MEASURING THE MASS OF THE CENTRAL BLACK HOLE IN THE BULGELESS GALAXY NGC 4395 FROM GAS DYNAMICAL MODELING

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Published 2015 August 13 © 2015. The American Astronomical Society. All rights reserved.
, , Citation Mark den Brok et al 2015 ApJ 809 101 DOI 10.1088/0004-637X/809/1/101

0004-637X/809/1/101

ABSTRACT

NGC 4395 is a bulgeless spiral galaxy, harboring one of the nearest known type 1 Seyfert nuclei. Although there is no consensus on the mass of its central engine, several estimates suggest it is one of the lightest massive black holes (MBHs) known. We present the first direct dynamical measurement of the mass of this MBH from a combination of two-dimensional gas kinematic data, obtained with the adaptive optics assisted near-infrared integral field spectrograph Gemini/NIFS and high-resolution multiband photometric data from Hubble Space Telescope's Wide Field Camera 3. We use the photometric data to model the shape and stellar mass-to-light ratio of the nuclear star cluster (NSC). From the Gemini/NIFS observations, we derive the kinematics of warm molecular hydrogen gas as traced by emission through the H2 1–0 S(1) transition. These kinematics show a clear rotational signal, with a position angle orthogonal to NGC 4395's radio jet. Our best-fitting tilted ring models of the kinematics of the molecular hydrogen gas contain a black hole with mass $M={4}_{-3}^{+8}\times {10}^{5}$ M (3σ uncertainties) embedded in an NSC of mass $M=2\times {10}^{6}$ M. Our black hole mass measurement is in excellent agreement with the reverberation mapping mass estimate of Peterson et al. but shows some tension with other mass measurement methods based on accretion signals.

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1. INTRODUCTION

It is suspected that almost all high-mass galaxies harbor a supermassive black hole at their center (e.g., Kormendy & Richstone 1995; Kormendy & Ho 2013). There are two popular scenarios to form such massive black holes (MBHs). In the first scenario, black holes are created as stellar remnants, most likely from heavy Population III stars (e.g., Bromm & Larson 2004; Glover 2005; Bromm 2013). The second option is a scenario in which primordial black hole seeds form from direct collapse of gas clouds leading to 104–105 M black holes (e.g., Haehnelt & Rees 1993; Koushiappas et al. 2004; Begelman et al. 2006). Both scenarios would require a period of rapid growth in order for the seed black hole to produce the massive quasars found at high redshifts (Fan et al. 2001; Jiang et al. 2009; Willott et al. 2009; Venemans et al. 2013).

Due to subsequent growth of these seeds, both black hole formation scenarios predict high present-day occupation fractions and the same black hole mass functions in high-mass galaxies. However, the direct collapse scenario predicts a much lower occupation fraction in low-mass galaxies than the remnant scenario (Volonteri et al. 2008; Greene 2012). A census of low-mass supermassive black holes in low-mass galaxies can thus provide important constraints on the formation mechanisms of supermassive black holes in the early universe. For high-mass galaxies, the mass of the MBH appears to closely correlate with the properties of the bulge. Specifically, there is a correlation with the luminosity and mass of the bulge (Kormendy & Richstone 1995; Magorrian et al. 1998), but the strongest correlation was found to be between black hole mass and velocity dispersion of the stars in the bulge, the Mσ relation (Ferrarese & Merritt 2000; Gebhardt et al. 2000). The tightness of this relation implies some physical connection between the evolution of bulges and MBHs. Combined with the lack of an MBH in M33, this led to the suggestion that black holes may be absent from pure disk systems (Gebhardt et al. 2001; Merritt et al. 2001). The presence of a black hole in NGC 4395 defies this expectation. The galaxy is classified as an Sd galaxy (Sandage & Tammann 1981), thus with essentially no bulge (see also Appendix C), but from its broad nuclear emission lines, has been observed to contain a Seyfert 1 nucleus (Filippenko & Sargent 1989). A measurement of the mass of the central black hole in NGC 4395 helps our understanding of the co-evolution of galaxies and black holes in multiple ways—by adding to the statistics of MBHs in low-mass galaxies and thus understanding the Mσ relation and its scatter at low masses, by showing that MBHs can be present even in the complete absence of a bulge, and by exploring the demographics of MBHs in spiral galaxies.

The mass of the black hole in NGC 4395 has been estimated by a variety of methods. Using reverberation mapping, Peterson et al. (2005) estimated the mass to be M$\;=\;3.6\times {10}^{5}$ M. However, more recently, Edri et al. (2012) estimated the black hole mass using reverberation mapping to find M$\;=\;(4.9\pm 2.6)\times {10}^{4}$ M; the different mass estimates are almost entirely due to modeling assumptions. The conversion of a time delay to a black hole mass is based on a virial factor dependent on the broad-line region (BLR) geometry. This virial factor is often calibrated by assuming that reverberation mapping black holes masses follow the same Mσ relation as those in inactive galaxies for which BH masses can be measured from stellar dynamics (e.g., Onken et al. 2004). The estimates for NGC 4395's black hole mass therefore rely on two assumptions: (1) that the Mσ relation for quiescent, mostly early-type galaxies is still valid for the spiral galaxies typically probed by reverberation mapping, despite evidence of the contrary (Greene et al. 2010), and (2) that the BLR geometry remains similar at the lower mass inferred in NGC 4395. Evidence for a different mode of accretion has been suggested by NGC 4395's X-ray luminosity and variability (Moran et al. 1999, 2005; but see Nardini & Risaliti 2011).

Obtaining a mass measurement of the MBH in NGC 4395 in an independent and more direct way, such as dynamical modeling, is therefore important. However, the masses of BHs in low-mass galaxies are much harder to measure than in high-mass galaxies, partly because of the lower surface brightness of the host galaxy and because the sphere of influence, in which the gravitational potential is dominated by the mass of the black hole, is smaller, but often also because of radially varying stellar mass-to-light ratios (M/L) due to recent star formation or the presence of a nuclear star cluster (NSC; Rossa et al. 2006; Seth et al. 2006; Walcher et al. 2006; Carson et al. 2015).

Several authors have inferred black hole masses from modeling the nuclear gas kinematics in nearby massive galaxies (Macchetto et al. 1997; van der Marel & van den Bosch 1998; Verdoes Kleijn et al. 2000; Barth et al. 2001; Sarzi et al. 2001; Cappellari et al. 2002; Shapiro et al. 2006; Neumayer et al. 2007). Here, we present a dynamical measurement of the mass of the MBH and NSC in NGC 4395 using high spatial resolution adaptive optics assisted observations of the molecular gas kinematics from Gemini/NIFS. This is the lowest-mass MBH and, besides M60-UCD1 (Seth et al. 2014), the lowest-mass galaxy for which the black hole mass has been measured by dynamical modeling.

The structure of this paper is as follows. In Section 2, we describe the photometric data, which we use to determine the stellar mass density (Section 4), and the spectroscopic data, from which we determine the combined dark and luminous mass density by modeling the gas kinematics (Section 5). Throughout this paper, we assume that the distance to NGC 4395 is 4.4 Mpc, which is in between the Cepheid distance (which, depending on the choice of the period–luminosity relation is either 4.0 or 4.3 Mpc; Thim et al. 2004) and tip of the red giant branch (TRGB) distances (4.6 and 4.76 Mpc; Karachentsev et al. 2003; Jacobs et al. 2009).

2. DATA

2.1. Imaging Data

The center of NGC 4395 was imaged with Hubble Space Telescope (HST)/Wide Field Camera 3 (WFC3) in seven filter bands, ranging from the ultraviolet (UV) to the near-infrared (NIR). Instead of a broad V band, we used the medium-wide F547M filter to exclude most bright emission lines. The observations are summarized in Table 1. Each filter band consisted of at least four exposures with different dither positions. These data are part of a larger survey to infer the formation mechanisms of the nearest NSCs and have already been presented in Carson et al. (2015); however, to obtain optimal spatial resolution and better noise characteristics, we use a slightly different procedure to reduce the data.

