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HYPERCOMPACT STELLAR SYSTEMS AROUND RECOILING SUPERMASSIVE BLACK HOLES

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Published 2009 June 25 © 2009. The American Astronomical Society. All rights reserved.
, , Citation David Merritt et al 2009 ApJ 699 1690 DOI 10.1088/0004-637X/699/2/1690

0004-637X/699/2/1690

ABSTRACT

A supermassive black hole ejected from the center of a galaxy by gravitational-wave recoil carries a retinue of bound stars—a "hypercompact stellar system" (HCSS). The numbers and properties of HCSSs contain information about the merger histories of galaxies, the late evolution of binary black holes, and the distribution of gravitational-wave kicks. We relate the structural properties (size, mass, density profile) of HCSSs to the properties of their host galaxies and to the size of the kick in two regimes: collisional (MBH ≲ 107M), i.e., short nuclear relaxation times, and collisionless (MBH ≳ 107M), i.e., long nuclear relaxation times. HCSSs are expected to be similar in size and luminosity to globular clusters, but in extreme cases (large galaxies, kicks just above escape velocity) their stellar mass can approach that of ultracompact dwarf galaxies. However, they differ from all other classes of compact stellar system in having very high internal velocities. We show that the kick velocity is encoded in the velocity dispersion of the bound stars. Given a large enough sample of HCSSs, the distribution of gravitational-wave kicks can therefore be empirically determined. We combine a hierarchical merger algorithm with stellar population models to compute the rate of production of HCSSs over time and the probability of observing HCSSs in the local universe as a function of their apparent magnitude, color, size, and velocity dispersion, under two different assumptions about the star formation history prior to the kick. We predict that ∼102 HCSSs should be detectable within 2 Mpc of the center of the Virgo cluster, and that many of these should be bright enough that their kick velocities (i.e., velocity dispersions) could be measured with reasonable exposure times. We discuss other strategies for detecting HCSSs and speculate on some exotic manifestations.

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1. INTRODUCTION

A natural place to search for supermassive black holes (SMBHs) is at the centers of galaxies, where they presumably are born and spend most of their lives. But it has become increasingly clear that a SMBH can be violently separated from its birthplace as a result of linear momentum imparted by gravitational waves during strong-field interactions with other SMBHs (Peres 1962; Bekenstein 1973; Redmount & Rees 1989). The largest net recoils are produced from configurations that bring the two holes close enough together to coalesce. Kick velocities following coalescence can be as high as ∼200 km s−1 in the case of non-spinning holes (González et al. 2007a; Sopuerta et al. 2007), ∼4000 km s−1 for maximally spinning, equal mass BHs on initially circular orbits (Campanelli et al. 2007, González et al. 2007b; Herrmann et al. 2007; Pollney 2007, Tichy & Marronetti; Brügmann et al. 2008; Dain et al. 2008; Baker et al. 2008), and even higher, ∼10, 000 km s−1, for black holes that approach on nearly unbound orbits (Healy et al. 2009). Since escape velocities from the centers of even the largest galaxies are ≲ 2000 km s−1 (Merritt et al. 2004), it follows that the kicks can in principle remove SMBHs completely from their host galaxies. While such extreme events may be relatively rare (e.g., Schnittman & Buonanno 2007; Schnittman 2007), recoils large enough to displace SMBHs at least temporarily from galaxy cores—to distances of several hundred to a few thousand parsecs—may be much more common (Merritt et al. 2004; Madau and Quataert 2004; Gualandris & Merritt 2008, Komossa & Merritt 2008b).

Komossa et al. (2008) reported the detection of a recoil candidate. This quasar exhibits a kinematically offset broad-line region with a velocity of 2650 km s−1, and very narrow, rest-frame, high-excitation emission lines which lack the usual ionization stratification—two key signatures of kicks. In addition to spectroscopic signatures (Merritt et al. 2006; Bonning et al. 2007), recoiling SMBHs could be detected by their soft X-ray, UV, and IR flaring (Shields & Bonning 2008; Lippai et al. 2008; Schnittman & Krolik 2008), resulting from shocks in the accretion disk surrounding the coalesced SMBH. Detection of recoiling SMBHs in this way is contingent on the presence of gas. But only a small fraction of nuclear SMBHs exhibit signatures associated with gas accretion, and a SMBH that has been displaced from the center of its galaxy will only shine as a quasar until its bound gas has been used up (Loeb 2007). The prospect that the SMBH will encounter and capture significant amounts of gas on its way out is small (Kapoor 1976).

A SMBH ejected from the center of a galaxy will always carry with it a retinue of bound stars. The stars can reveal themselves via tidal disruption flares or via accretion of gas from stellar winds onto the SMBH (Komossa & Merritt 2008a, hereafter Paper I). The cluster of stars is itself directly observable, and that is what we discuss in the current work. The linear extent of such a cluster is fixed by the magnitude Vk of the kick velocity and by the mass of the SMBH:

Equation (1a)

Equation (1b)

Reasonable assumptions about the density of stars around the binary SMBH prior to the kick (Paper I) then imply a total luminosity of the bound population comparable to that of a globular star cluster.

In this paper we discuss the properties of these "hypercompact stellar systems" (HCSSs) and their relation to host galaxy properties. Our emphasis is on the prospects for detecting such objects in the nearby universe at optical wavelengths, and so we focus on the properties that would distinguish HCSSs from other stellar systems of comparable size or luminosity. As noted in Paper I, a key signature is their high internal velocity dispersion: because the gravitational force that binds the cluster comes predominantly from the SMBH, of mass 106MBH/M ≲ 109, stellar velocities will be much higher than in ordinary stellar systems of comparable luminosity. Other signatures include the small sizes of HCSSs (unfortunately, too small to be resolved except for the most nearby objects), their high space velocities (due to the kick), and their broadband colors, which should resemble more closely the colors of galactic nuclei rather than the colors of uniformly old and metal-poor systems such as globular clusters (GCs).

As we discuss in more detail below (Section 2), a remarkable property of HCSSs is that they encode, via their internal kinematics, the velocity of the kick that removed them from their host galaxy. A measurement of the velocity dispersion of the stars in a HCSS is tantamount to a measurement of the amplitude of the kick—independent of how long ago the kick occurred, the black hole mass, and the space velocity of the HCSS at the moment of observation. This property of HCSSs opens the door to an empirical determination of the distribution of gravitational-wave kicks.

The outline of the paper is as follows. Section 2 derives the relations between the structural parameters of HCSSs—mass, radius, and internal velocity dispersion—given assumed values for the slope and density normalization of the stellar population around the SMBH just before the kick. In Section 3, models for the evolution of binary SMBHs are reviewed and their implications for the pre-kick distribution of stars are described. These results, combined with the relations derived in Section 2, allow us to relate the structural parameters of HCSSs to the global properties of the galaxies from which they were ejected. Section 4 discusses the effect of post-kick dynamical evolution of the HCSSs on their observable properties. Stellar evolutionary models are used to predict the luminosities and colors of HCSSs and their post-kick evolution in Section 5, and in Section 6, the evolutionary models are combined with models of hierarchical merging to estimate the number of HCSSs to be expected per unit volume in the local universe as a function of their observable properties. Section 7 discusses search strategies for HCSSs and various other observable signatures that might be uniquely associated with them. In Section 8 we briefly discuss the inverse problem of reconstructing the distribution of recoil velocities from an observed sample of HCSSs. Section 9 sums up and suggests topics for further investigation.

2. STRUCTURAL RELATIONS

In what follows, we adopt the MBH–σ relation in the form given by Ferrarese & Ford (2005),

Equation (2)

with σ being the one-dimensional velocity dispersion of the galaxy bulge. The influence radius of the SMBH is defined as

Equation (3a)

Equation (3b)

and rk ≈ (σ/Vk)2rinfl.

2.1. Bound Population

As discussed in Paper I, a recoiling SMBH carries with it a cloud of stars on bound orbits. Just prior to the kick, most of the stars that will remain bound lie within a sphere of radius ∼rk around the SMBH (Equation (1)). Setting MBH = 3 × 106M and Vk = 4000 km s−1 gives rk ≈ 10−3 pc as an approximate, minimum expected value for the size of a HCSS; such a small size justifies the adjective "hypercompact." The largest values of rk would probably be associated with HCSSs ejected from the most massive galaxies, containing SMBHs with masses MBH ≈ 3 × 109M and traveling with a velocity just above escape, ∼2000 km s−1; this implies rk≈ several pc—similar to a large GC.

Assuming a power-law density profile before the kick, ρ(r) = ρ(r0)(r/r0)−γ, the stellar mass Mk initially within radius rk is

Equation (4a)

Equation (4b)

where ρ0 ≡ ρ(r0). As a fiducial radius at which to normalize the pre-kick density profile, we take r0 = r, defined as the radius containing an integrated mass in stars equal to twice MBH. (We expect r to be of order rinfl; see Section 3 for a further discussion.) Equation (4) then becomes

Equation (5)

After the kick, the density profile will be nearly unchanged at r < rk but will be strongly truncated at larger radii. We define Mb to be the total mass in stars that remain bound to the SMBH after the kick, and write

Equation (6a)

Equation (6b)

where

Equation (7)

Kicks large enough to remove a SMBH from a galaxy core must exceed σ, and escape from the galaxy implies (Vk/σ)2 ≫ 1; hence rkrinfl to a good approximation. It follows that stars that remain bound following the kick will be moving essentially in the point-mass potential of the SMBH both before and after the kick. To the same order of approximation, the SMBH's velocity is almost unchanged as it climbs out of the galaxy potential well (at least during the relatively short time required for the stars to reach a new steady-state distribution after the kick). Finally, since the bulk of the recoil is imparted to the SMBH in a time ∼GMBH/c3, the kick is essentially instantaneous as seen by stars at distances rGMBH/c2rk (Schnittman et al. 2008).

These three approximations allow the properties of the bound population to be computed uniquely given the initial distribution (Paper I). Transferring to a frame moving with velocity Vk after the kick, the stars respond as if they had received an impulsive velocity change −Vk at the instant of the kick, causing the elements of their Keplerian orbits about the SMBH to instantaneously change. As a result, all initially bound stars outside of the sphere r = 8rk at the moment of the kick acquire positive energies with respect to the SMBH and escape. Some of the stars initially at rk ≲  r < 8rk escape while others remain bound. The stellar distribution at rrk is almost unchanged.

