21%. Taking the spiraling of the electrons into account reduces this to 6%–18% for the beam energies considered here. This is discussed in more detail in Section 5.2.

2.2. Visible Light Imaging of the Ion Cloud

Visible lines from metastable ions were used to determine the size of the trapped ion cloud. Because visible light arises from levels that have long lifetimes of ∼10−3 s, the metastable ion emission spans the entire ion cloud and gives an accurate measurement of its dimensions. Since we are concerned with density-diagnostic measurements for Fe xii, xiii, and xiv, it would have been preferable to measure the individual ion cloud sizes for each charge state. However, the visible lines from metastable Fe xii and xiii were too weak to be detected. We were only able to measure the metastable Fe xiv $3{s}^{2}\,3p{}^{2}{P}_{3/2}-3{s}^{2}\,3p{}^{2}{P}_{1/2}$ transition at 5302.9 Å. This emission was isolated by using a 30 Å bandpass filter centered at 5320 Å. The lifetime of the Fe xiv 5302.9 Å transition is 16.7 ms (Beiersdorfer et al. 2003; Brenner et al. 2007), which is long enough that the emission spans the ion cloud.

The measurement of the Fe xiv ion cloud diameter is expected to provide a reasonable approximation for nearby charge states. This can be understood in terms of the electrostatic and magnetic trapping that constrains the ion orbits. For electrostatic trapping, the maximum extent of the ion orbits is set by the balance between the ion kinetic energy and the ion charge q multiplied by the electrostatic potential ϕ. The ion temperatures in EBIT-I have been estimated to be ≈10q eV (Beiersdorfer et al. 1995). However, the potential energy depth of the trap, q ϕ, is also proportional to q. Consequently, for electrostatic trapping of a given element, the ion cloud radius should be independent of charge since the potential and kinetic energies of the ions are both proportional to q, and so the radial turning points of their orbits are all the same. There is also magnetic trapping, in which the ion orbit radius is roughly given by the gyroradius, mv/qB, where m is the ion mass, v is the ion velocity, and B is the magnetic field strength. For trapped ions, the potential energy balances the kinetic energy so that the kinetic energy is ∝q ϕ, which implies that $v\propto \sqrt{q}$, from which it follows that the gyroradius is $\propto 1/\sqrt{q}$. Thus, for magnetic trapping, the ratio of the ion orbits from Fe xii and xiv is $\sqrt{13/11}\approx 1.09$, and we expect less than a 10% difference between the Fe xii, xiii, and xiv ion cloud radii.

The apparatus and procedure for measuring the ion cloud have been previously reported by Arthanayaka et al. (2018), but the earlier setup suffered from some optical aberrations, so we have made several improvements. To enhance the image quality, we have replaced the 2 inch diameter convex lens with a 4 inch diameter lens with high optical quality. Furthermore, a 1 inch diameter aperture was placed directly in front of the lens to minimize spherical aberration. Additional precautions were taken to minimize internal reflections of the optical system. The bandpass filter was placed between the EBIT-I window and the convex lens. For our setup, the ion cloud was measured with a magnification of 3.05 ± 0.06, where the magnification was determined based on the properties of the lens and the measured distances in the optical assembly.

Figure 5 shows a line-out of an ion cloud measurement, which was obtained for Ee = 395 eV and Ie = 7 mA. In order to calculate the FWHM of the ion cloud, Γi, the horizontal scale in pixels was converted to physical units based on the optical setup magnification and the pixel spacing of the CCD (see Arthanayaka et al. 2018). The ion cloud profile is dominated by a narrow Gaussian with an FWHM measured to be Γ1 ≈ 110 μm (Tables 6 and 7). The second Gaussian component has a much smaller amplitude that is only ≈10% of the amplitude of the narrow component, but it is much broader with an FWHM of Γ2 ≈ 400 μm. There was some question as to whether the low-amplitude, broad component is real or a systematic error due to residual optical aberrations. Our experience has shown that improvements to the optical system have substantially reduced the amplitude of the broad component, but it was not possible to eliminate the broad component entirely. The existence of these two components is supported by our modeling of the ion cloud by calculating ion trajectories in EBIT-I. As discussed in Section 3.2, our model for the ion cloud qualitatively reproduces both the narrow and broad component structures of the observed ion cloud. For these reasons, we believe that the broad component is real and contains about 30% of the ions. We found no systematic variations versus beam energy or beam current for either Gaussian component.

Figure 5.

Figure 5. Line-out of the ion cloud image is shown by the solid black curve. These data were obtained for Ee = 395 eV and Ie = 7 mA. The solid red curve illustrates the fit to the data, which is the sum of the two Gaussian components shown by the red dotted curves.