Table 1.  Summary of HST/WFC3 Observations

  Expose Time Zeropoint ${A}_{\lambda }^{{\rm{a}}}$
Band (s) (mag) (mag)
F275W 8 × 150 22.6322 0.094
F336W 4 × 254 23.4836 0.077
F438W 4 × 148 24.9738 0.062
F547M 4 × 120 24.7477 0.050
F814W 4 × 100 24.6803 0.026

Note.

aThe extinction values ${A}_{\lambda }$ were obtained from Schlafly & Finkbeiner (2011).

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We drizzled the flat-fielded optical/UV images using the drizzlepac package in pyraf. We found good results in terms of resolution and noise by drizzling the optical images with a Lanczos3 kernel (with pixfrac set to 1 pixel). The World Coordinate System of the images was aligned to that of the F438W band using the tweakreg package, after which the aligned flat-fielded images were re-drizzled. The spatial alignment between the optical/UV bands is better than 0.1 pixel.

Although we also imaged NGC 4395 in the NIR with HST/WFC3, we did not use these data for this work since they have slightly lower resolution, whereas the separation of the active galactic nucleus (AGN) contribution from the light of the NSC requires superior resolution.

In addition to the WFC3 data, we also use archival HST/Advanced Camera for Surveys (ACS) F606W and F814W wide field camera (WFC) data. The F606W filter is important for identifying line emission since it contains Hα. The F814W ACS data are necessary to make a F606W–F814W color map. We drizzled the F606W and F814W data on the same grid as the WFC3 data so that we were able to use these data to mask emission line regions in the WFC3 images.

2.1.1. Point-spread Function (PSF)

PSFs were generated using TinyTim (Krist et al. 2011). This program generates raw PSFs, with the same geometric distortion as the flat-fielded HST/WFC3 images. Since we fit our Galfit models on the distortion-corrected drizzled images, we have to drizzle the PSF in the same way as the flat-fielded data. For each band, we therefore created four intermediate PSFs with TinyTim, with the same pixel offsets as the dither pattern of the actual observations. These intermediate PSFs were injected in the flat-fielded science frames, which we filled with zeros first. We drizzled these frames with the same parameters as the other imaging data, making sure that no sky subtraction was performed during the drizzling process. We found that, after drizzling, the final PSFs were not centered on a pixel center, and we therefore shifted the four offsets that were used as input for TinyTim until the drizzled PSFs were centered on a pixel center.

2.2. Spectroscopic Data

NGC 4395 was observed in the K band with Gemini/NIFS, an NIR image-slicing integral field spectrograph on Gemini-north (McGregor et al. 2003) with ALTAIR laser guide star adaptive optics. A nearby star was used to tune the slow focus for these observations. Data were taken on three separate nights in 2010: March 28, May 5, and May 22. Exposures were taken in an object–sky–object sequence, and a total of 12 × 600 s on-source exposures were taken. A telluric calibrator with a spectral type of A0V was taken on each night and used to remove telluric absorption.

Filippenko & Ho (2003) tried to measure the velocity dispersion of the NSC to constrain the black hole mass, but could only obtain an upper limit on the dispersion of 30 km s−1. To get a better measurement of the dispersion, we observed the NGC 4395 nucleus with NIRSPEC at the Keck II telescope. Unfortunately, the CO bandheads, which are typical of evolved stellar populations, were absent, probably because of the continuum emission of the AGN, so that we were unable to obtain a dispersion measurement from them. Since we do not use the NIRSPEC data for our analysis, we present the details of these data and the reduction procedures in Appendix A together with the details of our attempt to measure the dispersion from the CO bandheads in the NIFS data.

2.2.1. NIFS Data Reduction and PSF Determination

The data were reduced as described by Seth et al. (2010); initial reduction was done using tools from the IRAF Gemini package that were modified to enable propagation of the variance spectrum. The cubes were rebinned to a pixel size of $0\buildrel{\prime\prime}\over{.} 05\times 0\buildrel{\prime\prime}\over{.} 05$ using our own IDL version of NIFCUBE to make final data cubes for each night. The 12 data cubes were then combined after shifting the May data to match the March 28 data's barycentric velocity. The line-spread function (LSF) of the data was determined by reducing the sky cubes and combining them in the same fashion as the science data; the sky lines in each spatial pixel (spaxel) were then fit to Gaussians to obtain the variation in LSF across the chip; the FWHM of the LSF ranged from 4.0 to 5.0 Å across the chip with a median of 4.5 Å, a typical spectral resolving power of $\lambda /{\rm{\Delta }}\lambda \sim 4800$ at the wavelength of the H2 1–0 S(1) line used in our analysis.

The intensity, velocity, and velocity dispersion of the H2 1–0 S(1), H2 1–0 Q(1), and Brγ lines were determined by fitting each line with a Gaussian. We found that close to the center of the cluster, the Brγ line did not have a Gaussian shape, but could be fitted by two Gaussians: one with a narrow component ($\sigma \approx 40$ km s−1) and one with a broad component ($\sigma \approx 300$ km s−1). The width of the broad component suggests the emission originates from the BLR.

We used a Bayesian criterion to tell us where the data warranted a two-component fit to the Brγ line. At these positions, the Brγ line was fitted by a double Gaussian. To constrain the central potential of NGC 4395, we use the H2 1–0 S(1), which has the highest signal-to-noise ratio (S/N) of the two H2 lines. The H2 1–0 S(1) kinematic maps are shown in Figure 1. Although gas velocity dispersions can only be accurately determined for dispersions higher than ∼15 km s−1, we note that our results are not sensitive to the dispersion of the disk (see Section 5).

Figure 1.

Figure 1. H2 1–0 S(1) velocity and velocity dispersion fields. North is up, and east is left. White contours represent the intensity of the H2 emission, and black contours represent the total intensity in the KS band.

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To model the PSF for the kinematics, we use the continuum emission from the AGN. This is justified since we know from the absence of the CO bandheads that the continuum emission is made up almost completely of non-stellar emission (see Appendix A for more details). We have checked the width of the continuum against that of the flux from the broad-line Brγ emission and a star in the field. The FWHMs of these other components agree with the value of the continuum emission.

We note that, as in Seth et al. (2010), the PSF can be modeled as a combination of a Gaussian (with FWHM = 0farcs16), describing the instrumental PSF, and a Moffat profile, describing the seeing: ${\rm{\Sigma }}(r)={{\rm{\Sigma }}}_{0}/[{(1+{(R/{R}_{d})}^{2})}^{4.765}].$ We use ${R}_{d}=0\buildrel{\prime\prime}\over{.} 95$. The inner core of the PSF is slightly broader than the one used by Seth et al. (2010), which is probably due to the nucleus of NGC 4395, which was used for tip/tilt correction during the observations, being less bright. For the dynamical modeling, we decompose the profile into a multi-Gaussian expansion (MGE; Emsellem et al. 1994) since it allows for an easy deprojection.

3. STRUCTURAL PARAMETERS OF THE NSC

The motions of the molecular gas in NGC 4395's nucleus are determined by the gravitational potential, which depends on the mass of the MBH and the mass distribution of the stars around the MBH. There is no evidence that dense molecular gas in the center of NGC 4395 contributes much to the mass (Böker et al. 2011). In order to derive the stellar mass distribution around the central black hole, we model the surface brightness of the NSC in the WFC3 images with a parametric model. For this, we use the commonly used Sérsic model (Sersic 1968), which is given by

Equation (1)

Re is the effective radius and Ie is the surface brightness at that radius. The cuspiness of the profile is described by the Sérsic index n. We will use the Sérsic models of the NSC in the different filter bands to infer the stellar populations of the NSC (Section 4) and to generate the stellar potential (Section 5). To fit PSF-convolved Sérsic models to our data, we make use of Galfit (Peng et al. 2002).