Appendix A presents a computation of the bound mass under these approximations and gives an expression for F1(γ) in terms of integrals of simple functions. Figure 1(a) plots this expression, and also the function

Equation (8)

which is seen to be an excellent approximation for 0.7 ≲ γ ≲ 2.5. (As a check, we computed F1(γ) in another way: we generated Monte Carlo samples of positions and velocities corresponding to an isotropic, power-law distribution of stars around the SMBH prior to the kick and discarded the stars that would be unbound after the kick.) Combining Equations (6) and (8), we get

Equation (9)

Setting γ = 1 in this expression gives

Equation (10)

which reproduces reasonably well the values for the bound mass found by Boylan-Kolchin et al. (2004) in their N-body simulations of kicked SMBHs; their galaxy models had central power-law density cusps with γ = 1.

Figure 1.

Figure 1. Dimensionless factors that describe (a) the stellar mass bound to a kicked SMBH (Equation (6)) and (b) its effective radius (Equation (17)). The thick (black) line in the upper panel is the exact expression derived in Appendix A and the thin (black) line is the approximation given in Equation (8). Open circles in (b) were computed using a Monte Carlo algorithm. Dashed (blue) lines in both panels show the Dehnen model approximations of Equations (15) and (18).

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Setting γ = 1.75, the value corresponding to a collisional (Bahcall–Wolf) cusp gives

Equation (11)

which will be useful in what follows.

Given the elements of the Keplerian orbits after the kick, the subsequent evolution of the stellar distribution can be computed by simply advancing the positions in time via Kepler's equation. (Alternately the stellar trajectories can be brute-force integrated; both methods were used as a check.) Figure 2 shows how the bound population evolves from its initially spherical configuration, into a fan-shaped structure at t ≈ 10(GMBH/V3k) and finally into a reflection-symmetric, elongated spheroid with major axis in the direction of the kick at t ≈ 100(GMBH/V3k). The latter time is

Equation (12)

during which interval the SMBH would travel a distance

Equation (13)

Observing the kick-induced asymmetry would only be possible for a short time after the kick; however, the elongation of the bound cloud at rrk would persist indefinitely.

Figure 2.

Figure 2. Evolution of the bound population following a kick; the kick was in the −X direction at t = 0. Each frame is centered on the (moving) SMBH. Stars were initially distributed as a power law in density, ρ ∝ r−7/4; only stars which remain bound following the kick are plotted. The unit of length is rk and frames (a,b,c,d) correspond to times of (0, 10, 30, 100) in units of GMBH/V3k.

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In general, the galactic nucleus might be elongated before the kick, and its major axis will be oriented in some random direction compared with Vk. Since the stellar distribution at rrk is nearly unaffected by the kick, the generic result will be a bound population that exhibits a twist in the isophotes at rrk and a radially varying ellipticity.

Continuing with the same set of approximations made above, we can compute the steady-state distribution of the bound population by fixing the post-kick elements of the Keplerian orbits and randomizing the orbital phases (or equivalently by continuing the integration of Figure 2 until late times). The resultant density profiles are shown in Figure 3 for γ = (1, 1.5, 2). Beyond a few rk, the spherically symmetrized density falls off as ∼r−4; the stars in this extended envelope move on eccentric orbits that were created by the kick.

It turns out that Dehnen's (1993) density law

Equation (14)

is a good fit to these density profiles for 1 ≲ γ ≲ 2, if rD is set to 2.0rk; here MD is the total (stellar) mass. Figure 3 shows the Dehnen model fits as dashed lines. Using the expressions in Dehnen (1993), it is easy to show that the Dehnen models so normalized satisfy

Equation (15)

implying F1 ≈ 24−γ. This alternate expression for F1 is plotted as the dashed line in Figure 1(a). Unless otherwise stated, we will use Equation (8) for F1 in what follows.

Figure 3.

Figure 3. Steady-state, spherically symmetrized density profiles of the bound population for γ = (1, 1.5, 2). Dotted lines show the pre-kick densities; dashed (blue) lines are Dehnen model fits.

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So far we have assumed that stars remaining bound to the SMBH experience only its point-mass force. In reality, beyond a radius of order rinfl ≈ (Vk/σ)2rk, stars will also feel a significant acceleration from the combined attraction of the other stars, leading to a tidally truncated density profile at rrk. We ignore that complication in what follows.

We note that r is determined by the density of stars just before the massive binary has coalesced, and may be substantially different from rinfl (Equation (3)). In the next section we discuss predictions for r based on a number of models for the evolution of the massive binary prior to the kick.

Before doing so, we first present the mass–radius and mass–velocity dispersion relations for the bound population, expressed in terms of r as a free parameter.

2.2. Mass–Radius Relation

Combining Equations (1) and (6), we get

Equation (16)

As a measure of the size of the HCSS, the effective radius reff, i.e., the radius containing one-half of the stellar mass in projection, is preferable to rk. We define a second form factor F2 such that

Equation (17)

Figure 1(b) plots F2(γ). Also shown by the dashed line is the relation corresponding to the Dehnen model approximation described above, for which

Equation (18)

(Dehnen 1993). The Dehnen model approximation is reasonably good for all γ in the range 0.5 ⩽ γ ⩽ 2.5 and will be used as the default definition for F2 in what follows.

Combining Equations (16) and (18) gives the mass–radius (Mbreff) relation for HCSSs, in terms of the (yet unspecified) r:

Equation (19a)

Equation (19b)

for γ = (1, 1.5, 2), K = (0.89, 1.41, 2.32).

2.3. Mass–Velocity Dispersion Relation

Stars bound to a recoiling SMBH move within the point-mass potential of the SMBH, for which the local circular velocity is (GMBH/r)1/2. The circular velocity at r = rk is just Vk, so the characteristic (e.g., rms) speed of stars in the bound cloud scales as Vk, motivating us to define a third form factor F3 such that

Equation (20)

where σobs is the measured velocity dispersion. To the extent that γ is known, and/or the dependence of F3 on γ is weak, it follows that the amplitude of the initial kick can be empirically determined by measuring the velocity dispersion of the stars.

An integrated spectrum will include stars at all (projected) radii within the spectrograph slit. (For example, at the distance of the Virgo cluster, a 1'' slit corresponds to ∼80 pc, larger than reff for even the largest HCSSs.) Since Vr−1/2, the distribution N(V) of line-of-sight velocities of stars within the slit will contain significant contributions from stars moving both much faster and much slower than Vk and can be significantly non-Gaussian.4

Figure 4 shows N(V) for bound clouds with γ = 1 and 2, as seen from a direction perpendicular to the kick. (This is the a priori most likely direction for observing a prolate object. Since the HCSS is nearly spherical within a few rk, the results cited below depend weakly on viewing angle.) Since more than 1/2 of the stars lie at r > 2rk and are moving with v < Vk, the central core of the distribution has an effective width that is much smaller than Vk; most of the information about the high-velocity stars near the SMBH is contained in the extended wings (e.g., van der Marel 1994).

Figure 4.

Figure 4. Line-of-sight distribution of velocities of stars bound to a recoiling SMBH, as seen from a direction perpendicular to the kick. Initially ρ ∝ r−γ, γ = (1, 2); the phase-space distribution following the kick was computed as in Paper I. Solid curves show N(V) as defined by all bound stars (thick) and progressively thinner curves show N(V) defined by bound stars within a projected distance of (10, 3, 1)rk from the SMBH. Dashed (blue and red) curves show Gaussian distributions with σ = (0.2, 0.5)Vk (γ = 1) and σ = (0.35, 0.75)Vk (γ = 2), respectively.

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Velocity dispersions of stellar systems are typically measured by comparing an observed, absorption line spectrum with template spectra that have been broadened with Gaussian N(V)'s; the comparison is either made directly in intensity–wavelength space (e.g., Morton & Chevalier 1973) or via cross-correlation (e.g., Simkin 1974). For example, internal velocities of ultracompact dwarf galaxies (UCDs) in the Virgo and Fornax clusters have been determined in both ways (e.g., Hilker et al. 2007; Mieske et al. 2008). Figure 5 shows the results of broadening the spectrum of a K0 star in the Ca ii triplet region (8400 Å ⩽ λ ⩽ 8800 Å), with two broadening functions: N(V) from the top panel of Figure 4, scaled to Vk = 1000 km s−1, and a Gaussian N(V) with σ = 200 km s−1. The two broadening functions produce similar changes in the template spectrum; the N(V) from the bound cloud generates more `peaked' absorption lines, but this difference would be difficult to see in the absence of very high-quality data.

Figure 5.

Figure 5. Absorption line spectrum of the K0III star HR 7615, convolved with two broadening functions. Thick (black) curve: N(V) from the top panel of Figure 4, computed from the entire bound population, assuming Vk = 1000 km s−1. Thin (blue) curve: Gaussian N(V) with σ = 200 km s−1.

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We computed the best-fit, Gaussian σ corresponding to the various broadening functions in Figure 4 as a function of Vk. The stellar template of Figure 5 was convolved with Gaussian N(V)'s having σ in the range 2–2000 km s−1 and a step size of 1 km s−1. Each of the Gaussian-convolved templates was then compared with the simulated HCSS spectrum, and the "observed" velocity dispersion σobs was defined as the σ for which the Gaussian-convolved template was closest, in a least-squares sense, to the HCSS spectrum. No noise was added to either the HCSS or comparison spectra.

Figure 6 shows the results for γ = (1, 2), 150 km s−1Vk ⩽ 4000 km s−1, and for (circular) apertures of various sizes. When the entire HCSS is included in the slit, σobs ≈ 0.15Vk (γ = 0.5), ≈0.20Vk (γ = 1), and ≈0.35Vk (γ = 2). These values are well fitted by the ad hoc relation

Equation (21)

As the aperture is narrowed, σobs increases to values closer to Vk, although as argued above, realistic slits would be expected to include essentially the entire HCSS and we will assume this in what follows.

Figure 6.

Figure 6. Velocity dispersions σobs that would be inferred from broadened absorption-line spectra of HCSSs. Solid (black) lines: γ = 1; dashed (blue) lines: γ = 2, where γ is the power-law index of the stellar density profile before the kick. Thick curves correspond to all bound stars; thinner curves correspond to an observing aperture that includes only bound stars within a projected distance 10rk and 3rk from the SMBH (as viewed from a direction perpendicular to the kick). Dotted lines show σobs = 0.2Vk and σobs = 0.35Vk.