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Table 6.  Electron Cloud Width, Γe; Ion Cloud Component Amplitudes, ${A}_{\mathrm{1,2}}$, and Widths ${{\rm{\Gamma }}}_{\mathrm{1,2}};$ Nominal Beam Density, ${\bar{n}}_{{\rm{e}}};$ and Effective Density, neff, for Ee = 395 eV

Beam Current Γe A1 Γ1 A2 ${{\rm{\Gamma }}}_{2}$ ${\bar{n}}_{{\rm{e}}}$ neff
(mA) (μm) (counts) (μm) (counts) (μm) (1011 cm−3) (1011 cm−3)
1 56.4 ± 7.4 1958 ± 88 114.6 ± 5.6 0 0 0.74 0.288 ± 0.027
2 55.6 ± 7.1 4547 ± 157 93.5 ± 3.8 545 ± 127 392 ± 84 1.53 0.551 ± 0.073
3 60.0 ± 8.2 3067 ± 113 107.8 ± 4.4 904 ± 107 383 ± 29 1.98 0.505 ± 0.050
5 58.1 ± 7.1 3854 ± 153 103.9 ± 4.5 385 ± 143 416 ± 78 3.55 1.25 ± 0.17
7 58.6 ± 7.4 2659 ± 62 108.6 ± 2.7 432 ± 58 375 ± 33 4.94 1.51 ± 0.12
8 60.4 ± 8.6 3265 ± 74 108.1 ± 2.8 551 ± 67 401 ± 33 5.35 1.65 ± 0.15

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Table 7.  Same as Table 6 but for ${E}_{{\rm{e}}}=475\,\mathrm{eV}$

Beam Current Γe A1 Γ1 A2 Γ2 ${\bar{n}}_{{\rm{e}}}$ neff
(mA) (μm) (counts) (μm) (counts) (μm) $({10}^{11}\ {\mathrm{cm}}^{-3})$ $({10}^{11}\ {\mathrm{cm}}^{-3})$
1 51.2 ± 6.3 4578 ± 152 94.3 ± 3.7 537 ± 121 414 ± 91 0.082 0.254 ± 0.033
2 53.3 ± 7.2 970 ± 174 123 ± 13 169 ± 123 336 ± 107 1.51 0.348 ± 0.094
3 56.7 ± 6.7 2797 ± 447 103 ± 11 751 ± 263 267 ± 68 2.02 0.63 ± 0.14
5 57.0 ± 6.3 2337 ± 150 102.1 ± 7.2 496 ± 141 357 ± 11 3.35 0.98 ± 0.14
7 54.4 ± 6.1 1663 ± 78 110.4 ± 5.4 476 ± 72 374 ± 38 5.18 1.13 ± 0.12
9 57.4 ± 6.5 1883 ± 73 107.7 ± 5.1 419 ± 60 462 ± 50 6.04 1.46 ± 0.16

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2.3. Electron Density

The electron beam is nearly Gaussian, with the density varying radially as

Equation (4)

where n0 is the central density of the beam and σe is the Gaussian beam width, and the FWHM Γe = 2.355σe. It is useful to characterize the electron beam density using an average value, which we take to be the density that the beam would have if it were a uniform cylindrical electron beam of radius re. We refer to this as the geometric average, denoted by the symbol ${\bar{n}}_{{\rm{e}}}$.

For a uniform cylindrical electron beam, ${\bar{n}}_{{\rm{e}}}$ is related to the electron current, Ie, by

Equation (5)

where re is the radius of the beam and ve is the axial velocity of the electrons. Experimentally, Ie is measured by an ammeter connected to the EBIT collector, and ve is calculated from the space-charge-corrected electron beam energy Ee.

There remains a choice as to how we should define re for the electron beam and the corresponding equivalent cylindrical beam from which we derive our average. Here, we choose to define re = 2σe so that 95% of the electrons in the beam are within this radius. Alternative conventions are also possible. For example, Liang et al. (2009b) defined their beam radius to be the radius that enclosed 80% of the beam electrons. Our choice of re = 2σe has the property that the central density n0 is twice the geometric average density ${\bar{n}}_{{\rm{e}}}$. Moreover, the density of the Gaussian beam at re is approximately one-fourth of ${\bar{n}}_{{\rm{e}}}$. Thus, we can characterize our beam density by ${\bar{n}}_{{\rm{e}}}$.

The measurements of the geometry of the electron beam have been described in Arthanayaka et al. (2018). Briefly, we use the measured spectroscopic EUV line shapes to infer the electron beam profile. This works because the EUV emission comes from allowed transitions that are excited and decay within the electron beam. The typical lifetimes of the transitions are 10−10 s, and the thermal energies of the ions in EBIT are estimated to be ∼10q ∼ 102 eV, which corresponds to a velocity of 3 × 104 m s−1. For a typical 60 μm electron beam width, the crossing time of an iron ion is about 10−9 s, which is much shorter than the lifetimes of the EUV-radiating levels. Doppler broadening of the spectral lines is small and adds in quadrature with the broadening, due to the finite width of the emission source. As a result, the widths of the EUV spectral lines reflect mainly the width of the electron beam. As these contributions add in quadrature, Doppler broadening contributes up to 10% of the line widths, which we incorporate into the analysis as a 10% uncertainty in the electron beam width. Gaussian profiles were fit to the EUV spectral lines in order to infer the electron beam FWHM Γe. For these fits, the x-axis of the spectra was calibrated in physical units via the pixel size, rather than in wavelength units. To determine the beam size, strong lines were used that were less affected by blends, as described in Arthanayaka et al. (2018). The beam width was derived for each beam current and energy studied. There was some slight variation as a function of current and energy, with values in the range Γe ≈ 50–60 μm (Tables 6 and 7). This is consistent with previous measurements on EBIT-I (Marrs et al. 1995; Utter et al. 1999).