The modeling of the NSC is complicated by several factors. First, part of the observed emission consists of continuum emission from the central accreting black hole. Because of the small spatial scale from which this emission originates, we model this as a point source; the relative flux in each band is, however, not well known. Second, a blue heart-shaped feature that was identified before by Matthews et al. (1999) is clearly seen extending horizontally across the NSC in the F606W–F814W color map made from the ACS data (Figure 2). The similar F547M–F814W WFC3 data show a much less dramatic color difference, and since the emission of this double-lobed structure is similar in morphology to the line emission in the NIFS data, we thus assume that this region is contaminated by narrow-line region emission from the AGN. Since the F606W filter contains [O iii], Hα, and Hβ, this emission is more prominent in the F606W–F814W color map than in the F547M–F814W color map. Although the emission line regions are brightest in our UV filters, they are clearly seen in the residual images of the other filters. There is thus no filter free of this emission. Third, the NSC is quite compact (${R}_{\mathrm{eff}}\sim 4$ pc; Carson et al. 2015), making distinguishing the AGN emission from that of the NSC somewhat degenerate. Of these complicating factors, the emission line region is the most difficult to deal with; in the following subsections, we use three separate methods to try eliminating this component from our fits; comparison of these methods gives us some sense of our systematic uncertainties in the fits. We will then use these models in our black hole mass determinations in Section 5.

Figure 2.

Figure 2. Color maps of the nucleus of NGC 4395. On the left, we show the F547M–F814W color map based on HST/WFC3 data. On the right, we show the F606W–F814W color map based on HST/ACS data. The asymmetric blue emission is probably due to line emission.

Standard image High-resolution image

For comparison, we also provide the structural parameters of the NSC obtained by Carson et al. (2015) from the same WFC3 data, but without dealing with the emission line region in a special way, in Table 2. The parameters of the NSC as determined by Carson et al. (2015) are sufficient for analyzing the global shape of the NSC. However, since the black hole mass is only a fraction of the NSC mass, a slight alteration of the density profile of the NSC by the emission line region could change the amount of mass at the center of the cluster, and thus change our black hole mass determination. A very accurate treatment of the emission line region is thus crucial for our dynamical modeling.

Table 2.  Best-fit Parameters

Band Magnitudea Effective Radius Sérsic Index Point-source Magnitude
  (mag) ('')   (mag)
Carson et al. (2015)
F336W 17.61 0.130 1.86 17.25
F438W 18.44 0.168 1.83 18.22
F547M 17.72 0.176 2.80 18.15
F814W 16.98 0.221 1.41 17.03
Emission line masking
F336W 18.42 0.150 2.25 16.80
F438W 18.63 0.150 2.25 17.93
F547M 17.90 0.150 2.25 17.99
F814W 16.89 0.150 2.25 17.10
Iterative residual subtraction
F336W 18.17 0.123 4.43 17.01
F438W 18.36 0.123 4.43 18.23
F547M 17.69 0.123 4.43 18.36
F814W 16.82 0.123 4.43 17.32
F275W subtraction
F336W 19.75 0.183 1.41 17.55
F438W 19.32 0.183 1.41 18.78
F547M 18.19 0.183 1.41 18.66
F814W 17.23 0.183 1.41 18.38

Note.

aMagnitude of the Sérsic component in the Vega system.

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3.1. Masking Emission Line Regions

The most obvious way to get rid of the emission line regions is by masking them out. We identify all central pixels in the F606W–F814W color map that are bluer than 0.38 mag and create a bad pixel map for Galfit based on these pixels.

We fit the light distribution of the NSC with a combination of a Sérsic profile and a point source. We first determine the Sérsic index and effective radius in the F547M band and then keep those fixed between different bands. We find a Sérsic index n = 2.25 and ${R}_{\mathrm{eff}}\simeq 3.6$ pc. We note that these values for the Sérsic are not atypical for NSCs: the Milky Way NSC has $n\approx 3$ and M32 has $n\approx 2.3$ (Graham & Spitler 2009).

3.2. Iterative Residual Subtraction

Instead of masking the regions, we can also try to model and subtract the emission line contribution in each filter. We tried to do this two ways. The first method, which we dub "iterative residual subtraction," makes use of the fact that the emission line regions show up as strongly positive residuals after fitting. For each band, we identified strongly positive residuals from our Galfit fit, with the bluest pixels still masked, as emission line regions. The thus created "emission line map" was then subtracted from the original image, which was then fit again with Galfit. This procedure was iterated a few times. It is a priori not clear that this procedure only identifies the non-axisymmetric emission since fitting with the wrong NSC model can also lead to the removal of stellar emission. We were therefore very careful in identifying at which intensity to clip, which unfortunately leads to some arbitrariness.

The final structural parameter data show a somewhat more compact NSC, with Sérsic index n = 4.4 and effective radius ${R}_{\mathrm{eff}}=3$ pc. The NSC is 0.07 mag brighter in the F814W band than with the masking method. Although it may seem counterintuitive that subtraction of the residuals would lead to a brighter NSC, the overall curvature and compactness of the surface brightness profile are significantly changed, resulting in this change in brightness.

3.3. Subtraction of the Emission Line Regions

Inspection of the F275W image suggests that the narrow-line emission contamination is most prominent in the F275W band, possibly due to the lack of stellar emission in these bands. Its isophotes are the most non-circular and resemble those of the Brγ emission in the NIR. Instead of masking the emission line regions, we therefore attempt to remove the emission line regions by subtracting the F275W image from the redder bands after appropriate scaling. Since the diffraction pattern in the F275W band is different from the other bands, we first subtract the central point source from the F275W band.

To scale the emission of the F275W band to the other bands, we assume that the emission line region is the narrow-line emission of the AGN. We therefore use a typical narrow-line emission spectrum from the well-studied nearby Seyfert 2 galaxy NGC 1068 (Spinelli et al. 2006) to determine the flux ratio between the F275W band and the redder bands. Subtracting the scaled point-source-subtracted F275W image from the other bands gave surprisingly good results in the F547M band, whereas the F814W band required another 5% scaling in the flux of the F275W band.

The best-fitting Sérsic profile, determined in the F547M band, has Sérsic index n = 1.4 and ${R}_{\mathrm{eff}}=4.4$ pc. The luminosity of the NSC is lower than for the other two methods: compared to the masking method the NSC is 30% fainter in the reddest band and in the bluer bands even more. We note that it is possible that some of the subtracted F275W emission is in fact stellar.

3.4. Preferred Structural Model

We summarize the structural parameters found for the four different colors using the three different methods, together with the results of Carson et al. (2015), in Table 2. To assess which method describes the cluster profile the best, we compare how the models fit the outer, unmasked portion of the NSC. We avoid consideration of the inner parts of the fit because the iterative residual subtraction gives a low ${\chi }^{2}$ by construction. We therefore decided to calculate a ${\chi }_{\nu }^{2}$ with

Equation (2)

where the good pixels are all unmasked pixels (determined from the bad pixel map of the masking method) in an annulus of 4–20 pixels from the cluster center, corresponding to roughly 1–5 ${R}_{\mathrm{eff}}$. Here, ${I}_{i}$, Modeli, and ${\sigma }_{i}$ denote the observed intensity, model intensity, and observational uncertainty of each pixel value.