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We note that some UCDs have σobs as large as 40–50 km s−1 and that the implied masses are difficult to reconcile with simple stellar population models, which has led to suggestions that the UCDs are dark-matter dominated (Hilker et al. 2007; Mieske et al. 2008). Alternatively, some UCDs might be bound by a central black hole; for instance, an observed σ of 50 km s−1 is consistent with a HCSS produced via a kick of ∼250 km s−1 (γ = 1). Detection of the high-velocity wings in N(V) (Figure 4) could distinguish between these two possibilities.

While spectral deconvolution schemes exist that can do this (e.g., Saha & Williams 1994; Merritt 1997), they require high signal-to-noise ratio data. Precisely how high is suggested by Figure 7, which shows the results of simulated recovery of HCSS broadening functions from absorption line spectra. The spectrum of Figure 5 was convolved with the γ = 1 N(V) plotted in Figure 4, with Vk = 103 km s−1. Noise was then added to the broadened spectrum (as indicated in the figures by the signal-to-noise ratio S/N) and the broadening function was recovered via a non-parametric algorithm (Merritt 1997); confidence bands were constructed via the bootstrap. Figure 7 suggests that S/N ≈40 permits a reasonably compelling determination of a non-Gaussian N(V). This conclusion is reinforced by the inferred values of the Gauss–Hermite (GH) moments σ0 and h4; the former measures the width of the Gaussian term in the GH expansion of N(V) while h4 measures symmetric deviations from a Gaussian. For S/N = 40, the recovered h4 = 0.18 ± 0.1 (90%), significantly different from zero. (We note that the velocity dispersion corresponding to the GH expansion is $\sigma _{\rm c}=(1\;+\;\sqrt{6}h_4)\sigma _0$ which is close to σobs as defined above.) In Section 7 we discuss the feasibility of obtaining HCSS spectra with such a high S/N.

Figure 7.

Figure 7. Recovery of HCSS broadening functions from simulated absorption line spectral data with various amounts of added noise. Blue lines are the input N(V) (from Figure 4, with γ = 1 and Vk = 103 km s−1). Solid lines are the recovered N(V)'s and dash-dotted lines are 90% confidence bands. σ0 and h4 are the coefficients of the Gauss–Hermite fit to the recovered N(V); 90% confidence intervals on the parameters are given.

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Combining Equations (17) and (20), the (stellar) mass–velocity dispersion (Mb–σobs) relation for HCSSs becomes

Equation (22)

It is tempting (though only order-of-magnitude correct) to write rrinflGMBH2, which allows Equation (22) to be written as

Equation (23)

The dimensionless coefficient in these two expressions is equal to (3 × 10−3, 1.2 × 10−2, 0.4) for γ = (0.5, 1, 2).

3. THE PRE-KICK STELLAR DENSITY

While the linear extent of a HCSS is determined entirely by MBH and Vk (Equation (1)), its luminosity and (stellar) mass depend also on the density of stars around the SMBH (i.e., around the massive binary) just prior to the kick. In this section we discuss likely values for the parameters that determine the pre-kick density of stars near the SMBH and the implications for the mass that remains bound after the kick. In a following section we will relate mass to luminosity and color.

Two inspiralling SMBHs first form a bound pair when their separation falls to ∼rinflGMBH/σ, the influence radius of the larger hole. This distance is a few parsecs in a galaxy like the Milky Way. The separation between the two SMBHs then drops very rapidly (on a nuclear crossing timescale) to a fraction ∼0.1M2/M1 of rrinfl as the binary kicks out stars on intersecting orbits via the gravitational slingshot (Merritt 2006). Because a massive binary tends to lower the density of stars or gas around it, the two SMBHs may stall at this separation, never coming close enough together (≲10−3 pc) that gravitational-wave emission can bring them to full coalescence. This is the "final parsec problem."

Of course, in order for a kick to occur, the two SMBHs must coalesce, and in a time shorter than ∼10 Gyr. Roughly speaking, this requires that the density of stars or gas near the binary remain high until shortly before coalescence. This implies, in turn, a relatively large mass in stars that can remain bound to the SMBH after the kick, hence a relatively large luminosity for the HCSS that results.

Converting these vague statements into quantitative estimates of the stellar density just before the kick requires a detailed model for the joint evolution of stars and gas around the shrinking binary. A number of such models have been discussed (see Gualandris & Merritt 2008 for a review). Here we focus on the two that are perhaps best understood.

  • 1.  
    Collisional loss-cone repopulation. If the two-body relaxation time tR in the pre-kick nucleus is sufficiently short, gravitational scattering between stars can continually repopulate orbits that were depleted by the massive binary, allowing it to shrink on a timescale of ∼tR (Yu 2002). This process can be accelerated if the nucleus contains perturbers that are significantly more massive than stars, e.g., giant molecular clouds (Perets & Alexander 2008). Repopulation of depleted orbits guarantees that the density of stars near the binary will remain relatively high as the binary shrinks.
  • 2.  
    Collisionless loss-cone repopulation. In non-axisymmetric (barred, triaxial or amorphous) galaxies, some orbits are "centrophilic," passing near the galaxy center each crossing time. This can imply feeding rates to a central binary as large as $\dot{M}\sim G^{-1}\sigma ^3$ even in the absence of collisional loss-cone repopulation (Merritt & Poon 2004). Because the total mass on centrophilic orbits can be ≫MBH, interaction of the binary with a mass ∼MBH in stars need not imply a significant decrease in the local density of stars, again implying a large pre-kick density near the binary.

We now discuss these two pathways in more detail and their implications for the pre-kick stellar density near the SMBH.

3.1. Collisional Loss-cone Repopulation

At the end of the rapid evolutionary phase described above, the binary forms a bound pair with semimajor axis

Equation (24)

with qM2/M1 ⩽ 1 being the binary mass ratio (e.g., Merritt 2006). Stars on "loss-cone" orbits that intersect the binary have already been removed via the gravitational slingshot by this time, and continued evolution of the binary is determined by the rate at which these orbits are repopulated—in this model, via gravitational scattering. Scattering onto loss-cone orbits around a central mass MBH = M1 + M2 occurs predominantly from stars on eccentric orbits with semimajor axes ∼rinfl, and the relevant relaxation time is therefore ∼tR(rinfl). Relaxation times at r = rinfl in real galaxies are found to be well correlated with spheroid luminosities (e.g., Figure 4 of Merritt et al. 2007a), dropping below 10 Gyr only in low-luminosity spheroids—roughly speaking, fainter than the bulge of the Milky Way. Such spheroids have velocity dispersions ≲150 km s−1 and contain SMBHs with masses ≲107M. Binary SMBHs in more luminous galaxies might still evolve to coalescence via this mechanism, but only if they contain significant populations of perturbers more massive than ∼M, e.g., giant molecular clouds or intermediate mass black holes; Perets & Alexander (2008) have argued that this might generically be the case in the remnants of gas-rich galaxy mergers though this model is unlikely to work in gas-poor, old systems such as giant elliptical galaxies.

Denoting the semimajor axis of the massive binary by a(t), one finds (Merritt et al. 2007b)

Equation (25)

for aeqa(t) ≲ ah, where aeq ≈ 10−3rinfl is the separation at which energy losses due to gravitational-wave emission begin to dominate losses due to interaction with stars; (A, B) ≈ (0.016, 0.08) with only a weak dependence on binary mass ratio. The elapsed time between a = ah and a = aeq is of order tR(rinfl).

Figure 8 shows the evolution of the stellar density around a massive binary as it shrinks from aah to aaeq; the evolution was computed using the Fokker–Planck formalism described in Merritt et al. (2007b). The same gravitational encounters that scatter stars into the binary also drive the distribution of stellar energies toward the Bahcall & Wolf (1976) "zero-flux" form, ρ ∼ r−7/4, and on the same timescale, ∼tR(rinfl); as a result, a high density of stars is maintained at radii a(t) ≲ r ≲ 0.2rinfl. In effect, the inner edge of the cusp follows the binary as the binary shrinks.

Figure 8.

Figure 8. Evolving stellar density around a binary SMBH of mass M1 + M2 = 106M in a spherical galaxy containing 109 solar-mass stars, in the "collisional loss-cone repopulation" regime (Merritt et al. 2007b). Solid lines show ρ(r) at five different times, between a(t) ≈ ah and a(t) ≈ aeq. The density falls to zero at ra(t) and smaller values of a correspond to later times; total elapsed time is ∼0.5tR(rinfl) where rinfl is the gravitational influence radius of the massive binary. Dotted line shows the initial (pre-binary) galaxy density and the dashed line has the Bahcall & Wolf (1976) slope, ρ ∝ r−7/4.

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Once a(t) drops below ∼aeq, the binary "breaks free" of the stars and evolves rapidly toward coalescence, leaving behind a phase-space gap corresponding to orbits with pericenters ≲aeq. (In a similar way, evolution of a binary SMBH in response to gravitational waves and gas-dynamical torques leaves behind a gap in the gaseous accretion disk; Milosavljevic` & Phinney 2005.) Gravitational scattering will only partially refill this gap in the time between a = aeq and coalescence (Merritt & Wang 2005). Figure 8 suggests that aeq ≪ (ah, rinfl). Merritt et al. (2007b) estimated, based on the same Fokker–Planck model used to construct Figure 8, that

Equation (26)

for equal-mass binaries with total mass M1 + M2 = (105, 106, 107, 108)M; the numbers in parentheses decrease by ∼25% for binaries with M2/M1 = 0.1.

Following the kick, the density profile of Figure 8 will be truncated beyond rrk. The inner cutoff at raeq satisfies

Equation (27)

The requirement that aeq < rk—i.e., that at least some stars remain bound after the kick—then becomes Vk ≲ 30σ, which is never violated by reasonable (Vk, σ) values. However, the inner cutoff exceeds 0.1rk for Vk ≳ 10σ, a condition that would be fulfilled for σ = 100 km s−1 and Vk ≳ 103 km s−1. In what follows we ignore the inner cutoff and assume that the Bahcall–Wolf cusp extends to r = 0.

The pre-kick density can therefore be approximated as

Equation (28)

where r0 ≈ 0.2rinfl and ρ0 = ρ(r0) is the density of the galaxy core. Using Equations (6) and (28), the mass remaining bound to the coalesced SMBH after a kick is then

Equation (29a)

Equation (29b)

Equation (29c)

where Mcore ≡ ρ0r3infl; the last expression assumes rk < 0.2rinfl, i.e., Vk ≳ 2σ, which is always satisfied for a HCSS that escapes the galaxy core.

