Brought to you by:
Paper

A Gaudin-like determinant for overlaps of Néel and XXZ Bethe states

, , and

Published 24 March 2014 © 2014 IOP Publishing Ltd
, , Citation M Brockmann et al 2014 J. Phys. A: Math. Theor. 47 145003 DOI 10.1088/1751-8113/47/14/145003

1751-8121/47/14/145003

Abstract

We derive a determinant expression for overlaps of Bethe states of the XXZ spin chain with the Néel state, the ground state of the system in the antiferromagnetic Ising limit. Our formula, of determinant form, is valid for generic system size. Interestingly, it is remarkably similar to the well-known Gaudin formula for the norm of Bethe states, and to another recently-derived overlap formula appearing in the Lieb–Liniger model.

Export citation and abstract BibTeX RIS

1. Introduction

In the last few decades one-dimensional quantum integrable models have proved to be immensely fertile theoretical laboratories for studying nonperturbative effects in strongly-correlated systems. It however remains very arduous to obtain results going beyond formal expressions for eigenfunctions and basic spectral properties. Significant further progress in the field has been obtained based on the fundamental breakthrough computations of certain forms of scalar products [1] and of matrix elements of physical operators [2] from the underlying algebraic structure of the models (most economically expressed using the algebraic Bethe ansatz [3, 4]).

A significant open problem, which has up to now received little attention, consists in asking how a generic but well-defined quantum state overlaps with eigenfunctions of a certain integrable model. For example, one might ask how a spin chain state built from well-defined spin projections at each site projects onto eigenstates of a Bethe ansatz-solvable [5] Hamiltonian. Such overlaps form the basic building blocks of a recently-proposed approach to address out-of-equilibrium dynamics in integrable systems [6], but their calculation including the required knowledge of their scaling in the thermodynamic limit poses significant challenges. For the Lieb–Liniger Bose gas [7], an analytic expression for certain overlaps (namely of the condensate-like state with eigenstates at finite interaction) has been recently found [8]. Similar results for the XXZ model [9] are not yet known.

In this work we derive a practical determinant expression for the overlap of the Néel state with parity-invariant Bethe states of the XXZ model, starting from the original determinant formula obtained in [1012]. The advantage of our expression is that it can be numerically evaluated for large system sizes, and that its thermodynamic limit can be extracted analytically. Remarkably, it shows peculiar similarities with the determinant expression for the overlaps in the Lieb–Liniger model [8]. Although we do not fully understand the origin of these similarities at this stage, this coincidence is most probably not fortuitous, and points to possible deep-rooted and 'universal' links between quench situations in different models.

The paper is organized as follows. In section 2 we review the standard Bethe ansatz solution of the XXZ chain and we present the most important formulas related to the Bethe ansatz that are needed in later chapters. In section 3 we first present the final result and then we show in its subsection 3.1 the proof of the formula. We also discuss the limit to the isotropic spin-1/2 Heisenberg chain in subsection 3.2.

2. The XXZ spin-1/2 chain

The one-dimensional spin-1/2 XXZ model is given by the Hamiltonian

Equation (1)

The coupling constant J > 0 fixes the energy scale and the parameter Δ describes the anisotropy of the nearest neighbour spin-spin coupling. The length of the chain is given by N (which we choose to be even) and we impose periodic boundary conditions $\sigma _{N+1}^\alpha =\sigma _1^\alpha$, α = x, y, z.

This Hamiltonian can be diagonalized by Bethe ansatz [9]. We choose the ferromagnetic state |↑↑...↑〉 with all spins up as a reference state and construct interacting spin waves above this state. A state with M down spins reads

Equation (2a)

with the explicit wave function in coordinate space

Equation (2b)

Here, the coordinates sj, j = 1, ..., M, denote the positions of the down spins, and we assume sj < sk for j < k. The set $\mathcal {S}_M$ is the set of all permutations of integers 1, ..., M, and ( − 1)[Q] denotes the parity of the permutation Q. Further, P(λ) is the momentum associated to the rapidity λ,

Equation (3a)

and θ(λ) is the scattering phase shift given by

Equation (3b)