The masking and iterative residual subtraction method have the lowest ${\chi }^{2}$ per pixel values (4.3 and 4.1); the ${\chi }^{2}$ of the F275W subtraction method is slightly higher (4.7). Given the small difference in performance between the masking method and the iterative subtraction method, we adopt the simpler approach and use the results from the masking method as our preferred NSC parameters in our dynamical modeling. To get a sense of the systematic uncertainty in our BH mass measurements due to the poorly constrained NSC profile, we also perform dynamical modeling using NSC parameters from the other two methods. The profiles of all uncolvolved Sérsic models of the NSC are shown in Figure 3, as well as a PSF-convolved model including the central point-source emission.

Figure 3.

Figure 3. Unconvolved Sérsic models of the nuclear star cluster, derived from fitting the F547M band by masking the line emission, iteratively subtracting residuals, and subtracting the scaled F275W image. We also show the data overplotted on the PSF-convolved Sérsic + point-source model that was derived by masking the line emission. The red vertical line shows the effective radius of this Sérsic model of the NSC.

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4. STELLAR POPULATION SYNTHESIS MODELING

An important constraint on the mass of the NSC comes from the analysis of its stellar populations. Although the magnitudes of individual bands vary depending on the fitting method and masking, some of the colors are surprisingly constant. In particular, the F547M–F814W color is 1.0, 0.87, and 0.96 for the three methods that do deal with the emission line regions. The F336W–F438W colors, however, show a bigger spread with F336W–F438W = −0.21, −0.19, and 0.33.

To constrain the mass of the NSC, we need to infer its stellar M/L in a certain band. A common choice for this is the reddest band since it is least sensitive to the presence of young stellar populations and extinction. We therefore infer the M/L of the cluster in the F814W band.

We make use of the Flexible Stellar Population Synthesis code (FSPS; Conroy et al. 2009) to calculate colors and masses of stellar populations with a range of metallicities and ages. We select four metallicities, which cover a very metal-poor scenario ($\mathrm{log}Z/{Z}_{\odot }=-1.50$), a metal-poor scenario ($\mathrm{log}Z/{Z}_{\odot }=-0.69$), solar metallicity ($\mathrm{log}Z/{Z}_{\odot }=0.0$), and super-solar metallicity ($\mathrm{log}Z/{Z}_{\odot }\;=\;+0.20$), and 180 different ages, logarithmically spaced between 100 Myr and 15 Gyr.

We assume the initial mass function (IMF) of Kroupa (2001). FSPS takes into account that the mass of the cluster evolves over time; we assume that all stellar remnants are contained within the cluster but do not calculate the mass in gas since it is not clear that this gas is still present. We then let FSPS make photometric predictions for four of our five optical bands. We exclude F275W because of the large fraction of likely non-stellar emission.

4.1. Single Stellar Population (SSP) Fits

As a first attempt, we fit an SSP to the magnitudes derived with the Galfit fits. The photometric uncertainties on the data are small, typically 1%. This uncertainty does not reflect the systematic errors such as model mismatch or remaining line emission. The uncertainty therefore represents a lower limit on the real uncertainty.

We use the ${\chi }^{2}$ as our figure of merit for the fits. For each age and metallicity in the library, we calculate the predicted magnitudes, given a stellar mass. An M/L is then calculated by dividing the F814W luminosity by the mass, which can be different by a few percent from the theoretical M/L from the stellar library since it allows for a statistical error in the F814W band luminosity.

Figure 4 shows a probability distribution function of the fitted M/LF814W. The best-fitting SSP is old and metal poor. The ${\chi }^{2}$ of individual fits is not perfect in the sense that the reduced ${\chi }_{\nu }^{2}\gt 1$. An old metal-poor population provides a better fit than a younger metal-rich population. The age and metallicity of the NSC in this scenario would be consistent with the NSC being built up from accreted globular clusters (Lotz et al. 2001; Antonini 2013).

Figure 4.

Figure 4. Normalized probabilities of the mass-to-light ratios of single and composite stellar populations. An SSP fit to the colors of our favorite structural model (thin black line) prefers a relatively metal-poor and old population because old metal-rich populations underestimate the emission in the bluest bands. The range of M/LF814W for composite populations (thick line) is broader since metal-rich populations in combination with young populations can now also fit the data. Although scaled to a common value for this plot, the likelihood of the CSP fit is higher than that of the SSP fit (${\rm{\Delta }}{\chi }^{2}\approx 7$). The CSP fits to the colors of the other two structural models are shown as a green dotted line (for the iterative residual subtraction method) and a red dashed–dotted line (for the F275W subtraction method). We also show as a histogram the empirical mass-to-light ratios of M31 GCs in the I band, based on data from Strader et al. (2011) and the Revised Bologna Catalogue.

Standard image High-resolution image

4.2. Composite Stellar Population (CSP) Fits

Although it is possible that the NSC formed from old metal-poor globular clusters, sitting at the galaxy center it is very likely to have been exposed to gas accretion and subsequent star formation (Seth et al. 2006; Walcher et al. 2006). A more physical mass model of the NSC should therefore include the possibility of an additional younger population. We therefore consider CSP fits where we assume that the NSC is built up from two components: an old and metal-poor component, which probably contains most of the mass and a younger component with equal or higher metallicity. For each possible combination of metallicities and ages, we calculate the best-fitting weights of the two stellar populations from our four photometric bands and use this to obtain a likelihood and an M/L in the F814W band for each metallicity and age combination. We show the normalized likelihoods of the fitted M/LF814W from CSPs as a thick solid line in Figure 4, together with the 68% confidence interval. For SSP fits, an M/LF814W up to 2 was allowed. For composite populations, higher M/Ls are also allowed. The reason for this is that it is now possible to fit the red part with an old metal-rich population, which has a slightly higher M/L than the old metal-poor population. We note that it is possible that the emission line contamination in the blue bands mimics a young stellar population. Whether this contamination is from young stars or emission lines is in reality not very relevant though because neither would contain much mass.

The best-fit CSP models have a main component of solar metallicity and intermediate age (3 Gyr) combined with a young component. This would point to a scenario in which the nuclear stellar cluster was built up locally from enriched gas and continues forming stars, albeit at a low level.

4.3. Empirical M/L

Observations of globular clusters suggest that SSP models with a standard IMF may not accurately predict the M/L of old systems (Strader et al. 2009, 2011). Although we do not know how the nucleus of NGC 4395 formed, the colors of the cluster are consistent with those of globular clusters, thus motivating us to examine empirical constraints on the M/L from globular clusters.

We use the sample of GCs in M31 of Strader et al. (2011) for which dynamical masses have been calculated. We then look up the corresponding I-band magnitudes in the Revised Bologna Catalogue (Galleti et al. 2004); correct these for extinction, as in Strader et al.; and convert the I-band magnitude to F814W magnitude. This yields 177 unique sources, for which we can determine the M/L in the F814W band. As in Strader et al., we use the virial mass as an indicator of the dynamical mass of the cluster.

It is known that the M/L of globular clusters varies as a function of luminosity; low-mass globulars are sensitive to dynamical processes that can alter their M/L (Kruijssen & Mieske 2009). We therefore chose to use only globular clusters heavier than 106 ${M}_{\odot }$ and with color $0.8\lt V-I\lt 1.0$ since our $V-I$ color determination of NGC 4395's cluster is the most robust and least affected by possible additional young stellar populations. We show the distribution of empirical M/LF814W inferred for these 14 clusters in Figure 4.

The empirical M/LF814W of the GCs varies from 0.5 to 3.0 ${M}_{\odot }$/L${}_{\odot }$ and peaks between ~1 and 1.5 ${M}_{\odot }$/${L}_{\odot }$, consistent with the M/Ls from the theoretical stellar populations analysis. We note that including GCs with colors outside our chosen color range does not change the peak value or width of the histogram. As the sources shown here are the most massive GCs, it is possible that some of these contain MBHs and therefore have elevated M/L (Mieske et al. 2013; Seth et al. 2014). Nevertheless, we can conclude that the empirically derived I-band M/L of massive GCs and the M/L of NGC 4395's NSC derived from stellar population synthesis modeling are in excellent agreement with each. Therefore, for our dynamical modeling, we use the constraint from the CSP modeling that the M/LF814W is 1.3 ± 0.6 (1σ uncertainty).