To the extent that the galaxy core was itself created by the massive binary during its rapid phase of evolution, then Mcore/MBH is of order unity (Merritt 2006). (Following the kick, the core will expand still more; Gualandris & Merritt 2008.) Making this assumption yields

Equation (30a)

Equation (30b)

In the case of ejection from a stellar spheroid like that of the Milky Way (σ ≈ 100 km s−1, MBH ≈ 4 × 106M), we have

Equation (31)

i.e.,

Equation (32a)

Equation (32b)

Combining Equations (1), (17), and (30) gives the mass–radius relation in the collisional regime:

Equation (33a)

Equation (33b)

Equation (33c)

where the final expression assumes the MBH–σ relation in Equation (2).

The mass–velocity dispersion (Mb–σobs) relation for HCSSs follows from Equation (30) with σobs = F3(γ)Vk ≈ 0.30Vk:

Equation (34a)

Equation (34b)

where the MBH–σ relation has again been used.

Figures 9 and 10 plot the relations (33) and (34) for σ = (50, 100, 150) km s−1. Plotted for comparison are samples of GCs and dwarf galaxies from the compilation of Forbes et al. (2008).

Figure 9.

Figure 9. Effective radius vs. bound stellar mass for HCSSs. Thick solid lines (blue hatched area) are based on the "collisional" loss-cone repopulation model and assume a galaxy central velocity dispersion of σ = (50, 100, 150) km s−1 (from left to right). Thin solid lines (red hatched area) are based on the "collisionless" loss-cone repopulation model; the three lines in each set assume a galaxy central velocity dispersion of σ = (200, 300, 400) km s−1 (right to left) and the three sets of lines are for γ = 0.5 (black), 1.0 (green), and 1.5 (orange). For both models, solid lines extend to a maximum reff based on the assumption that Vk ⩾ 4.5σ (escape from the galaxy) while dashed lines correspond to the weaker condition Vk ⩾ 2σ (escape from the galaxy core). HCSSs to the left of the dash-dotted (magenta) line are expected to expand appreciably over their lifetime. Data points are from Forbes et al. (2008). Filled circles: E galaxies. Open circles: UCDs and DGTOs. Stars: GCs.

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Figure 10.

Figure 10. Observed velocity dispersion vs. bound stellar mass for HCSSs. Thick solid lines (blue hatched area) are based on the "collisional" loss-cone repopulation model and assume a galaxy central velocity dispersion of σ = (50, 100, 150) km s−1 (from left to right). Thin solid lines (red hatched area) are based on the "collisionless" loss-cone repopulation model; the three lines in each set assume a galaxy central velocity dispersion of σ = (200, 300, 400) km s−1 (right to left) and the three sets of lines are for γ = 0.5 (black), 1.0 (green), and 1.5 (orange). For both models, solid lines extend to a minimum σobs based on the assumption that Vk ⩾ 4.5σ (escape from the galaxy) while dashed lines correspond to the weaker condition Vk ⩾ 2σ (escape from the galaxy core). Other symbols are as in Figure 9.

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In these plots, the minimum reff is presumed to be that associated with a kick of ∼4000 km s−1. This condition (combined with the MBH–σ relation) gives

Equation (35)

The maximum reff is associated with the smallest Vk that is of physical interest. We express this value of Vk as Nσ which allows us to write

Equation (36)

Kicks large enough to eject a SMBH completely from its galaxy have N ≈ 5 (Figure 11). Kicks just large enough to remove a SMBH from the galaxy core have N ≈ 2 (Gualandris & Merritt 2008). Figures 9 and 10 show the limits on reff and σobs corresponding to N = 5 and N = 2, the latter via dashed lines.

Figure 11.

Figure 11. Escape velocity from the center of a Sersic-law galaxy as a function of Sersic index n, in units of the central, projected, 1-D velocity dispersion as measured through a circular aperture. Constant mass-to-light ratio was assumed and the effect of the SMBH on the potential or on the motions of stars was ignored in computing Vesc and σ. The four curves (black, red, green, blue) correspond to aperture radii of (0.01,0.03,0.1,0.3) in units of the half-light radius of the galaxy.

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According to Figure 9, HCSSs in this "collisional" regime can have effective radii as big as ∼1 pc when VkVesc; on the Mbreff plane their distribution barely overlaps with GCs, and extends to much lower sizes and (stellar) masses. However, their velocity dispersions (Figure 10) would always substantially exceed those of either GCs or compact galaxies of comparable (stellar) mass.

3.2. Collisionless Loss-cone Repopulation

By "collisionless" we mean that the nuclear relaxation time is so long that gravitational scattering cannot refill the loss cone of a massive binary at a fast enough rate to significantly affect the binary's evolution after the hard-binary regime (Equation (24) has been reached). The relevant radius at which to evaluate the relaxation time is ∼rinfl, the influence radius of the binary (or of the single black hole that subsequently forms). The relaxation time at rinfl in elliptical galaxies is found to correlate tightly with σ or MBH (Merritt et al. 2007b):

Equation (37)

where solar-mass stars have been assumed. A mass of order MBH is scattered into the central sink in a time tR(rinfl), and this is also roughly the mass that must interact with the binary in order for it to shrink by a factor of order unity. Even allowing for variance in the phenomenological relations (37), it follows that collisional loss-cone refilling is unlikely to significantly affect the evolution of a binary SMBH in galaxies with σ ≳ 200 km s−1 or MBH ≳ 108M.

An alternative pathway exists for stars in these galaxies to interact with a central binary. If the large-scale galaxy potential is non-axisymmetric, a certain fraction of the stellar orbits will have filled centers—these are the (non-resonant) box or centrophilic orbits, which are typically chaotic as well due to the presence of the central point mass (Merritt & Valluri 1999). Stars on centrophilic orbits pass near the central object once per crossing time; the number of near-center passages that come within a distance d of the central object, per unit of time, is found to scale roughly linearly with d (Gerhard & Binney 1985; Merritt & Poon 2004), allowing the rate of supply of stars to a central object to be computed simply given the population of centrophilic orbits. While the latter is not well known for individual galaxies, stable, self-consistent triaxial galaxy models with central black holes can be constructed with chaotic orbit fractions as large as ∼70% (Poon & Merritt 2004). Placing even a few percent of a galaxy's mass on centrophilic orbits is sufficient to bring two SMBHs to coalescence in 10 Gyr (Merritt & Poon 2004). Furthermore, the effect of the binary on the density of stars in the galaxy core is likely to be small, since the mass associated with centrophilic orbits is ≫MBH and stars on these orbits spend most of their time far from the center.

Here, we make the simple assumption that the observed core structure of bright elliptical galaxies is similar to what would result from the decay and coalescence of a binary SMBH in the collisionless loss-cone repopulation model. In other words, we assume that the binary SMBHs that were once present in these galaxies did coalesce, and the cores that we now see are relics of the binary evolution that preceded that coalescence. By making these assumptions, we are probably underestimating the density around a SMBH at the time of a kick, since some observed cores will have been enlarged by the kick itself (Gualandris & Merritt 2008). Also, core sizes in local (spatially resolved) galaxies are likely to reflect a series of past merger events (Merritt 2006); SMBHs that recoiled during a previous generation of mergers would probably have carried a higher density of stars than implied by the current central densities of galaxies.

Above we characterized the pre-kick mass density as ρ ∝ r−γ, with r being the radius at which the enclosed stellar mass equals twice MBH. We computed γ and r for a subset of early-type galaxies in the ACS Virgo sample (Côté et al. 2004) for which σ was known; for some of these galaxies the SMBH mass has been measured dynamically while MBH in the remaining galaxies was computed from Equation (2). Each galaxy was modeled with a point-spread function (PSF)-convolved, core-Sersic luminosity profile (Graham et al. 2003), which assumes a power-law relation between luminosity density and projected radius inside a break radius Rb. The core-Sersic fits were numerically deprojected, and converted from a luminosity to a mass density as in Ferrarese et al. (2006). The radius r was then computed from

Equation (38)

where γ is the central power-law index of the deprojected density, r0 is a fiducial radius smaller than Rb which we chose to be 1 pc, and ρ0 is the mass density at r = r0.

Figure 12 shows the relation between r and σ and between r and MBH. "Core" galaxies (those with projected profiles flatter than Σ ∝ R−0.5 near the center) are plotted with open circles and "power-law" galaxies (Σ steeper than R−0.5) galaxies as filled circles. While this distinction is somewhat arbitrary, Figure 12 confirms that the "core" galaxies have larger r at given σ or MBH than the "power-law" galaxies, consistent with the idea that the central densities of "core" galaxies have been most strongly affected by mergers. The best-fit relations defined by the core galaxies alone are

Equation (39a)

Equation (39b)

i.e.

Equation (40a)

Equation (40b)

While these relations are fairly tight, the γ values show somewhat more scatter, in the range 0.5 ≲ γ ≲ 1.5, and we leave γ as a free parameter in what follows.

Figure 12.

Figure 12. Relation between r, the radius containing a mass in stars equal to twice MBH, and central velocity dispersion (top) or black hole mass (bottom), for galaxies in the ACS Virgo sample. Open circles are "core" galaxies; dashed lines are fitted to just these points while dotted lines are fitted to the entire sample.

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Combining the relations (40) with Equations (19b) and (2) gives a mass–radius relation for HCSSs in the "collisionless" paradigm:

Equation (41a)

Equation (41b)

where

Equation (42a)

Equation (42b)

Similarly, combining Equations (40) with Equation (22) gives the mass–velocity dispersion relation

Equation (43a)

Equation (43b)

where

Equation (44a)

Equation (44b)

and S(γ) is given by Equation (21).

These relations are plotted in Figures 9 and 10. The allowed locus in the reffMb diagram (indicated by red vertical lines) now includes the region occupied also by GCs and compact E galaxies. However, velocity dispersions remain much higher than those observed so far in these classes of object.

3.3. Unbound Stars

The high, pre-kick stellar densities near the binary which are required for coalescence in the stellar-dynamical models do not necessarily imply that these stars are bound to the SMBH. For instance, in a triaxial galaxy populated by radially anisotropic box orbits, some of the stars that are momentarily near the SMBH will be on orbits that make them unbound with respect to the hole, even before the kick. Another example is loss-cone repopulation by "massive perturbers;" in this model stars are "shot" inward to the binary on eccentric orbits, many with high enough velocities that they would be unbound in the absence of the galactic potential.