3. Effective Electron Density

The trapped ions pass through the electron beam for only a small portion of their trajectories. As a result, the trajectories of the trapped ions produce an ion cloud that is larger in radius than that of the electron beam. For this reason, previous studies have suggested that the relevant density for line ratios in an EBIT experiment is the spatially averaged density that the ions experience along their orbits, the so-called effective density neff (Crespo López-Urrutia et al. 2002; Liang et al. 2009a; Nakamura et al. 2011; Shimizu et al. 2017). If the ion cloud is Gaussian with the same centroid as the electron beam, then the electron density spatially averaged over the ion cloud is given by

Equation (6)

This expression is derived in Appendix A. For our experiment, the ion cloud has a double-Gaussian structure, which leads to a more complicated expression:

Equation (7)

which is also derived in Appendix A. Here, A1 and A2 are the amplitudes of the measured ion cloud components, and Γ1 and Γ2 are the corresponding FWHMs. Note that in Equation (7) these are the observed amplitudes projected onto the detector, which differ by a multiplicative scaling factor from the amplitudes for the ion distribution as a function of radius.

In reality, the relevant quantity is the time-averaged density experienced by the collection of ions, rather than the spatially averaged density described above. This is because the process of excitation and relaxation that determines the level populations depends on density as a function of time. In general, the averages given in Equations (6) and (7) are not the same as the time-averaged density experienced by any particular ion along its trajectory. However, as long as the ions are formed at random initial locations in the electron beam, then their trajectories are uncorrelated, and the spatial averages given by Equations (6) and (7) are equivalent to the time average of each ion averaged over the collection of ions in the trap. This can be deduced analytically, as is shown in Appendix B. We have also verified that it is true using the ion trajectory calculations that are described in Section 3.2.

We measured the two components making up the ion cloud distribution using emission from Fe xiv, as discussed in Section 2.2 and in Arthanayaka et al. (2018). As mentioned, the dominant component of the ion cloud FWHM was typically Γi ≈ 110 μm. For a typical electron beam radius of Γe ≈ 55 μm, the effective density is about 30% of the nominal beam density, ${n}_{\mathrm{eff}}\approx 0.3{\bar{n}}_{{\rm{e}}}$. Tables 6 and 7 give the measured Γ1 and Γ2 values and the inferred neff corresponding to each specific experimental set of conditions.

When we plotted the density-sensitive line ratios as a function of neff, we found several discrepancies between the experiment and the calculations. These are discussed in more detail in Section 5. Some of those discrepancies would disappear if we were to plot the line ratios versus the nominal beam density, ${\bar{n}}_{{\rm{e}}}$, instead. This prompted us to consider whether or not neff really is the correct density to compare with. A two-level analytic model demonstrates that it is, in fact, correct to use the effective density.

3.1. Two-level Analytic Model

For a two-level model, let f be the relative population of the upper level so that 1 − f is the population of the lower level. Also, ne is the electron density, C is the collisional excitation rate coefficient, D is the collisional de-excitation rate coefficient, and Ar is the radiative de-excitation rate. Then the differential equation describing the level population is

Equation (8)

This equation can be solved analytically. The equilibrium level is given by df/dt = 0, so

Equation (9)

Defining an initial condition that f(t = 0) = f0, the solution to Equation (8) is

Equation (10)

For the low-density case, collisions are negligible, so

Equation (11)

The equilibrium solution for the low-density case is f = 0, indicating that all the ions are in the ground state. As a function of time, the evolution to this "coronal limit" is given by

Equation (12)

Now, consider an ion passing in and out of the beam and starting in the low-density equilibrium with f(0) = 0. Suppose the ion passes into the beam for a time Δthi and then is outside the beam for a time Δtlo, with the sequence repeating many times. Let the index i refer to the time step for completing the entire sequence so that ${t}_{i}=i({\rm{\Delta }}{t}_{\mathrm{lo}}+{\rm{\Delta }}{t}_{\mathrm{hi}})$. It is also convenient to introduce a shorthand for the exponentials, so we set $\eta ={e}^{-[{n}_{{\rm{e}}}(C+D)+{A}_{r}]{\rm{\Delta }}{t}_{\mathrm{hi}}}$ and $\lambda ={e}^{-{A}_{r}{\rm{\Delta }}{t}_{\mathrm{lo}}}$. At each time step, the level populations are given by

Equation (13)

In equilibrium it must be that ${f}_{i}={f}_{i-1}={f}_{\infty }$. Substituting into Equation (13) and solving for f, we find that

Equation (14)

Since the population change at each ${\rm{\Delta }}{t}_{\mathrm{hi},\mathrm{lo}}$ is very small, we can use a Taylor series expansion for the exponential terms so that $\eta \approx 1-[n(C+D)+A]{\rm{\Delta }}{t}_{\mathrm{hi}}$ and $\lambda \approx 1-A{\rm{\Delta }}{t}_{\mathrm{lo}}$. Substituting these into Equation (14) and eliminating second-order terms give

Equation (15)

This is the high-density equilibrium population ${n}_{{\rm{e}}}C/[{n}_{{\rm{e}}}(C\,+D)+{A}_{r}]$ multiplied by a correction factor.