5. GAS DYNAMICAL MODELING

The left panel of Figure 1 shows the line-of-sight velocity of the molecular hydrogen gas. The kinematics show a clear rotational signal, with a position angle (P.A.) of $\sim -75^\circ $ that is almost orthogonal to the P.A. of $\sim 28^\circ $ found for the radio jet (Wrobel & Ho 2006).

To find the best-fitting potential, we adopt the commonly used assumption that the gas is on circular orbits around the black hole (Bertola et al. 1998; Barth et al. 2001; Neumayer et al. 2007; Seth et al. 2010). In this case, the circular velocity of the gas is only proportional to the enclosed mass. We assume a spherically symmetric density profile, but note that the NSC appears to be slightly flattened ($q\approx 0.95$). We characterize the light profile of the cluster using a spherical multi-Gaussian expansion (MGE) model (Bendinelli 1991). We create the MGE using the code from Cappellari (2002) to fit the 1D surface brightness profile of our Galfit models in the F814W band. The MGE of our prefered structural model is tabulated in Table 3.

Table 3.  Multi-Gaussian Expansion of the Light Profile of the NSC in the F814W Band

Component Number Surface Luminosity Dispersion
  (${L}_{\odot }$/pc2) ('')
1 92502 0.00082
2 102553 0.0027
3 94608 0.0076
4 70342 0.019
5 40710 0.042
6 17737 0.086
7 5653 0.16
8 1288 0.28
9 206 0.47
10 23 0.75
11 1.7 1.14
12 0.08 1.71
13 0.001 2.65

Download table as:  ASCIITypeset image

We then derive the stellar density profile, $\rho (r)$, by deprojecting the MGE of the stellar surface brightness profile in the F814W band, ${\rm{\Sigma }}(R)$, and multiplying by a dynamical M/L:

Equation (3)

Equation (4)

where R and r are the projected and intrinsic radius, Li the luminosity of each Gaussian, $(M/L)$ the dynamical M/L of each Gaussian (which varies between dynamical models but is the same for all Gaussians of the MGE), and ${\sigma }_{i}$ the dispersion of the Gaussian component.

The gas disk orbiting in this potential is built up from rings, each with its own P.A. and major axis, but all concentric. We assume a single inclination for all rings (see below). Neither the kinematic observations nor the H2 gas morphology provide any indication that the disk is eccentric.

We use Kinemetry (Krajnović et al. 2006) to analyze our two-dimensional molecular gas velocity field. The algorithm assumes the velocity field can be described by a series of ellipses with varying maximum line-of-sight velocity, P.A., ellipticity, and semi-major axis. Along each ellipse, the velocity is modulated by a cosine term. Kinemetry determines the best-fitting set of concentric ellipses and provides us thus with a line of nodes (semi-major axis, PA, q) and the maximum velocity of each ellipse. The line of nodes is used as an ansatz in our modeling code to generate a model velocity field. During the course of this work, we found that our models performed better with a fixed axis ratio for all ellipses. We therefore use a single inclination for all rings. For each radius, we calculate the circular velocity using ${v}_{{\rm{c}}}^{2}={rd}{\rm{\Phi }}/{dr}$. For the MGE, this equation becomes

Equation (5)

with ${M}_{\mathrm{MGE}}(r)$ given by Equation (49) in Cappellari (2008). Given a ring's inclination and P.A., the line-of-sight velocity at each position along the ring is then calculated by multiplying the velocity with the cosine of the angle along the ellipse (the true anomaly) and the sine of the inclination. We determine the values of the line-of-sight velocity for a $10\times $ oversampled grid in (xy) coordinates by interpolating between the rings.

Since the H2 kinematics are well described by single Gaussians, with dispersion values below the resolution of the spectrograph, we decided to predict the intensity weighted mean velocity $\langle {Iv}\rangle $ instead of the peak velocity of a line with a possibly complex structure. Besides a model velocity field ${v}_{m}(x,y)$, each model also has an associated broadening field with it, ${\sigma }_{m}(x,y)$, which describes the intrinsic dispersion of the H2 gas. Inside the telescope, the light distribution of each frequency is convolved with the PSF. The observed data cube Z can thus be described by

Equation (6)

with $I(x,y)$ the (deconvolved) intensity field of the source and $\phi (x,y,v)$ a position dependent function,

Equation (7)

describing the velocity v of the disk at location ($x,y$) and the thermal and turbulent broadening of the velocity field ${\sigma }_{m}$. The mean velocity can thus be found by integrating $Z(x,y,v)\cdot v$. Since v is not dependent on the position, we can change the order of integration:

Equation (8)

To simulate the NIFS observations, we can thus multiply the velocity field by the oversampled deconvolved intensity field of the H2 gas and convolve this with the oversampled NIFS PSF. We rebin the convolved field to the size of NIFS pixels and divide it by the convolved intensity field to find the predicted velocity for each NIFS pixel.

We note that this is computationally a significantly faster way to calculate the first moment than the full line modeling since this involves doing several PSF convolutions for all velocities. However, this faster method will break down when the velocity at the peak of the emission line (which is approximately what we measure by fitting a Gaussian during the NIFS data analysis) is no longer close to the average velocity of the line (as defined by Equation (8)).

If the gas disk is partly supported by internal pressure, the black hole mass in the cold disk scenario is underestimated. From Figure 5, it appears that pressure could be contributing significantly. However, the instrumental dispersion of NIFS is ${\sigma }_{\mathrm{inst}}\sim 25$ km s−1; from previous measurements, we have found that dispersion values below 15 km s−1 are not reliable. The non-central areas with the highest S/N also show the lowest dispersion values, close to 5 km s−1, indicating that the dispersion in the other parts may also be lower. Full line modeling of our best-fit model shows that there is no need for an additional pressure term.

Figure 5.

Figure 5. Maximum line-of-sight velocity (${v}_{{\rm{rot}}}\mathrm{sin}(i)$) and observed velocity dispersion (σ) as a function of radius, determined with Kinemetry. Values of σ below 15 are generally not reliable, as these values are well below the instrumental resolution of NIFS ($\mathrm{FWHM}=60$ km s−1). Also shown is the velocity corrected for the best-fit inclination (${v}_{{\rm{rot}}}$).

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Figure 6.

Figure 6. Same as Figure 1, but now for the model velocity and dispersion field. In the bottom panels, we show a horizontal cut through the velocity and dispersion fields. The data are shown with black error bars, and the model fields are shown with a red dashed line. Although the dispersion was not fit in our models, the peak is reproduced at the right magnitude. Note that we consider values for the velocity dispersion $\sigma \lt 15$ km s−1 to be unreliable.

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5.1. Fitting

Our dynamical models have the following free parameters.

  • 1.  
    The dynamical M/L of the NSC in the F814W band. We use a logarithmic scale between 0.5 and 5.
  • 2.  
    The mass of the IMBH. We assume that this mass is between 103 and 107 ${M}_{\odot }$ logarithmically scaled.
  • 3.  
    The inclination of the system. Although Kinemetry provides us with an ellipticity of each ring, which we convert to an inclination, we also try out configurations with a constant (possibly negative) angle added to all rings and with all rings fixed to a single inclination value.

Each point in this parameter space corresponds to a dynamical model. The likelihood of each data pixel is calculated from the squared difference of the observed and predicted velocity divided by the uncertainty of the observed velocity. In Figure 1, a bright region is visible west of the nucleus at offset 0.5–1.5 arcsec. We exlude therefore all pixels with X offset higher than 1.0 arcsec from the fit. We also exclude velocities with uncertainties higher than 5 km s−1. For these uncertainties, fluctuations in the sky can cause systematic errors in our velocity determinations. This mainly affects isolated pixels of low S/N in Figure 1.