When deriving the velocity distribution of stars near the SMBH, we assumed isotropy and we neglected the effect of the galaxy's gravitational potential on the stellar orbits. These assumptions would be violated in some (though not all) of the loss-cone repopulation mechanisms that have been invoked to solve the stalling problem. Here we discuss briefly the consequences of relaxing these assumptions.

We first note that in the isotropic case, unbound stars are negligibly important. We verified this by constructing fully self-consistent models of galaxies containing SMBHs and counting the unbound stars at each radius. We used (isotropic) Dehnen (1993) models, which have an inner power-law density profile; the self-consistent distribution function describing the stars was computed assuming a central point with mass MBH = 0.002Mgal. We confirmed, for γ = 1 and γ = 2, that the fraction of the mass within rk that is unbound for kick velocities exceeding the escape velocity is never more than a few percent.

If the pre-kick velocity distribution were radially anisotropic, more stars would be unbound with respect to the massive binary and the post-kick bound population would be smaller than what was computed in Section 2. While this is certainly possible, we note that the anisotropy would have to be appreciable at very small radii, a tenth or hundredth of the SMBH influence radius, in order to substantially affect the fraction of the population that is bound after the kick.

For γ < 0.5, there is no isotropic distribution function that can reproduce the density near the SMBH (or rather, the isotropic distribution function would be negative at highly bound energies). For such flat cores, one would need to assume a tangentially anisotropic velocity distribution. This would have the effect of increasing the mass of the post-kick bound population, since it would increase the number of stars on low-velocity (nearly circular) orbits at every radius.

These uncertainties deserve to be more completely addressed in a future paper. For now, we prefer to encapsulate them all in the value of γ.

3.4. Other Pathways to Coalescence and/or Ejection

Recoils large enough to eject SMBHs completely from galaxies can occur even in the absence of gravitational waves, via Newtonian interactions involving three or more massive objects (e.g., Mikkola & Valtonen 1990; Hoffman and Loeb 2006). The same interactions can also hasten coalescence of a binary SMBH by inducing changes in its orbital eccentricity. If the infalling SMBH is less massive than either of the components of the pre-existing binary, M3 < (M1, M2), the ultimate outcome is likely to be ejection of the smaller hole and recoil of the binary, with the binary eventually returning to the galaxy center. If M3 > M1 or M3 > M2, there will most often be an exchange interaction, with the lightest SMBH ejected and the two most massive SMBHs forming a binary; further interactions then proceed as in the case M3 < (M1, M2). Whether, and to what extent, the ejected SMBH constitutes a HCSS depends on whether it carries a bound population and can retain it during interaction with the other SMBHs. These questions are amenable to high-accuracy N-body simulations, which we hope to carry out in the future.

The presence of significant amounts of cold gas in galaxy nuclei can also accelerate the evolution of a binary SMBH. However, it is not clear whether the net effect of gas would be to increase, or decrease, the mass of a bound stellar population around the coalesced binary, compared with the purely stellar-dynamical estimates made here. On the one hand, gas-dynamical torques can lead to rapid formation of a tightly bound binary SMBH (Mayer et al. 2007), reducing the time that the binary can deplete the stellar density in the core on scales of the SMBH influence radii. On the other hand, the formation of a steep Bahcall–Wolf cusp around a shrinking binary discussed in Section 3 requires that the binary evolution timescale be of the order of the nuclear relaxation time. Cold gas also implies star formation, which could increase the number of bound stars.

4. POST-KICK DYNAMICAL EVOLUTION

In the collisional regime, MBH ≲ 107M, a HCSS will continue to evolve via two-body relaxation after it departs the nucleus. We argued above that the density profile around the SMBH will be close to the "collisionally relaxed" Bahcall–Wolf form, ρ ∝ r−7/4, at the time of the kick. After the kick, the Bahcall–Wolf cusp is steeply truncated at rrk, with rkrinfl. Gravitational encounters will continue to drive a flux of stars into the tidal disruption sphere of the recoiling SMBH, but because there is no longer a source of stars at rrinfl to replace those that are being lost, the density at rrk will steadily drop, at a rate that is determined by the tidal destruction rate. The latter is roughly (Paper I)

Equation (45)

stars per unit time, where rt is the tidal disruption radius. Equation (45) is the so-called "resonant relaxation" loss rate (Rauch and Tremaine 1996) and it differs by a factor ∼f−1b from the standard, non-resonant relaxation rate. In the case of SMBHs embedded in nuclei, most of the disrupted stars come from radii rrinfl where resonant relaxation is not effective; once these stars have been removed by the kick, the stars that remain are almost all in the resonant regime and Equation (45) is appropriate.

Using Equation (45), the condition that significant loss of stars take place in 109 yr or less, i.e.,

Equation (46)

becomes

Equation (47)

This can be recast as a relation between Mb and reff using the equations in the previous sections; the resulting line is plotted as the magenta dot-dashed curve in Figure 9. HCSSs to the left of this line (in the collisional regime only) should expand appreciably on Gyr timescales.

To simulate the evolution of a HCSS in this regime, we solved the orbit-averaged isotropic Fokker–Planck equation for stars moving in the point-mass potential of a SMBH. In its standard form, based on the non-resonant angular-momentum diffusion coefficients, the Fokker–Planck equation would predict evolution rates that are orders of magnitude too small. Instead, we used an approximate resonant diffusion coefficient as in Hopman & Alexander (2006). The amplitude of this diffusion coefficient is not known from first principles and we chose it to approximately reproduce the N-body diffusion rates observed in Paper I and Harfst et al. (2008). Unlike in most applications of the Fokker–Planck equation, the outer boundary condition in our case is f(E = 0) = 0, i.e., the density of stars falls to zero far from the SMBH (in addition to being zero near the tidal disruption sphere).

Figure 13 shows the evolution over 10 Gyr for two HCSSs with MBH = (3 × 106, 3 × 107)M and Vk = 103 km s−1. The first cluster lies to the left of the magenta dot-dashed line in Figure 9 and the second lies to the right. Tidal disruption rates are initially similar for the two clusters, $10^{-6}{\rm yr}^{-1}\,{\lesssim}\,\dot{N}\,{\lesssim}\,10^{-5}{\rm yr}^{-1}$, but the resultant density evolution is much greater in the smaller HCSS since its initial (stellar) mass (∼104M) is less. The stellar disruption rates in Figure 13, and their change with time, are similar to estimates made in a simpler way in Paper I.

Figure 13.

Figure 13. Evolution of the density around two HCSSs due to resonant scattering of stars into the SMBH's tidal disruption sphere. Top: MBH = 3 × 106M, Mb ≈ 7 × 103M; bottom: MBH = 3 × 107M, Mb ≈ 1 × 105M; Vk = 103 km s−1 in both cases. The left panels show the stellar density at Gyr time increments; the density drops as stars are lost into the SMBH. The right panels show $\dot{N}$.

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The expansion seen in Figure 13 is only significant for HCSSs that are older than a few Gyr and that populate the leftmost part of the mass–radius plane (Figure 9). Furthermore, the theory of resonant-relaxation-driven evolution of star clusters is still in a fairly primitive form and the true evolution is likely to be affected in important ways by mass segregation and other effects that have so far hardly been studied. For these reasons we chose to ignore the expansion in what follows; we note here only that the lowest-mass HCSSs are most likely to be affected by the expansion. We hope to return to this topic in more detail in later papers.

5. LUMINOSITIES AND COLORS

Given the total stellar mass in the cluster, we calculate the luminosity and color of the object using the tabulated stellar evolution tracks of Girardi et al. (1996). These data give absolute magnitudes in [U, B, V, R, I, J, H, K] bands for a particular stellar (birth) mass, age, and metallicity. We assume that all the stars in the cluster have the same age, and the initial mass function (IMF) is given by a broken power-law distribution (Kroupa 2001):

Equation (48)

At any given time, the total luminosity of a stellar cluster is generally dominated by red giants, yet the additional contributions from the main-sequence stars shift the clusters bluer with respect to individual giants. For example, this means that for a given BK color, a cluster will have a smaller value of BV color than an individual giant with the same BK. Thus unresolved HCSSs may be initially distinguished from foreground stars by doing a simple cut in color–color space. Figure 14 shows stellar cluster evolution on a color–magnitude plot, with age progressing from the upper left (108 years) to the lower right (1010 years). Here we have fixed the total cluster mass at 105M, comparable to a typical GC.

Figure 14.

Figure 14. Color–magnitude diagram of stellar cluster evolution tracks for a range of metallicities and total stellar mass of 105M. The clusters evolve from the upper left to the lower right, with open squares corresponding to ages of 108, 109, and 1010 years.

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If the HCSSs have higher metallicities than typical GCs (a reasonable assumption if the HCSSs are simply displaced nuclei), we expect them to have a significantly wider range of colors, which may be useful in selecting target objects photometrically from a wide field of view. In particular, since the recoiled star clusters are expected to be quite old, they should be particularly red compared to GCs of similar ages.

6. RATES OF PRODUCTION

Given the mass–luminosity relation of any individual HCSS, we can now estimate the luminosity distribution function for a large number of sources. To arrive at an observed source count, we must first begin by calculating the formation rates of HCSSs via SMBH mergers. Since the lifetime of HCSSs is essentially the Hubble time, we need to integrate the cosmological merger history of the universe beginning at large z (≳8) up until today. While these merger rates are uncertain within at least an order of magnitude, most estimates share the same qualitative behavior, with the merger rates as observed today peaking around redshift z ≈ 2–3 (Menou et al. 2001; Sesana et al. 2004; Rhook & Whyithe 2005) and totalling ∼10 mergers per year (as measured by an observer at z = 0) for MBH > 105M.

We follow the results of Sesana et al. (2004) in estimating merger rates as a function of total black hole mass and redshift. In practice, this entails defining an ad hoc mass distribution function of merging SMBHs with the form

Equation (49)

where f(M) and g(z) are constructed to match the results of Figure 1 from Sesana et al. (2004). They find that, at any given redshift, the merger rate scales roughly as M−3/2 per log mass. This corresponds to a functional form of f(M) ∼ M−5/4, and g(z) is well described by a polynomial with an exponential cutoff at large z. Then the rate of observed mergers with total mass M = M1 + M2 is given by

Equation (50)

To model the merger history of the universe, we follow the same approach as in Schnittman & Krolik (2008), integrating forward in time from redshift z = 8 (using a standard ΛCDM cosmology with Ωm = 0.3, ΩΛ = 0.7, and h = 0.72), and at each redshift, generate a Monte Carlo sample of merger pairs, each weighted appropriately from the distribution function Φ(M, z). We then normalize the total merger rates to reproduce the results of Sesana et al. (2004), as observed today. In the Monte Carlo sampling, we constrain the selected SMBHs to have a mass ratio q greater than 10−3, motivated by the dynamical friction timescale for the tidal stripping of the satellite to be less than a Hubble time. In any case, the rate at which HCSSs are ejected from the galaxy is not dependent on the precise value of the mass-ratio cutoff, since at mass ratios smaller than ∼0.1, there is little appreciable kick.