The effective density is defined as the time-averaged density experienced by the ion. In this example, the ion travels from the high-density electron beam with density ne for time Δthi and then is outside the beam where the density is 0 for a time Δtlo. So we have

Equation (16)

Rewriting Equation (15) in terms of neff gives

Equation (17)

But this is the equilibrium level population if the ions are always in a region where the electron density is neff. This demonstrates that the effective density controls the level populations.

3.2. Ion Orbit Calculations

We have calculated the ion orbit trajectories in order to determine the amount of time that ions spend inside and outside the beam and to better understand the observed shape of the ion cloud. The trajectories are calculated in the two-dimensional plane perpendicular to the beam axis. This is justified by the axial symmetry of EBIT. The electron beam is modeled as a Gaussian distribution, as given by Equation (4), with n0 and σe set by the experimentally measured values. The electron beam produces an electric-field vector, which can be determined analytically at any location. The experiment also has an axial 3 T magnetic field, which is included in the model. Ion trajectories were calculated using test particles by integrating the equation of motion for the Lorentz force from the combined axial magnetic field and radial electric field. As a result, ion space-charge effects are ignored, but these are expected to be small since the density of ions is low. The integration was carried out using the Boris algorithm (Birdsall & Langdon 2005; Qin et al. 2013). The results were tested for energy conservation and found to conserve energy to about a few percent over at least 10 ion cyclotron periods. We compare to this timescale because it is roughly similar to the timescales for the radial oscillations of the ions. The method is very fast, allowing for 1000 ion trajectories to be calculated in minutes.

Test particle Fe13+ ions were simulated with experimentally motivated initial conditions. The ion temperature in EBIT is estimated to be about 10q eV (Beiersdorfer et al. 1995). Based on those measurements, the initial velocities for Fe13+ were drawn at random from a Maxwellian distribution with a temperature of 130 eV. The initial positions were assumed to be proportional to the local electron density, as we expect the formation rate to be proportional to the electron beam density profile. For each simulated ion trajectory, we calculated the fraction of time that the ion spent at $r\lt {r}_{{\rm{e}}}=2{\sigma }_{{\rm{e}}}$, which we consider to be the time that the ion is "in the beam." We found that the ion trajectories typically spend about 40% of their time in the electron beam. This is roughly consistent with our finding that the effective density is about 30% of the average electron beam density.

In order to simulate the ion cloud measurement, we chose a late time in the simulation so that the orbits had time to become incoherent and spread out from their initial positions, which were mainly within the electron beam. At that time, we made a histogram of the number of ions that would be seen along a line of sight looking through the device. In practice, this was done by making a histogram of the x-coordinates of the ions, rather than their radius r. This is the Abel transform of the radial distribution. We found that our simulated ion clouds could be described by two Gaussian components: a strong, narrow component with Γ ≈ 60 μm and a weaker, broad component with Γ ≈ 300 μm. The amplitude of the broad component is about 10% that of the narrow component, and it contains about 30% of the ions. These characteristics are very similar to the measured ion cloud. One difference with the experiment is that both components in the simulated distribution have slightly smaller widths than in the experiment, which suggests that some ions in the model are more strongly confined to the electron beam than they are in the experiment. Although we do not reproduce the precise widths of the observed ion clouds, it is interesting that the model reproduces the general structure with roughly similar values for the widths of both the narrow and broad components and similar amplitudes. These results support the existence of the broad component seen in the experiment.

A possible explanation for the differences between the simulated versus measured ion clouds is that the ion velocity distribution that we use to initialize the ions in the simulation could be inaccurate. In reality, the ions could have a greater temperature than we assumed or they could have a nonthermal distribution. Alternatively, there could be collisions in the electron beam that tend to scatter the ions to wider orbits.

4. Model Calculations

In order to compare our experimental line ratio results with theory, we have calculated the predicted line ratios using the Flexible Atomic Code (FAC; Gu 2008). FAC is a widely used software package that performs fully relativistic atomic calculations. Calculations were performed for all three ions. The atomic model for these ions included all levels for principal quantum number n ≤ 5 and included cascades among those levels. The electron energy distribution was assumed to be a Gaussian centered at the beam energy of either 395 eV or 475 eV with a 1σ width of 50 eV (Levine et al. 1989; Beiersdorfer et al. 1992; Gu et al. 1999a). The level populations and model line intensities were then calculated over a range of densities based on the FAC-derived collisional and radiative transition rates.