5.2. Results

We created dynamical models for 25 different inclinations, each sampling 25 × 25 models in black hole mass and M/L. The M/L and black hole mass were sampled logarithmically. Figure 7 shows the likelihood of these models, projected by taking the maximum likelihood along the inclination axis or the M/L axis. Our dynamical models seem to prefer a configuration in which the gas disk has M/L${}_{{\rm{F}}814{\rm{W}}}=1.3$ and inclination of 37°. The M/LF814W value is in good agreement with the stellar population analysis above. The reduced ${\chi }_{\nu }^{2}$ of our best-fit model is 3.9. A ${\chi }_{\nu }^{2}$ value $\gt 1$ is not unexpected with our simplifying modeling assumptions. We therefore scale the ${\chi }^{2}$ of our models so that the best-fit model has ${\chi }_{\nu }^{2}=1$. For our 3σ confidence limits, we select models for which the rescaled ${\chi }^{2}$ is within ${\rm{\Delta }}{\chi }^{2}=14$ (3 degrees of freedom) of our best-fit model's ${\chi }^{2}$.

Figure 7.

Figure 7. Results of dynamical models while using photometric model B. The plots show the likelihood of the data for models with free inclination, M/L, and black hole mass plotted. Left: as a function of M/L and black hole mass, maximized for inclination. Right: as a function of inclination and black hole mass, maximized for M/L. Contours encompass models within 1σ and 3σ distance from the best-fit model.

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We have combined the results of the CSP models with dynamical constraints. In Figure 8, we show the results of this combination. The 1σ contours do not change much compared to the fits based on dynamical models only since the best-fit dynamical models agreed almost exactly with the best-fit stellar population synthesis models, the joint analysis helps to exclude models with low inclination and low black hole mass. From the combined modeling of the stellar populations of the NSC and the dynamics of the molecular gas, we find a best-fit black hole mass of $M={4}_{-3}^{+8}\times {10}^{5}$ M (3σ uncertainties). The velocity field of the best-fit model is shown in Figure 6. For the parameters of this model, we also did the full line modeling so that we could calculate the dispersion field. The central dispersion is accurately reproduced by this model, together with the depressions in dispersion along the H2 disk, without adding any intrinsic dispersion for the gas. This shows that our modeling of a cold disk is justified.

Figure 8.

Figure 8. Results of dynamical models combined with constraints from stellar population synthesis models.

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The modeling results for different structural parameters of the NSC are shown in Figures 11 and 12 in Appendix B. For the iterative residual subtraction method, we find a BH mass similar to $M={3}_{-2.4}^{+7}\times {10}^{5}$ M, which is very close to the mass found using the masking method. The F275W subtraction method for determining the potential gives a higher black hole mass of $M={7}_{-5}^{+8}\times {10}^{5}$ M.

6. DISCUSSION AND SUMMARY

6.1. Uncertainties and Systematic Errors in Our Mass Determination

Several components of our modeling procedure are prone to systematic errors; the structural parameters of the cluster are uncertain, we are making simplifying assumptions about the shape of the potential, and it is possible that the observed gas does not trace the gravitational potential.

The largest uncertainty comes from our poor knowledge of the structural parameters of the cluster. Despite this, dynamical modeling with the different structural models from Section 3 for the potential of the NSC yields best-fit black hole masses that agree with our preferred model to within 1σ. However, our analysis relies critically on the assumption that we can separate the continuum emission of the AGN, which is ${L}_{{\rm{F}}814{\rm{W}}}\approx 1.3\times {10}^{6}$ ${L}_{\odot }$, from the stellar emission of the cluster ${L}_{{\rm{F}}814{\rm{W}}}\approx 1.6\times {10}^{6}$ ${L}_{\odot }$.

The kinematic signature observed in the H2 gas does not necessarily have to be a rotating disk; it could also be tracing a weak outflow. However, there are a number of lines of evidence that suggest this is unlikely.

  • 1.  
    The H2 emission in other Seyfert galaxies is known to trace gas disk components (e.g., Hicks et al. 2009, 2013; Riffel et al. 2009).
  • 2.  
    The analysis of the velocity field with Kinemetry shows that the velocity along each ellipse follows almost a perfect cosine. An outflow would not necessarily have the same signal.
  • 3.  
    Wrobel & Ho (2006) present radio continuum observations of the central parsecs of NGC 4395 and find an elongated structure, possibly an outflow, along a P.A. of 28°, more or less orthogonal to the rotation axis of the H2 disk. The orientation of this jet structure suggests a disk interpretation for the H2 gas instead of an outflow.

In our models, we assume that the cluster is spherical and that the gas is not pressure supported. Loosening the first assumption could lower the black hole mass by a few percent. Introducing a pressure component will increase the black hole mass.

6.2. Comparison to Previous Measurements

With the exception of M32 (Verolme et al. 2002), NGC 7457 (Gebhardt et al. 2003), and M60-UCD1 (Seth et al. 2014), very few dynamical mass measurements of MBHs in galaxies with low velocity dispersions exist (Kormendy & Ho 2013; McConnell & Ma 2013). For most galaxies with dispersion below 100 km s−1, masses have been determined using the reverberation mapping method. The formula to determine the mass is usually written as

Equation (9)

where ${\rm{\Delta }}t$ is a delay time between variation of continuum and line. The first bracketed term is thus a measure of distance from the black hole. ${\rm{\Delta }}v$ is a proxy of the average rms velocity of the line-emitting gas. For non-Gaussian line shapes, it is not clear what quantity should be used here, FWHM or σ. Virialization normalization factor f is usually called the f-factor and is often calibrated against the Mσ relation for high-mass AGNs (but see Ho & Kim 2014).

Three mass estimates for the black hole in NGC 4395 were carried out using this technique, but with different data. Peterson et al. (2005) used the C iv line in the UV to estimate the time lag and converted this to a black hole mass using f = 5.5 (based on high-mass AGNs) and using the velocity dispersion σ of the line for ${\rm{\Delta }}v$ (which in this case was very similar to the FWHM). This mass measurement was confirmed by Desroches et al. (2006) using Hα RM, although their measurement was not significant. Edri et al. (2012) used broadband reverberation mapping, which targets an individual line, in this case Hα, but uses a broadband filter to measure the variation in the line. These authors used f = 0.75, based on a simple virial estimate of a spherical BLR, and used instead the FWHM of the line. Our black hole mass estimate is in agreement with the estimate by Peterson et al., suggesting that a high f-factor may be applicable in this particular case.

In addition to the RM estimates, several additional BH mass estimates have been made for NGC 4395. Several of these studies use estimates of the BLR size from the AGN continuum and then use a line width to derive a mass. Lira et al. (1999) estimate the black hole mass to be 5 × 105 M(assuming a distance to NGC 4395 of 5 Mpc), based on the width of the Hβ line and their estimate of the bolometric luminosity of the AGN; Kraemer et al. (1999) estimate a mass of $1.5\times {10}^{5}$ M (at 2.6 Mpc distance) based on Hβ and a size estimate of the BLR from photoionization models. Using Hβ and the BLR size–luminosity relation of Kaspi et al. (2000), Filippenko & Ho (2003) estimate a mass 104 M. Most recently, La Franca et al. (2015) estimated a mass of 2 × 105 M based on the width of the Paβ line.