For each merger, if the resulting SMBH recoil is large enough to escape from the host galaxy, we consider it to form a HCSS. For a given mass ratio, the kick velocity is calculated using Equations (1)–(4) from Baker et al. (2008), assuming spin magnitudes in the range 0.5 ⩽ a1,2/M1,2 ⩽ 1.0, and spin orientations with a random uniform distribution. These assumptions are reasonable if SMBHs gain most of their mass through accretion (thus a relatively large spin parameter) and come together through dynamical friction after their host galaxies merge (thus random spin orientations). As pointed out by Bogdanovic et al. (2007), gas-rich or "wet" mergers may result in rapid alignment of the two SMBH spins, producing significantly smaller recoils. On the other hand, "dry" mergers should allow the SMBHs to retain their original random orientations (Schnittman 2004). However, even in wet mergers, a circumbinary disk may form and drive the two SMBHs together via gas-dynamical torque without very much direct accretion onto either SMBH, and therefore remain relatively dry, with correspondingly large kicks.

From Figure 11, we estimate that the escape velocity is roughly five times the nuclear stellar velocity dispersion σ, where σ is determined from the total SMBH mass from Equation (2) above. If the final SMBH does escape, it will carry along a total mass Mb in bound stars, determined by equations (34) for collisional relaxation (MBH ≲ 107M) and (43) for collisionless relaxation (MBH ≳ 107M). Neglecting mass loss from stellar winds and tidal disruptions, the total cluster mass in stars should remain roughly constant over a Hubble time. We used the stellar evolution tables from Girardi et al. (1996) to calculate the colors and luminosity of each ejected HCSS for two cluster ages: (1) the stars in the cluster were formed 108 years before SMBH merger and ejection, and (2) the stars formed 5 × 109 years before ejection. We carried out this exercise both with a single (solar) metallicity for all HCSSs, and also assuming a Gaussian distribution of metallicities:

Equation (51a)

Equation (51b)

We took

Equation (52)

which correspond approximately to what Côté et al. (2006) inferred as the metallicity distribution of nuclear star clusters in the Virgo cluster galaxies, assuming ages of 5 Gyr. We obtained very similar results under the two assumptions, in part because the Girardi et al. (1996) tables only extend to slightly supersolar metallicities (Z = 0.03). Figures 1517 assume solar metallicity while Figures 1820 assume the metallicity distribution of Equation (51).

Figure 15.

Figure 15. Luminosity distribution function of HCSSs per comoving Mpc3. For the collisionless case with MBH ≳ 107M, the curves correspond to γ = 0.5, 1.0, 1.5, 2.0 (solid, dotted, dashed, dot-dashed).

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Figure 16.

Figure 16. Distribution of observed velocity dispersions σobs for HCSSs with total luminosity L > 104L. For the collisionless case with MBH ≳ 107M, the curves correspond to γ = 0.5, 1.0, 1.5, 2.0 (solid, dotted, dashed, dot-dashed).

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Figure 17.

Figure 17. Number density of HCSSs with a given luminosity and observed velocity dispersion, in units of d2N/(dlog Ldlog σ) per Mpc3, for an age at formation of 108 years. The contour lines (from left to right) correspond to values of log N = (−2, − 3, − 4, − 5, − 6, − 7).

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Figure 18.

Figure 18. Number counts of HCSSs with a given (VI) color and absolute visual magnitude MV, in units of d2N/(dMVd(VI)) per Mpc3, with the same shading and contour line values as Fig. 17. Top: star formation at tk − 0.1 Gyr; bottom: star formation at tk − 5 Gyr. Filled circles are UCDs from Evstigneeva et al. (2008). Open circles are DGTO's from Haşegan et al. (2005). Triangles are E-galaxy nuclei from Côté et al. (2006); open triangles are nuclei brighter than BT = 13.5 and filled triangles are nuclei fainter than BT = 13.5. Stars are Milky Way GCs from Harris (1996) and points are Virgo cluster GCs from Mieske et al. (2006).

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Figure 19.

Figure 19. Number counts of HCSSs with a given effective radius reff and absolute K-magnitude MK, in units of d2N/(dlog reffdMK) per Mpc3. Contour levels are the same as in Figure 17. Data points are from Forbes et al. (2008). Filled circles: E galaxies. Open circles: UCDs and DGTOs. Stars: GCs.

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Figure 20.

Figure 20. Number counts of HCSSs with a given velocity dispersion σobs and absolute K-magnitude MK, in units of d2N/(dlog σobsdMK) per Mpc3. Contour levels and data points are the same as in Figure 17.

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Figure 15 shows the luminosity distribution function (number per comoving Mpc3) for a range of γ, with a stellar age of 108 yr at time of SMBH recoil. The high-luminosity systems correspond to high-mass SMBHs that merge via collisionless relaxation and thus the number of bound stars is directly a function of the parameter γ. In Figure 16 we plot the distribution as a function of observed velocity dispersion, limited only to systems with L > 104L. The low-velocity cutoff is directly a function of the minimum SMBH mass needed to keep roughly 104M in bound stars; any galactic halo with SMBH mass above ∼106M will have an escape velocity ≳400 km s−1, and thus an observed velocity dispersion σobs ≳ 120 km s−1. The high-velocity cutoff is defined by the maximum kick velocity of Vk ≲ 4000 km s−1, as determined by numerical simulations of BH mergers. While the majority of HCSSs will have small velocity dispersions, the brightest, most massive ones will likely come from the most massive host galaxies, and thus require the largest kicks, in turn giving the highest internal velocity dispersions. In this regard, HCSSs behave similarly to more classical stellar systems: higher masses have higher dispersion. However, holding the SMBH mass fixed, a larger recoil velocity will result in a smaller number of bound stars (Equations (34), (43)), and thus lower luminosity for higher velocity dispersion.

In Figure 17 we show a contour plot of the density of HCSSs as a function of luminosity and observed velocity dispersion. Here we clearly see that the most luminous systems will also have the largest dispersion, roughly an order of magnitude greater than any GC of the same stellar mass. We can also use Figure 15 to estimate the number of HCSSs that might be observable in the local universe. Assuming a uniform spatial distribution in the local universe, out to a distance of 20 Mpc (∼30,000 Mpc3), for γ = 1 we should expect to see dozens of objects with L > 104L and at least a few with L > 105L. However, an all-sky survey to find these few innocuous objects could be prohibitively expensive. Coincidentally, the total mass in the Virgo cluster out to a radius of ∼2 Mpc is roughly the same as that of a smooth universe out to ∼20 Mpc, which is approximately the distance to Virgo (Fouque et al. 2001). In other words, a focused survey of Virgo would be able to sample an effective volume of ∼30, 000 Mpc3 all at the same distance and with a relatively small field of view.

We expect to find ∼1 HCSS in Virgo with MK ⩽ 20, ∼6 with MK ⩽ 22, ∼40 with MK ⩽ 24, and ∼150 with MK ⩽ 26, almost all of which would have σobs ≳ 200 km s−1. For the Fornax cluster, which is at roughly the same distance, but contains less mass by a factor of ∼15 (Drinkwater et al. 2001), the source counts at the same fluxes should be down by a comparable factor. The Coma cluster, on the other hand, has a mass comparable to Virgo (Kubo et al. 2007), but at a distance of ∼100 Mpc, the apparent brightness of any HCSSs will be smaller by ∼4 mag.

Figures 18, 19, and 20 show predicted number counts in the color–magnitude, size–magnitude, and velocity dispersion–magnitude planes. Overplotted for comparison are data for other compact stellar systems, from various sources, as discussed in the figure captions. In constructing these figures (as well as Figure 17), we set γ = 1 in the "collisionless" regime. This resulted in a slight bimodality in the distributions corresponding to the discontinuous change in γ from 1.75 to 1 at galaxy masses of ∼1011M. Alternatively, one could allow γ to vary in some smooth way with galaxy mass (cf. the discussion in Section 3.2).

7. IDENTIFYING HCSSs

7.1. Search Strategies

We have shown that stars bound to a recoiling SMBH would appear as very compact stellar clusters with exceptionally high velocity dispersions. The density of HCSSs, and therefore the chances of finding them, will be highest in clusters of galaxies, and nearby galaxy clusters such as Virgo and Fornax are therefore well suited to searching for HCSSs.

In their properties, HCSSs share similarities with GCs. However, they would differ from classical GCs by their much larger velocity dispersions and (possibly) higher metal abundances (the nuclei of elliptical galaxies in the Virgo and Coma clusters often have metal abundances comparable with solar, and the cores of quasars, powered by major mergers, frequently show supersolar metallicities). They would differ from stripped galactic nuclei and UCDs (Phillipps et al. 2001) by their typically greater compactness (Figure 19). They would differ from objects in their local environment by possibly showing a large velocity offset.

How can we find HCSSs and distinguish them from other source populations? Systematic searches would be based on color, compactness, spectral properties, or combinations of these.

Imaging searches for compact stellar systems have been or are currently being carried out, focusing especially on the nearest clusters of galaxies Fornax (e.g., Hilker et al. 1999; Drinkwater et al. 2003; Mieske et al. 2008), Virgo (e.g., Côté et al. 2004; Haşegan et al. 2005; Mieske et al. 2006; Firth et al. 2008), and Coma (Carter et al. 2008), and on a number of nearby groups (Evstigneeva et al. 2007). These studies have resulted in the detection of a large number of GCs, and of several UCDs per galaxy cluster.

Two strategies suggest themselves for identifying HCSSs among existing surveys of compact stellar systems in nearby galaxy clusters. One would focus on the faintest HCSSs which are most abundant; the other would concentrate on the brightest objects, which are rare, but most amenable to follow-up spectroscopic observations.

According to Figure 19, HCSSs separate in reff − luminosity space most strongly at the smallest effective radii, smaller than galactic GCs, while Figure 18 suggests that their colors should be comparable to (metal-rich) GCs or (gas-poor, i.e., non-star-forming, and non-accreting) galactic nuclei. PSF-deconvolved HST imaging can achieve a spatial resolution better than 0.1 arcsec, corresponding to spatial scales of ∼10 pc at the distance of the Virgo cluster. However, in order to confirm such HCSS candidates, a laborious spectroscopic multi-fiber follow-up survey would then have to be carried out.