For solar physics applications, density diagnostics are often interpreted using the atomic data tabulated in CHIANTI. However, the CHIANTI atomic data are tabulated for a Maxwellian electron energy distribution, whereas in the experiment the electron beam is approximately monoenergetic. We found, though, that the differences in the electron energy distributions used in the modeling make little difference, so the CHIANTI values and our FAC values agree to better than 10% for the line-intensity ratios. This is likely because the collision calculations in both FAC and CHIANTI are in the high-energy Born-approximation limit. Density sensitivity is determined by the populations of the metastable levels, which have excitation energies on the order of several electronvolts. For comparison with CHIANTI, we used Maxwellian distributions that had kB Te = 430 eV, where kB is the Boltzmann constant and Te = 5 MK is the electron temperature. Thus, in both CHIANTI and in the nearly monoenergetic distribution used in our FAC calculations, the average electron energy is much larger than the metastable-level excitation energies. Consequently, the atomic collision data for the metastable levels from both CHIANTI and FAC are similar. In the comparisons shown below (Section 5), our comparisons to the FAC calculations are the most appropriate. For reference, we also plot the ratios predicted by CHIANTI for a Maxwellian plasma at Te = 5 MK.

5. Results

The results for the Fe xiixiv line ratios are presented in Figures 610. The uncertainties of the experimental ratios are determined by propagating the error in the intensities derived from the Gaussian fits, described in Section 2.1. To draw the error bars, we have summed in quadrature the statistical uncertainties and the estimated 8% systematic uncertainty that depends on the fitting model. The data are plotted as a function of the effective density neff, as described above. There are uncertainties in neff from fitting a double-Gaussian shape to the ion cloud. The beam energy is also uncertain because of the space charge. We correct the energy for the space charge as described earlier and consider the uncertainty in Ee to be equal to the ≈20 eV size of the correction. Propagating the fit parameter uncertainties and the space charge correction uncertainty into neff produces the horizontal error bars in Figures 610.

Figure 6.

Figure 6. Fe xii density-independent line-intensity ratios. The data were obtained for Ee = 395 eV and 475 eV and are plotted using blue triangular and red tetragonal markers, respectively. The vertical error bars were estimated from the fitting using Gaussian line profiles and include the systematic uncertainty from the fitting. The horizontal error bars represent the uncertainty of the Ee, Ie, and re measurements. The dotted line and the solid lines represent the FAC calculations for Ee = 395 and 475 eV, respectively. These two lines are overlapping here. The dashed curve indicates the results from CHIANTI assuming a Maxwellian electron distribution at a temperature of 5 MK.

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5.1. Fe xii

Fe xii has several bright, unblended lines that are density insensitive with respect to one another at 192.39, 193.51, and 195.12 Å. For this reason, these lines are used to calibrate instruments and test theoretical models (Del Zanna & Mason 2005). We have used ratios among these lines for a similar purpose, to ensure the consistency of our results. Figure 6 demonstrates that there is no significant density sensitivity for ratios among these lines and that the predicted ratios are in good agreement with the calculations. The weighted value for our measurement of the 192.39/195.12 ratio is 0.68 ± 0.02, and the weighted mean for the 193.51/195.12 ratio was 0.32 ± 0.01. These may be compared to the theoretically predicted values of 0.67 and 0.32, respectively. Good agreement was also found for this line ratio in the earlier EBIT measurements of Träbert et al. (2014a), though the density was not determined for those measurements.

Density diagnostics for Fe xii can be formed by taking the ratio of a density-sensitive line with any of the above three density-insensitive lines (Flower 1977; Dere et al. 1979; Schmitt et al. 1996; Del Zanna & Mason 2005; Young et al. 2007). Two Fe xii density-sensitive lines were observed in the measured spectral range: the $3{s}^{2}\,3{p}^{3}{}^{2}{D}_{5/2}^{o}-3{s}^{2}\,3{p}^{2}{(}^{2}P)3d{}^{2}{F}_{7/2}$ transition at 186.88 Å and the $3{s}^{2}\,3{p}^{3}{}^{2}{D}_{5/2}^{o}-3{s}^{2}\,3{p}^{2}{(}^{1}D)3d{}^{2}{D}_{5/2}$ transition at 196.64 Å. The 186.88 Å line is blended with the Fe xii $3{s}^{2}\,3{p}^{3}{}^{2}{D}_{3/2}^{o}-3{s}^{2}\,3{p}^{2}{(}^{2}P)3d{}^{2}{F}_{5/2}$ transition at 186.85 Å. Because the blend is difficult to separate reliably, we study the ratio of the total intensity of both (186.85 + 186.88) Å lines relative to the 195.12 Å line. The same procedure is commonly used in the analysis of solar observations. The Fe xii line at 196.64 Å is close to an Fe xiii line at 196.53 Å, but our spectral resolution is sufficient to clearly separate these lines, as can be seen in Figure 3(e). We note that the spectral resolution of EIS is similar to that of our experiment, so the 196 Å blend is also separable in solar observations.

Our results for these two Fe xii ratios are shown in Figure 7. The intensity ratio for the 196.64/195.12 lines is in reasonable agreement with the predicted curve. For the (186.85 + 186.88)/195.12 ratio, the ratio versus density curve is significantly different from the calculation, with the measured ratio having a greater magnitude and a steeper slope versus density than predicted. The difference is above the estimated 20% uncertainty for the calculations. The polarization for these lines is only a few percent (Liang et al. 2009a), and polarization effects cannot account for the observed discrepancy with theory.