A relation between black hole mass, bolometric luminosity, and break frequency of the X-ray power spectrum has also been developed (McHardy et al. 2006). In NGC 4395, the break frequency was measured to be ∼2 × 10−3 Hz (Vaughan et al. 2005). If we use the bolometric luminosity from Lira et al. (1999; $1.2\times {10}^{41}$ erg s−1), we find a black hole with mass $M=5\times {10}^{4}$ M, which is significantly lower than our estimate. However, there are some indications that the X-ray luminosity is underestimated due to extinction (Nardini & Risaliti 2011) so that it is possible that the bolometric luminosity is in fact higher, which would increase NGC 4395's black hole mass estimate from the McHardy relation.

6.3. A Well-measured Black Hole Mass in a Bulgeless Galaxy

NGC 4395 is currently the only bulgeless galaxy with a dynamically measured black hole mass. Here, we compare this galaxy to two similar bulgeless galaxies that appear to lack MBHs.

At a distance of 4.4 Mpc, NGC 4395's absolute magnitude is ${M}_{B}=-17.65$ mag and ${M}_{V}=-18.10$ mag, slightly less luminous than M33, and similar to NGC 4244, a highly inclined Sc galaxy that lies at the same distance from Earth. NGC 4244 and NGC 4395 have similar maximum rotation velocities (${V}_{\mathrm{max}}\approx 90$ km s−1; Olling 1996; Swaters et al. 1999) that are 20 km s−1 lower than M33's. Although all three galaxies have similar morphological properties, NGC 4395 is the only galaxy with an obvious MBH. The upper limit on the mass of the MBH in NGC 4244 is 5 × 105 M (De Lorenzi et al. 2013) and for M33 is as low as a few thousand solar masses (Gebhardt et al. 2001; Merritt et al. 2001). The masses of the NSCs in M33 (1.4–2.1 × 106 M; Kormendy & McClure 1993; Hartmann et al. 2011) and NGC 4395 are essentially the same, whereas the NSC of NGC 4244 is five times heavier ($1.1\times {10}^{7}$; Hartmann et al. 2011; De Lorenzi et al. 2013). Despite having a black hole at its center, NGC 4395 has succeeded in producing an ordinary NSC with a mass typical of those in late-type galaxies (Seth et al. 2008). NGC 4395's I-band central surface brightness is, as expected, slightly lower than M33's. The only obvious difference between NGC 4395 and these other two galaxies is the kinematic lopsidedness of NGC 4395. Lopsidedness, however, is not an uncommon feature among late-type spiral galaxies (Matthews et al. 1998).

It is interesting to see how NGC 4395's black hole mass fits in with scaling relations of MBHs in more massive galaxies. NGC 4395 is not a dispersion-dominated galaxy, and we do not know the value of its velocity dispersion. Comparing it to the Mσ relation would thus not be very useful. However, Kormendy & Ho (2013) derive a relation between black hole mass and the K-band luminosity of the bulge (M–L), with which we can compare our measurement. In Appendix C, we perform a photometric decomposition of NGC 4395. Although we believe that the central upturn in the light profile of NGC 4395 is due to a bar, we can use the luminosity of the bar as an upper limit on the luminosity of the bulge and compare the black hole mass with this upper limit. We do not know the K-band luminosity of the bar. To convert our i-band measurement of $L=4.1\times {10}^{7}$ ${L}_{\odot }$ to K band, we use $i-I=0.4$ (Jordi et al. 2006) and $I-K=2$, which is common for old stellar populations and is probably redder than the actual color of the bar (Peletier & de Grijs 1998). Formula 2 in Kormendy & Ho (2013) then predicts a black hole mass $M=1.6\times {10}^{5}$ M. Given the intrinsic width of the M–L relation and the uncertainties in our black hole mass measurement, we conclude that although a factor of three higher, our mass measurement is not inconsistent with the M–L relation.

6.4. Summary

We presented dynamical models of the center of the nearest Seyfert 1 galaxy NGC 4395. NGC 4395 was the first bulgeless galaxy known to host an AGN and still has the most secure detection of an intermediate-mass black hole (M $\lt {10}^{6}$ M), although with considerable discussion about its exact mass.

Our high-resolution HST/WFC3 data enabled us to model the morphology and M/L of the compact NSC at the center of NGC 4395. After correcting for the asymmetric contribution of emission lines to the cluster light, we find that the cluster is almost spherical (in projection). The range of M/L of the cluster that we inferred from CSP models is in excellent agreement with those found for globular clusters in M31.

Combining our HST imaging data with adaptive optics assisted NIR integral field data of the cluster, we model the dynamics of the molecular gas. Our best-fitting dynamical models contain an intermediate-mass black hole with mass $M={4}_{-3}^{+8}\times {10}^{5}$ M (3σ uncertainties). We characterize the influence of the uncertainty in the stellar potential on our measurement and find that it leads to changes in the black hole mass by less than 1σ. Our mass estimate is in excellent agreement with the mass estimate from reverberation mapping by Peterson et al. (2005), but significantly higher than the more recent estimate from Edri et al. (2012) and estimates based on accretion.

M.d.B. thanks Tom Maccarone for pointing out relevant references and Jenny Greene for comments on the manuscript. A.C.S. is supported by NSF CAREER grant AST-1350389. Research by A.J.B. is supported by NSF grant AST-1412693. M.C. acknowledges support from a Royal Society University Research Fellowship. V.P.D. is supported by STFC Consolidated grant ST/J001341/1. Support for HST program GO-12163 was provided by NASA through a grant from the Space Telescope Science Institute, which is operated by the Association of Universities for Research in Astronomy, Inc., under NASA contract NAS 5-26555. Based on observations obtained at the Gemini Observatory, which is operated by the Association of Universities for Research in Astronomy, Inc., under a cooperative agreement with the NSF on behalf of the Gemini partnership: the National Science Foundation (United States), the National Research Council (Canada), CONICYT (Chile), the Australian Research Council (Australia), Ministério da Ciência, Tecnologia e Inovação (Brazil), and Ministerio de Ciencia, Tecnología e Innovación Productiva (Argentina). Some of the data presented herein were obtained at the W. M. Keck Observatory, which is operated as a scientific partnership among the California Institute of Technology, the University of California, and the National Aeronautics and Space Administration. The Observatory was made possible by the generous financial support of the W. M. Keck Foundation. The authors wish to recognize and acknowledge the very significant cultural role and reverence that the summit of Mauna Kea has always had within the indigenous Hawaiian community. We are most fortunate to have the opportunity to conduct observations from this mountain.

APPENDIX A: STELLAR VELOCITY DISPERSION: NIRSPEC AND NIFS DATA

The stellar velocity dispersion of the nuclear cluster in NGC 4395 is a parameter of interest for dynamical modeling of the cluster providing a constraint on the total mass of the system (e.g., Barth et al. 2009; Neumayer & Walcher 2012).

To date, the only direct constraint on the velocity dispersion of this cluster is a measurement of $\sigma \lt 30$ km s−1 by Filippenko & Ho (2003) based on high-dispersion optical spectroscopy around the Ca ii triplet obtained with HIRES at the Keck Observatory. As an attempt to measure σ directly, we obtained NIR observations with the NIRSPEC spectrograph (McLean et al. 1998) at the Keck II telescope.

NIRSPEC observations were obtained during the first half of two nights, 2010 March 28–29 UT, using the NIRSPEC echelle mode with a $0\buildrel{\prime\prime}\over{.} 72\times 12^{\prime\prime} $ slit. Weather was clear and the seeing was excellent, with focus runs giving FWHM of $\approx 0\buildrel{\prime\prime}\over{.} 4$ on stellar images. On the first night we observed NGC 4395 in the NIRSPEC-7 (K-band) filter, and during the second night the NIRSPEC-5 (H-band) filter was used. The galaxy nucleus was nodded along the slit between successive exposures for sky subtraction, with individual exposure times of 300 or 600 s, and the slit was held at a fixed P.A. of 120°. The total on-source exposure time was 2.0 hr in the K band and 2.3 hr in the H band. We observed A0V stars as telluric calibrators and several K and M giant stars as velocity templates. Arc lamp and flat-field exposures were obtained at the start and end of each half-night.