Instead, selecting brighter (even though rarer) objects appears more promising and would substantially reduce the exposure time. A key signature of a HCSS is its large velocity dispersion, which would distinguish it from luminous GCs and most known UCDs. At the same time, the highest velocity dispersions would tend to put the broadened absorption lines below the noise. Therefore, HCSSs with σobs below several hundred km s−1 might be easiest to detect. These are in fact expected to be the most common (Figure 16).

In order to estimate exposure times, we simulated spectra with the multi-object spectrograph FLAMES attached to the VLT (Pasquini et al. 2002), using the spectrograph GIRAFFE in MEDUSA mode. This spectrograph allows the observation of up to 130 targets at a time at intermediate (∼30 km s−1) to high (∼10 km s−1) spectral resolution. The simulated spectral deconvolutions in Section 2 suggest that a signal-to-noise ratio (S/N) of ∼10 is sufficient to detect the broadened lines, while S/N ≈30 is desirable in order to probe the non-Gaussianity of the broadening function. In order to reach a S/N of 30 for a cluster of MV ≈ 21 or fainter (MV ≳ −10 at Virgo) requires excessive integration times in the high-resolution mode. In lower resolution mode, about 10 hours exposure time are required to reach S/N = 30 for MV = 20. Simply detecting the high velocity dispersion requires less time, of order an hour or less for MV ≲ 21.

7.2. Could UCDs be HCSSs?

HCSSs share some properties with UCDs and dwarf-globular transition objects ("DGTOs;" Haşegan et al. 2005). These are compact stellar systems with stellar velocity dispersions as high as ∼50 km s−1, masses between 106–8 M, and unusually high mass-to-light ratios (e.g., Hilker 2009). Figures 9 and 19 suggest that UCD sizes are consistent with those of the largest ("collisionless") HCSSs, although Figures 10 and 20 suggest that known UCD velocity dispersions are too low by a factor of at least a few. Furthermore Figures 19 and 20 suggest that HCSSs with properties similar to those of UCDs are likely to be rare. However, there is increasing evidence that UCDs are a "mixed bag" (e.g., Hilker 2006), possibly requiring a number of different formation mechanisms (Oh et al. 1995; Fellhauer & Kroupa 2002; Bekki et al. 2003; Mieske et al. 2004; Martini & Ho 2004; Goerdt et al. 2008). Individual HCSSs might therefore hide among the UCD population, and low-mass UCD and DGTO candidates identified in current and future surveys might sometimes be recoiling HCSSs. Objects such as Z2109 (Zepf et al. 2008) with its very unusual and broad [O iii] emission lines are also possible candidates.

7.3. Very Young HCSSs?

The predicted HCSS colors and luminosities summarized in Figures 1820 reflect the properties of the old (∼5 Gyr) stellar populations that predominate in our models. A HCSS that was discovered near its birthplace might appear much younger than implied by these plots, particularly if it was born in a starburst galaxy resulting from a merger. The light from such a HCSS might be dominated by young massive stars, at least during the ∼0.1–1 Gyr required for it to exit the galaxy. (We are assuming here that massive stars can form, or at least quickly find their way, well inside the SMBH influence radius, as appears to be the case at the center of the Milky Way. We are further assuming that the recoiling SMBH is not accreting at the time of observation since otherwise the quasar might outshine the starlight.) We implicitly excluded this possibility above by assuming 0.1 Gyr as a minimum lag between star formation and SMBH ejection.

Starting roughly 6 Myr after a starburst episode, luminosities and colors of the burst population are expected to increase rapidly due to red supergiant stars (RSGs), which begin to appear when main-sequence stars of initial mass ∼25M finish core-hydrogen burning. The absolute magnitude of a burst population with standard IMF spikes roughly ∼10 Myr after the burst due to the RSGs; the increase is greatest in the IR bands. For example, in the K band, integrated luminosity increases to a value ∼100 times greater than for the same population at 1 Gyr (Leitherer et al. 1999) before falling off rapidly after ∼14 Myr. Integrated colors reach their reddest values at the same time, i.e., VI ≈ 1.5. Single RSG stars can approach luminosities of 105–106L (Davies et al. 2007), so the luminosity and color of an HCSS containing ≪106 stars could undergo enormous relative changes around this time.

There are both advantages and disadvantages to targeting such young HCSSs as a search strategy. (Super)star clusters are commonly found in the centers of starburst galaxies and merger remnants (e.g., Max et al. 2005; Galliano et al. 2008), so in any search based solely on imaging photometry, HCSSs could not be easily distinguished. However, once a HCSS reaches larger separations from the center of the galaxy, it will already deviate from its surroundings by plausibly showing higher metal abundance. On the other hand, even low-resolution spectroscopy could immediately reveal a high velocity relative to the galaxy core or relative to other clusters in the galaxy.

We note that discovery of a young HCSS that is still uniquely associated with its host galaxy can provide important constraints on the timescale associated with late evolution of the binary SMBH that engendered the kick. If coalescence was rapid, the host galaxy of the HCSS will still show signs of recent interaction (for instance, tidal tails). If the massive binary stalled for ≳ 108–109 yr before coalescing, these signs will be mostly gone. Age dating of the recoil event could be based on (projected) distance from the galaxy core and recoil velocity, and/or on the age of the stellar populations.

7.4. Exotic Manifestations

HCSSs with accreting central black holes, powered either by stellar tidal disruptions or stellar mass loss, were discussed in Paper I. This subpopulation could be efficiently searched for by combining optical properties with information from multi-wavelength surveys, e.g., in the X-ray, UV, or radio band. We speculate that the unusual optical transient source SCP06F6 (Barbary et al. 2009) might be a tidally detonated white dwarf bound to a recoiling SMBH (as discussed already in Paper I). This scenario would fit the high amplitude of variability of the transient, the absence of an obvious host galaxy, and the possible association with a cluster of galaxies at z = 1.1. However, the observed symmetry of the light curve might suggest a lensing origin (Barbary et al. 2009) even though the authors did not favor lensing for other reasons. The unusual optical spectrum of this source could be caused by the tidal-debris disk illuminating the outer disk or the outflowing part of the detonation debris. That way, the observed extreme, unusually broadened absorption features would be caused if we are looking down stream. Gänsicke et al. (2009) recently reported the detection of an X-ray source co-incident with SCP 06F6 with an X-ray luminosity at the lower end of known tidal disruption flares (Komossa et al. 2004). These authors discuss supernovae-related scenarios but also consider tidal disruption of a star, and suggest a preliminary redshift of 0.14, in which case the source is not associated with the cluster at redshift 1.1.

Finally, some of the oldest surviving HCSSs would consist mostly of stellar end states. They would be quite faint, since only very low-mass stars and WDs would remain, but could possibly be identified by their very unusual colors.

8. THE INVERSE PROBLEM

We have focused on the "forward" problem of predicting the numbers and properties of HCSSs given reasonable assumptions about the distribution of gravitational-wave kicks and the merger history of the universe. Once HCSSs have been detected, one can begin work on the potentially more interesting inverse problem: using the measured properties of HCSSs to infer the distribution of GW kicks and its evolution over time.

The inverse problem is made easier by the remarkable property of HCSSs (Section 2) that they encode the magnitude of their natal kick in their spectra. Measuring the degree to which the absorption-line spectrum of a HCSS has been broadened by internal stellar motions leads immediately to an estimate of Vk. Such a measurement is completely independent of the space velocity of the HCSS at the moment of observation. It is reasonably independent of the initial (pre-kick) density profile, and it depends on the time since the kick only to the extent that the HCSS changes its structure over time; such changes are expected to be small for the brightest HCSSs (Section 4).

For a "collisional" (MBH ≲ 107M) HCSS, with γ ≈ 1.75, Equation (21) gives

Equation (53)

i.e.

Equation (54)

In the absence of any knowledge about the internal structure of the HCSS, the coefficient in Equation (54) is uncertain, but not greatly so. Allowing the inner density profile slope to vary over the range 1 ⩽ γ ⩽ 2 implies

Equation (55)

If more information about the HCSS is available than just σobs, this estimate of Vk could be refined, to a degree that depends on the size and distance of the HCSS and on the access to observing time: (1) a deep spectrum would allow extraction of the stellar broadening function N(V), as in Figure 7. N(V) contains more information about the spatial and velocity distribution of stars around the SMBH than σobs alone (e.g., Merritt 1993). (2) If the HCSS is near enough and/or large enough to be spatially resolved, constraints can be put on the slope of the stellar density profile from the photometry.

Measuring both rk and Vk gives MBH (Equation (1)), allowing one to investigate the dependence of kick velocity on SMBH mass, and (via the MBH–σ relation) on galaxy mass. Combined with the total light of the HCSS  and perhaps with a mass-to-light ratio derived from broadband colors, rk and MBH give an estimate of the pre-kick nuclear density via Equation (6).

Most detected HCSSs may be spatially unresolved. Even in this case, broadband magnitudes would allow a sample of HCSSs to be placed on the color–magnitude or velocity dispersion–magnitude diagrams (Figures 19 and 20). The number of detected HCSSs per unit volume combined with their distribution over these observational planes contains information about the time-integrated ejection rate, and hence the galaxy merger rate. Colors would also provide an indirect constraint on the time since the kick.

So far we have emphasized kicks large enough to unbind SMBHs from galaxies, Vk ≳ 500 km s−1. If these are the only objects detected as HCSSs, then they will contain information only about the high-Vk part of the kick distribution (although we note that a large fraction of kicks may be above 500 km s−1). Many kicks will fall below galactic escape velocities, particularly in the largest galaxies, producing HCSSs that oscillate about the core or drift for long times in the envelope (Madau and Quataert 2004; Gualandris & Merritt 2008). Since the size of a HCSS scales inversely with its kick (Equation (1)), such objects would be among the largest and brightest HCSSs, but detection might be difficult since they would be superposed on or behind the image of the galaxy. Such HCSSs would also have finite lifetimes before finding their way back to the center of the galaxy.