Figure 7.

Figure 7. Same as Figure 6 but for the Fe xii density-dependent line-intensity ratios.

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When using the intensity ratio as a diagnostic, the inferred densities change exponentially as a function of the ratio, so the inferred density is very sensitive to small changes in the ratios. For the (186.85 + 186.88)/195.12 diagnostic, the interpretation of observed line intensities based on the current theoretical values would overestimate the density by about an order of magnitude.

Young et al. (2009) discussed these Fe xii line ratios, (186.85 + 186.88)/195.12 and 196.64/195.12, in the solar spectrum and found that the derived densities disagreed with one another by at least a factor of 2. Based on our results, we believe this difference is due to theoretical uncertainties in the (186.85+186.88)/195.12 diagnostic, which appears to be much larger than the 20% often quoted for the uncertainties in theoretical values of radiative transition and collisional excitation rates. This underscores the difficulty of estimating errors in theoretical atomic data for such complex ions and the importance of laboratory measurements for benchmarking the calculations.

5.2. Fe xiii

We were able to identify one density-insensitive Fe xiii line ratio involving the $3{s}^{2}\,3{p}^{2}{}^{3}{P}_{0}-3{s}^{2}\,3p\,3d{}^{3}{D}_{1}^{o}$ and $3{s}^{2}3{p}^{2}{}^{3}{P}_{2}-3{s}^{2}\,3p\,3d{}^{3}{D}_{1}^{o}$ transitions at 197.43 and 204.93 Å, respectively (Del Zanna 2012). These lines are relatively weak compared to the other spectral lines that we are interested in, but they could be measured reliably for higher electron beam currents. Figure 8 plots the measured ratios for these lines and compares them to the predictions of FAC. The ratio is indeed density insensitive. However, we found that the ratio disagreed with the FAC calculations. The weighted mean of our measurements is 0.53 ± 0.01.

Figure 8.

Figure 8. Same as Figure 6, but for the Fe xiii density-independent line-intensity ratios. The dotted and solid lines are overlapping here.

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Initially, the theoretical calculations were performed with limited configuration interaction that included only states with one electron in the 3d orbital, and they produced a predicted ratio of ∼1. We recalculated the ratio by including configurations with double excitation to the 3d orbitals. This reduced the predicted ratio to ∼0.82 and is close to the value in CHIANTI of about 0.86. Clearly, a large discrepancy still exists between theory and experiment. These two lines originate from the same upper level, so their intensity ratio is strictly that of the respective radiative decay rates and depends solely on the atomic structure model. It is possible that including even more configuration interaction in the model might resolve the discrepancy. However, including all double excitations to even higher orbitals results in extremely large Hamiltonian matrices, and the model quickly becomes computationally intractable. A more manageable solution is to use a many-body perturbation approach to evaluate the effect of further electron correlation effects. However, this is beyond the scope of the present study.

The intensity ratios of the Fe xiii lines within the 203.83 Å line blend (see Table 1) and the 202.04 Å line are plotted in Figure 9. For the densities accessible in the experiment, we are in the high-density limit of this diagnostic and observed little variation in the ratio as a function of density. The ratio itself was higher by about 25% than that predicted by the FAC calculations, though as we explain below this appears to lie within the combined experimental and theoretical uncertainties. The same line ratio in CHIANTI for a T = 5 MK Maxwellian agrees with our FAC calculations to within a few percent. Hence, the difference we find with experiment also exists in the CHIANTI data.

Figure 9.

Figure 9. Same as Figure 8, but for the Fe xiii density-dependent line-intensity ratios.

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We considered the effects of polarization as a possible explanation for this difference, but we find that polarization cannot account for the difference between theory and experiment. According to Liang et al. (2009a), the polarization of most of the Fe xiii lines that we have measured is only a few percent, and the effects on intensity are negligible. The Fe xiii 202.04 Å line, though, has a significant polarization of 21%. Spiraling of the electron beam reduces this to less than 18%, which is predicted to cause at most a 6% difference in the measured versus theoretical intensity. However, this polarization effect would imply that we have overestimated the intensity of the 202.04 Å line. As this line is in the denominator of our density diagnostic, correcting for this effect would actually exacerbate the difference with theory, rather than resolve it.

Blending issues in the experiment are another possible explanation for the disagreement with theory. The 203.83 Å lines form a very complex blend, and it is possible that there is a systematic overestimate of its intensity. The complex consists of six closely spaced lines: four that are identified as Fe XII 203.72 Å and Fe XIII 203.77, 203.80, and 203.83 Å, plus two other unidentified lines at 203.60 and 203.66 Å. Further, we have observed O V lines in this spectrum, so it is possible that the weak O v $1{s}^{2}\,2{p}^{2}{}^{3}{P}_{0}$$1{s}^{2}\,2p(2{P}_{1/2}^{o})3d{}^{3}{D}_{1}^{o}$ and $1{s}^{2}\,2{p}^{2}{}^{3}{P}_{1}$$1{s}^{2}\,2p(2{P}_{1/2}^{o})3d{}^{3}{D}_{1}^{o}$ transitions at 203.78 and 203.82 Å may also contribute to this complex. Given these experimental factors and the estimated 20% systematic uncertainty in the calculations, we estimate that the observed differences between theory and experiment for this ratio are within the combined uncertainties.