Reductions were carried out using the NIRSPEC REDSPEC pipeline. For the K-band data, we focused on the spectral order containing the primary CO bandhead at 2.2935 μm since this is the main feature of interest for measuring σ. In this spectral order, the dispersion is $3.33\times {10}^{-5}$ μm pixel−1. Extracted spectra were wavelength calibrated and flux calibrated using arc lamp and A0V star exposures, and individual exposures were combined to give a weighted average spectrum. Figure 9 shows the CO bandhead region spectrum of the NGC 4395 nuclear cluster and of a K3III giant for comparison. Over this region, the NGC 4395 spectrum has S/N = 23 pixel−1. There is no detected CO bandhead feature in NGC 4395. If 95% of the spectrum were coming from the AGN, we would not be able to detect CO features at a velocity dispersion of 30 km s−1. If the AGN contributes only 65% of the flux, the features would be clearly visible. Apparently the NIR spectrum of the NGC 4395 nucleus is so dominated by the AGN (and possibly by a contribution from young, hot stars) that the CO features are diluted to the point of being invisible in the integrated light of the cluster and AGN. This domination of the AGN continuum in the near IR is supported by the ground-based NIR observations of Minezaki et al. (2006), which show clear variability in NGC 4395's integrated nuclear flux by a factor $\gt 2$.

Figure 9.

Figure 9. Normalized NIRSPEC spectra of the NGC 4395 nucleus and a K3III star. The wavelength of the first CO bandhead is 2.2935 μm. We also show the expected spectrum of the nucleus based on modeling of the K3III star for 65% (blue dashed line) and 95% AGN contribution (red dotted line) and a velocity dispersion of $\sigma =30$ km s−1. The AGN is clearly dominating the spectrum. This domination of the continuum component is also easy to discern from the Gemini/NIFS data shown in Figure 10, where even in the least AGN-dominated aperture, the line depths of the CO bandheads are at most a few percent.

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The H-band spectrum is significantly noisier and also does not show any stellar absorption features from the cluster.

We also searched our NIFS data for signs of the CO bandhead. We tested various annuli for signs of the CO bandheads. Annular spectra with radii between $0\buildrel{\prime\prime}\over{.} 15$ and $0\buildrel{\prime\prime}\over{.} 35$ show the strongest signs of the first CO bandhead. Only the first CO bandhead is seen at a depth of 3%, and the line is at a redshift of 317 km s−1, within a couple of km s−1 of the redshift of the galaxy derived from H i gas (Haynes et al. 1998). The formal fit to the dispersion of the system suggests a dispersion of the system <30 km s−1; however, due the weakness of the line, the lack of additional CO bandhead features and Ca viii emission line contamination of the second CO bandhead (see Figure 10), we regard this measurement as less reliable than the Calcium triplet measurement shown in Filippenko & Ho (2003).

Figure 10.

Figure 10. Normalized NIFS spectrum of the NGC 4395 nucleus. The first two CO bandheads are marked by the dashed lines. Also marked (by dotted lines) are the H2 3–2 S(2) line at 2.28703 μm and the Ca viii line at 2.32204 μm.

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It would still be extremely desirable to measure the velocity dispersion of this cluster, but it is probably necessary to couple such a measurement with monitoring of the flux level of the AGN to ensure minimal dilution of the spectral features by the AGN component.

APPENDIX B: DYNAMICAL MODELING RESULTS FOR ALTERNATIVE MODELS OF THE CLUSTER

A major uncertainty in our modeling of the gas kinematics is the exact structure and mass of the stellar potential, which is difficult to measure both because of the NSC's compactness and because of the presence of line emission. In Section 3, we presented, besides ordinary masking of the emission line regions, two alternative ways to deal with them. The different estimates for the M/L of the stellar populations for these alternative models are presented in Figure 4. Here, we also present the results of the dynamical models for these alternative models. Figure 11 shows the results of the dynamical M/L and inclination versus the MBH mass for the second structural parameter model (iterative residual subtraction). Despite the 10% difference in NSC mass and different Sérsic index of the profile, the black hole mass is in agreement with the one from the analysis in the main text. The modeling results using the other structural parameter model are shown in Figure 12. The best-fit BH mass for this model is higher than the other two models, and simple axisymmetric Jeans models show that there is some tension with the stellar velocity dispersion measurement of Filippenko & Ho (2003). Possible explanations are that the F275W band contained not just line emission but also stellar emission or that the scaling between the F275W band and the other bands is not the same for NGC 4395 and NGC 1068.

Figure 11.

Figure 11. Results of dynamical models while using photometric model B (iterative residual subtraction). The plots show the likelihood of the data for models with free inclination, M/L and black hole mass plotted. Left: as a function of M/L and black hole mass, maximized for inclination. Right: as a function of inclination and black hole mass, maximized for M/L. Contours encompass models within 1σ and 3σ distance from the best-fit model. The best-fit model is highly inclined.

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Figure 12.

Figure 12. Same as Figure 11, but now for the star cluster model derived after subtracting the F275W image. A high black hole mass is preferred.

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APPENDIX C: PHOTOMETRIC EVIDENCE FOR A BULGE IN NGC 4395

As far as we are aware, there exists no photometric decomposition of NGC 4395 into a bulge and a disk. Such a decomposition is important to corroborate the claim that MBHs exist in bulgeless galaxies. We therefore present a photometric decomposition of this galaxy here.

We use i-band imaging data from the Sloan Digital Sky Survey (SDSS; Abazajian et al. 2009) to constrain the presence or absence of a bulge in NGC 4395. The data from this band are the least affected by dust and young stellar populations and less shallow than the z-band data. We note that NGC 4395 falls close to the edge of the chip. This does not affect our analysis in the inner parts, but beyond $220^{\prime\prime} $ the data are dominated by a single irregular-looking spiral arm because of this asymmetry.

We use SExtractor (Bertin & Arnouts 1996) to identify background galaxies, foreground stars, and star clusters in the image and generate a bad pixel mask. We then use the IRAF11 task ellipse (Jedrzejewski 1987) to measure the radial surface brightness profile of the galaxy. We fit the profile with the combination of an exponential profile and a Sérsic profile. We exclude the nucleus from the fit, as well as the data beyond $220^{\prime\prime} $.

Figure 13 shows the decomposition of NGC 4395 into a Sérsic and an exponential model. The exponential model has magnitude ${m}_{i}=10.3$ mag (${M}_{i}=-17.9$ mag) and scale length $h=102^{\prime\prime} $ (2.2 kpc) and dominates over the Sérsic profile at all radii. The Sérsic component has ${m}_{i}=13.7$ mag (${M}_{i}=-14.5$ mag), effective radius ${R}_{\mathrm{eff}}=26^{\prime\prime} $ (0.5 kpc), and Sérsic index n = 0.44. The low Sérsic index and low luminosity (the bulge-to-total ratio B/T = 0.04) indicate that this is probably not a classical bulge (Fisher & Drory 2008), but more likely a bar. Visually, the elongated shape suggests that it is indeed a bar, and we also find tentative support for this by a small change of 10° in the P.A. in the inner 40 arcsec of NGC 4395.

Figure 13.

Figure 13. Photometric decomposition of the SDSS i-band data of NGC 4395 into an exponential and Sérsic model. The central Sérsic model has an effective radius of $26^{\prime\prime} $ (0.5 kpc) and a Sérsic index n = 0.43.

Standard image High-resolution image

Footnotes

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    IRAF is distributed by the National Optical Astronomy Observatory, which is operated by the Association of Universities for Research in Astronomy, Inc., under cooperative agreement with the National Science Foundation.

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10.1088/0004-637X/809/1/101