9. CONCLUSIONS

  • 1.  
    SMBHs kicked out from the centers of galaxies by gravitational-wave recoil are accompanied by a cluster of bound stars with mass ∼10−2 times the black hole mass or less, and radius ∼101 pc or less—a HCSS.
  • 2.  
    HCSSs have density profiles that can uniquely be calculated given the kick velocity and given the stellar distribution prior to the kick. The density at large distances from the SMBH falls off as ∼r−4.
  • 3.  
    Internal (rms) velocities of HCSSs are very high, ∼102 − 103 km s−1, and comparable to their kick velocities. Their overall velocity distributions are extremely non-Gaussian.
  • 4.  
    HCSSs could be distinguished photometrically from foreground red giants, based on their bluer (lower) values of BV for a given BK. They also should appear redder than low-metallicity GCs with comparable ages ≳1 Gyr.
  • 5.  
    With a simplified cosmological merger model, we are able to estimate expected number counts and luminosity distributions of HCSSs in the local universe. Detection of perhaps 102 HCSSs should be possible in the Virgo cluster alone, although only a few may be bright enough to allow high S/N spectroscopy and provide solid confirmation of their extreme velocity dispersions.
  • 6.  
    Some HCSSs may already exist in survey data of compact stellar systems in the Fornax, Virgo, and Coma galaxy clusters.
  • 7.  
    Because the kick velocity of a HCSS is related in a simple way to its measured velocity dispersion, the distribution of gravitational-wave kicks can be empirically determined from a sufficiently large sample of HCSSs.

Paper I (Komossa & Merritt 2008a) first derived the basic properties of HCSSs  including their compactness and high internal velocity dispersions, and presented a possible route to detection via off-nuclear tidal disruption flares. The current paper derives the intrinsic properties of HCSSs in a more complete and general way and relates those properties to the properties of the host galaxy. Together, these two papers complement the growing number of recent papers that discuss gas-related signatures of gravitational-wave recoil. While this paper was being submitted, we learned of a related work by O'Leary & Loeb (2009) which argues that many thousands of low-mass HCSSs should be present in the Milky Way halo.

This work was begun while J. S. was a visitor to the Center for Computational Relativity and Gravitation at the Rochester Institute of Technology. We thank S. Mieske and P. Lasky for making unpublished data available to us. We acknowledge stimulating conversations with D. Axon, A. Gualandris, J. Krolik, M. Mbonye, C. Miller, and S. Portegies Zwart. The anonymous referee also made insightful comments that led to the new section on unbound stars. D.M. was supported by grants AST-0807910 (NSF) and NNX07AH15G (NASA). J.S. was supported by the Chandra Postdoctoral Fellowship Program.

APPENDIX A: COMPUTATION OF THE BOUND MASS

Here we compute the mass in stars that remains bound to a SMBH after the latter receives an instantaneous kick of magnitude Vk.

We assume that the pre-kick phase-space density of stars is

Equation (A1)

where E = V2/2 − GMBH/r is the energy per unit mass of a star. The pre-kick stellar density is ρ0(r) ∝ r−γ. As above, we ignore the contribution to the gravitational potential from the stars.

Immediately after the kick, transfer to a frame moving with the SMBH. Assume without loss of generality that the kick is along the x-axis. In this frame, the phase-space density is

Equation (A2)

in the velocity-space region that lies within the sphere

Equation (A3)

and zero elsewhere.

Stars are bound to the SMBH after the kick if they lie within the sphere

Equation (A4)

The intersection of the surface of this sphere, and the surface of the sphere defined by Equation (A3), defines a circle of radius [2GMBH/r − (Vk/2)2]1/2 with the center on the Vx-axis at Vx = Vk/2 ≡ V0 (Figure 21).

Figure 21.

Figure 21. Illustrating the velocity-space region occupied by stars at radius r around a kicked SMBH, in a frame moving with the kick velocity. Stars that remain bound after the kick lie in the region of intersection of the two spheres.

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The configuration-space density of the bound stars is then

Equation (A5)

where the velocity-space volume element has been written as d3V = 2πdVxVtdVt, V2tV2y + V2z, and the region of integration extends over the volume enclosed by the intersection of the two spheres in Figure 21.

Define new variables

Equation (A6)

The contribution to ρk(r) from the velocity-space region to the left of the dotted curve in Figure 21 (i.e., VxV0) is

Equation (A7a)

Equation (A7b)

where rkGMBH/V2k as above; ρI = 0 for r > 8rk. The contribution to ρk(r) from the velocity-space region to the right of the dotted curve in Figure 21 (i.e., Vx > V0) is

Equation (A8a)

Equation (A8b)

Summing ρI(r) and ρII(r), and fixing C by the requirement that the post-kick density in the limit Vk → 0 equal the pre-kick density ρ0(r),

Equation (A9)

yields

Equation (A10a)

Equation (A10b)

Equation (A10c)

This density is plotted in Figure 22 for four values of γ. The integrals I1, I2 can be expressed in terms of hypergeometric functions; the quantity I1(γ, 0) that appears in the denominator of Equation (A10a) is

Equation (A11)
Figure 22.

Figure 22. Solid lines show the density of bound stars around a kicked SMBH, immediately after the kick, for four different values of the pre-kick density slope, γ = (0.5, 1, 1.5, 2) (dotted lines).

Standard image High-resolution image

We stress that the density expressed by Equations (A10) does not represent a steady-state distribution. After phase mixing, the density of stars will be non-zero at all radii 0 ⩽ r and the bound cloud will be elongated along the x-axis, as discussed above and as shown in Figure 2. However, the fact that the density of bound stars is spherically symmetric in configuration space immediately after the kick allows the mass of the bound population to be straightforwardly computed:

Equation (A12)

Writing

Equation (A13)

as above, we have finally

Equation (A14)

This function is plotted as the solid line in the top panel of Figure 1, where it is compared with the approximate expression 11.6γ−1.75.

APPENDIX B: GLOSSARY OF ACRONYMS AND VARIABLES

  • BH: black hole
  • DGTO: dwarf-globular transition object
  • GC: globular cluster
  • GH: Gauss–Hermite (expansion)
  • GW: gravitational wave
  • IMF: initial mass function
  • HCSS: hypercompact stellar system
  • SMBH: supermassive black hole
  • S/N: signal-to-noise ratio
  • UCD: ultracompact dwarf (galaxy)
  • γ: power-law index for pre-kick density scaling with radius
  • Λ: Coulomb logarithm for 2-body relaxation
  • ξ: dimensionless radius in Dehnen profile; Equation (14)
  • ρ(r): stellar density profile around BH
  • ρ0: fiducial stellar density at r0
  • σ: 1-D velocity dispersion of the pre-kick galactic bulge
  • σ0: width of Gaussian term in GH expansion
  • σc: velocity dispersion for GH expansion
  • σobs: observed velocity dispersion of the post-kick HCSS; Equation (20)
  • Σ(R): projected stellar surface density
  • ϕ(M): initial mass function; Equation (48)
  • Φ(M, z): distribution function of merging BHs with individual mass M at redshift z; Equation (49)
  • ΩΛ: cosmological density parameter for dark energy
  • Ωm: cosmological density parameter for matter
  • a: semimajor axis of pre-merger BH binary orbit
  • aeq: semimajor axis of BH binary orbit at point when dominated by GW losses
  • ah: semimajor axis of pre-merger bound BH binary orbit; Equation (24)
  • a1: spin parameter of larger pre-merger BH
  • a2: spin parameter of smaller pre-merger BH
  • d: distance of passage from galactic center for collisionless loss cone
  • dsym: distance HCSS travels after kick before symmetrizing into an elongated spheriod; Equation (13)
  • F1(γ): dimensionless scaling function relating Mk and Mb; Equations (7) and (8)
  • F2(γ): dimensionless scaling function relating reff and rk; Equations (17) and (18)
  • F3(γ): dimensionless scaling function relating σobs and Vk; Equations (20) and (21)
  • fb: fraction of bound stellar mass Mb relative to BH mass MBH; Equation (6)
  • f(M): distribution function of merging BHs as a function of mass; Equation (49)
  • Gm(γ): dimensionless scaling function relating Mb, MBH, and reff in collisionless regime; Equations (41) and (42)
  • Gs(γ): dimensionless scaling function relating Mb, σ, and reff in collisionless regime; Equations (41) and (42)
  • g(z): distribution function of merging BHs as a function of redshift; Equation (49)
  • h: dimensionless Hubble expansion parameter
  • h4: measure of deviation from Gaussian in GH expansion
  • Hm(γ): dimensionless scaling function relating Mb, MBH, and σobs in collisionless regime; Equations (43) and (44)
  • Hs(γ): dimensionless scaling function relating Mb, σ, and σobs in collisionless regime; Equations (43) and (44)
  • K(γ): dimensionless scaling function relating Mb and MBH; Equation (19b)
  • L: bolometric luminosity of HCSS
  • M1: mass of larger pre-merger BH
  • M2: mass of smaller pre-merger BH
  • Mb: post-kick mass in bound stars; Equation (6)
  • MBH: mass of the final, post-kick BH
  • Mcore: total mass in stars ejected from galactic core; Equation (29c)
  • MD: total stellar mass in Dehnen (post-kick) density profile; Equation (15)
  • Mk: pre-kick mass in stars within rk; Equation (4)
  • N: multiplier of σ which gives escape velocity from core-Sersic galaxy; Equation (36)
  • $\dot{N}$: post-kick rate of tidal disruptions; Equation (45)
  • N(V): distribution function of line-of-sight velocities
  • q: mass ratio of binary BH M2/M1
  • r: radial distance from center of stellar cluster
  • R: projected radial distance from center of stellar cluster
  • Rb: projected break radius for core-Sersic profile
  • R(M, z): merger rate of binary BHs with total mass M at redshift z; Equation (50)
  • r: pre-kick radius containing 2MBH in stars
  • r0: fiducial radius used to normalize pre-kick density profile
  • rD: scaling radius for Dehnen density profile; Equation (14)
  • reff: effective projected radius of post-kick stellar density profile; Equation (17)
  • rinfl: influence radius; Equation (3)
  • rk: kick radius; Equation (1)
  • rt: tidal disruption radius; Equation (45)
  • tk: time elapsed since kick
  • tR: relaxation time of pre-merger stellar nucleus
  • tsym: time elapsed after kick before HCSS symmetrizes into an elongated spheriod; Equation (12)
  • Vesc: escape velocity from host galaxy
  • Vk: initial kick velocity of merged BH
  • Vk: 3-vector representation of kick velocity

Footnotes

  • Integrated spectra of the centers of galaxies typically are well modeled via Gaussian broadening functions. This is because most of the light in the slit comes from stars that are far from the SMBH.

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10.1088/0004-637X/699/2/1690