In Figure 9 we also plot the intensity ratios for the 196.63/202.04 and 200.02/202.04 density diagnostics. For the 196.53/202.04 ratio, the density diagnostic is not quite saturated, and we find that the experimental ratio is about 20% larger than the theoretical prediction, but within the combined experimental and theoretical uncertainties. Our measurements of the 200.02/202.04 diagnostic are in the high-density saturation limit of the diagnostic, and the experimental ratios are in good agreement with the calculations.

5.3. Fe xiv

We have also measured density-sensitive Fe xiv lines in the wavelength range 255–277 Å (Malinovsky & Heroux 1973; Del Zanna et al. 2012). The spectra in this range are much cleaner, with fewer blends than in the short wavelength range containing the Fe xii and xiii diagnostics. However, the intensities of the lines were somewhat weaker and required longer exposure times. Because our results for Fe xii and xiii found that there was no line-ratio dependence seen between Ee = 395 and 475 eV, we carried out experiments only for Ee = 395 eV, enabling us to obtain longer-exposure spectra.

We measured the line-intensity ratios for 257.39/274.21, 264.79/274.21, and 270.52/274.21. The specific transitions are listed in Table 2. Our results are shown in Figure 10, where they are compared to the FAC calculations. For these ratios, we found reasonable agreement between these measured and predicted ratios. According to Del Zanna et al. (2012), the Fe xiv line at 264.79 Å is blended with an Fe xi spectral line, though the precise wavelength of that line is unknown. A blend contribution to the 264.79 Å line would systematically increase the measured line ratio relative to the prediction, which currently appears to be in excellent agreement with the experimental results. It is possible that the blend is present in solar spectra, but negligible in the experiment. However, we observe two Fe x lines in the spectrum (see Figure 1), which suggest that the Fe xi line should also be present in our spectrum. The fact that we do not notice any blending seems to indicate that the Fe xi line is either not at the predicted location or is weaker than calculated.

Figure 10.

Figure 10. Same as Figure 8 but for the Fe xiv density-dependent line-intensity ratios. The data were obtained for Ee = 395 eV only.

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5.4. Discussion of the Results

Our measurements have identified several discrepancies with theoretical calculations. For Fe xii, the (186.85 + 186.88)/195.12 line ratio does not match the theoretical calculations. In particular, the measured ratio is larger, has a steeper density dependence, and has a greater value for the ratio in the high-density limit. A similar discrepancy exists for the ratio of the 186 Å blend with either the 193.51 or 192.39 Å lines, because we have confirmed that the 192.39, 193.51, and 195.12 Å lines are density insensitive with respect to one another.

For Fe xiii, a significant discrepancy was found for the density-insensitive ratio of the 197.43/204.94 lines. Our measurements confirm that the ratio is not sensitive to density, but the magnitude of the ratio differs by ≈30% from the value predicted by FAC or CHIANTI.

We measured three Fe xiii density diagnostics. Of these, the 200.02/202.04 line ratio appears to be the most accurate. Reasonable agreement between experiment and theory is also found for the 196.52/202.04 line ratio. For the (203.77 + 203.79 + 203.83)/202.04 diagnostic, our measurements are all in the high-density saturation limit of the diagnostic, where we found the measured ratio to be somewhat larger than predicted by theory. This diagnostic involves a complex blend that adds to the uncertainty in the measurement so that the disagreement is at the limit of the combined theoretical and experimental uncertainties.

There are two other EBIT measurements of the Fe xiii (203.77 + 203.79 + 203.83)/202.04 ratio. Liang et al. (2009a) measured this ratio at an estimated density of ≈3 × 109 cm−3; while their measured value is in good agreement with the calculation, they did not directly measure the electron or ion beam profiles, but rather used a different line ratio to infer the electron density. Yamamoto et al. (2008) reported a measurement of this ratio from the Lawrence Livermore National Laboratory EBIT-II and again obtained good agreement at a density they estimated to be ≈2 × 1011 cm−3, based on typical densities in EBIT-II and the inferred line ratios being in the high-density saturation limit. Two measurements using magnetic fusion devices with densities near 2 × 1013 cm−3 were also made using the Large Helical Device (Yamamoto et al. 2008) and the National Spherical Torus Experiment (Weller et al. 2018). Both of these produced values well below theory. However, they used spectrometers that did not resolve the extensive line blending with emission from neighboring charge states of iron.

Our measurements for several Fe xiv line ratios were all in agreement with theoretical calculations, though, again, our densities were near or above the high-density saturation of those diagnostics. The 264.79/274.21 and 270.52/274.21 diagnostics were also measured at lower densities by Nakamura et al. (2011), who found good agreement with atomic calculations. Based on our results and those of Nakamura et al., these Fe xiv diagnostics appear to be reliable.

For Fe xiv, there are also measurements on the National Spherical Torus Experiment at 2 × 1013 cm−3 (Weller et al. 2018) that agree well with the prediction for the 270.52/274.21 ratio, but are significantly larger than predicted for the 264.79/274.21 ratio. Although we do not expect line blending, these measurements were performed with much lower spectral resolution, and blending cannot be ruled out. Blending is also more likely in the tokamak experiments as those plasmas contain multiple other elements besides iron.

6. Summary

We have measured density-diagnostic line-intensity ratios for EUV lines from Fe xii, xiii, and xiv using an EBIT. In our analysis, we identified several discrepancies between our measurements and the existing theoretical calculations. Of those, the most glaring are the commonly used Fe xii (186.85 + 186.88)/195.12 line ratio and the density-insensitive Fe xiii 197.43/204.94 line ratio. The latter is not a density diagnostic, but it is of concern because it might suggest other possible problems with the Fe xiii atomic model. On the other hand, the Fe xiii density diagnostics that we studied did not exhibit such large discrepancies.

A positive result is that we find that density diagnostics using the Fe xiii 196.53/202.04 and Fe xiv 264.79/274.21 and 270.52A/274.21 line ratios are reliable using the FAC atomic data. With regards to the discrepancies noted by Young et al. (2009) between the Fe xii (186.85 + 186.88)/195.12 and Fe xiii 196.54/202.04 diagnostics, our results suggest that the problem lies with the Fe xii diagnostic and that the Fe xiii diagnostic is likely reliable. One minor caveat is that we are comparing to FAC monoenergetic beam calculations, but these data appear not to differ significantly from the data tabulated in CHIANTI that were used by Young et al. (2009).

This work is supported, in part, by NASA H-TIDeS grant NNX16AF10G. Work at Lawrence Livermore National Laboratory is performed under the auspices of the U.S. Department of Energy under contract No. DE-AC52-07NA27344.

Software: Flexible Atomic Code (FAC; Gu 2008).

Appendix A: Derivation of the Effective Density

Here we present a brief derivation of the spatially averaged density of Equation (6) in order to clarify what is represented by that quantity, and we then extend that result to derive Equation (7) for a double-Gaussian ion cloud. In each case, the electron density distribution is taken to be a Gaussian given by Equation (4). For a Gaussian ion cloud, the fraction of ions in a radius between r and $r+{dr}$ is given by

Equation (18)

where σi is the 1σ radius of the Gaussian ion cloud. The normalization constant has been chosen so that the integral of fi(r) is unity.

The spatially averaged electron density, neff, is the integral of the fraction of the ions at a given radius multiplied by the electron density at that radius. That is,

Equation (19)

Substituting in Equations (4) and (18), we find

Equation (20)

In order to express this in the same terms as Equation (6), we use the fact that the electron current is related to the central density by

Equation (21)

and that the FWHM of a Gaussian is ${\rm{\Gamma }}=2\sigma \sqrt{2\mathrm{ln}2}$. Substituting these expressions into Equation (20) produces Equation (6).

The double-Gaussian ion cloud that we measure on the detector is parameterized as

Equation (22)

where the coordinate x is the projection of the cloud radius onto the detector. The radial distribution of the ions is then given by the Abel transform pair

Equation (23)

One finds Equation (7) upon carrying out the integral of Equation (19), then changing variables using Equation (21), and using the relation between σ and Γ.

Appendix B: Equivalence of the Spatially Averaged Density and Time-averaged Density

As mentioned in Section 3, it is the time-averaged density experienced by the ions, rather than the spatially averaged density, neff, that is relevant for determining the ion populations. This is because the processes of excitation and relaxation occur as functions of time. Here, we show that the spatially averaged effective density is equivalent to the time-averaged density experienced by the collection of ions in the trap, as long as the trajectories of the ions are uncorrelated.

For an ion in EBIT, the density is a function only of the radial position of the ion. Consider breaking the ion trajectories up into discrete time steps. For each ion, we denote the radial position at the jth time step as r(tj). Also, we label each of a large number of ions by the index i, so that the electron density experienced by the ith ion at time tj along its trajectory is ni(r(tj)). For clarity, we have dropped the label "e" indicating electron density, as all the densities described here are electron densities.

The time-averaged electron density experienced by an individual ion is

Equation (24)

where NT is the total number of time steps. However, we are not interested in the time average for any particular ion, but rather in the time-averaged density experienced by all the ions in the trap, or at least a representative sample of those ions. This average over the ions of the time-averaged density experienced by each individual ion is given by

Equation (25)

where the average is taken over a sample of NI ions.

Now we substitute Equation (24) into (25) and switch the order of the summations. Then we have

Equation (26)

The inner summation over i is the average density experienced by the ions at a fixed time. As long as the ions are randomly formed in space, they are not biased in how they sample the electron density throughout the ion cloud. Hence, the average electron density sampled by the ions is equivalent to the spatial average of the electron density, neff.

Moreover, if the ions are randomly distributed at any time step and their trajectories are uncorrelated, then this spatial average does not vary in time. Consequently, we do not need to take the time average at all, because the time average is just the average of a constant value. So, we can use

Equation (27)

This proves that the spatial average is equivalent to the time average.

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10.3847/1538-4357/ab67b4