The parameter η is determined by the anisotropy parameter Δ = cosh (η), and the set of rapidities $\lbrace \lambda _j\rbrace _{j=1}^M$ in equations (2) specifies the state. The latter is an eigenstate of the Hamiltonian (1), and it is called Bethe state if the rapidities λj, j = 1, ..., M, satisfy the Bethe equations

Equation (4)

In this case the rapidities λj, j = 1, ..., M, are roots of the function

Equation (5)

and they are called Bethe roots. The norm of a Bethe state is given by [13]

Equation (6a)

Equation (6b)

Equation (6c)

where $K_\eta (\lambda )=\frac{\sinh (2\eta )}{\sin (\lambda +{\rm i}\eta )\sin (\lambda -{\rm i}\eta )}$ is the derivative of the scattering phase shift θ(λ).

In the following we will call states of the form (2) Bethe states or 'on-shell' if the parameters $\lbrace \lambda _j\rbrace _{j=1}^M$ fulfil the Bethe equations (4). If they are arbitrary the state is called 'off-shell'. We further choose N divisible by four such that M is even in the zero-magnetization sector M = N/2, and we call a state parity-invariant, $|\lbrace \pm \lambda _j\rbrace _{j=1}^{M/2}\rangle$, if the rapidities fulfil the symmetry $\lbrace \lambda _j\rbrace _{j=1}^M= \lbrace -\lambda _j\rbrace _{j=1}^M = \lbrace \lambda _j\rbrace _{j=1}^{M/2}\cup \lbrace -\lambda _j\rbrace _{j=1}^{M/2} \equiv \lbrace \pm \lambda _j\rbrace _{j=1}^{M/2}$.

3. Determinant expression for the overlaps with the Néel state

We are interested in the overlap of the zero-momentum Néel state given by

Equation (7)

with the XXZ Bethe states of the form (2). Therefore we only consider Bethe states with M = N/2 flipped spins since the Néel state lies in this sector of the XXZ chain. We consider parity-invariant Bethe states $|\lbrace \pm \lambda _j\rbrace _{j=1}^{M/2}\rangle$ which have non-vanishing overlap $\langle \Psi _0 | \lbrace \pm \lambda _j\rbrace _{j=1}^{M/2}\rangle$. For the total momentum of these states we find

Equation (8a)

and all other odd conserved charges $\hat{Q}_{2n+1}$ [14] evaluate to zero as well,

Equation (8b)

because P2n + 1 is an odd function, $P_{2n+1}(\lambda ) = {\rm i} \frac{\partial ^{2n}}{\partial \mu ^{2n}} \log \left[ \frac{\sin (\lambda - \mu + {\rm i} \eta /2)}{\sin (\lambda - \mu - {\rm i} \eta /2) }\right]_{\mu \rightarrow 0}$. That we are only interested in the overlap with parity-invariant Bethe states is motivated by the fact that the odd conserved charges, evaluated on non-parity-invariant Bethe states, are in general non-zero whereas their expectation value on the Néel state vanishes [14].

For clarity, let us here quote the main result of our paper (whose derivation will be presented below): the normalized overlap of the zero-momentum Néel state |Ψ0〉 with a parity-invariant Bethe state $|\lbrace \pm \lambda _j\rbrace _{j=1}^{M/2}\rangle$, which reads as follows:

Equation (9a)

where

Equation (9b)

$K_\eta ^\pm (\lambda ,\mu )=K_\eta (\lambda -\mu ) \pm K_\eta (\lambda +\mu )$, and $K_\eta (\lambda )=\frac{\sinh (2\eta )}{\sin (\lambda +{\rm i}\eta )\sin (\lambda -{\rm i}\eta )}$. Note that here Bethe roots can be complex numbers (string solutions). The XXZ overlap formula (9) for the Néel state looks very similar to the Lieb–Liniger overlap formula for a state which describes a Bose–Einstein condensate of one-dimensional free Bosons [8].

3.1. Proof of an off-shell formula

In order to prove overlap formula (9) we start with an expression for the overlap of the Néel state with an unnormalized off-shell state $|\lbrace \tilde{\lambda }_j\rbrace _{j=1}^{M}\rangle$ of the form (2), which was proven in [11, 12] (see equations (2.26)–(2.27) in [11] with ξ ≕ −iη/2). Introducing the short-hand notation sα, β = sin (α + iβ) these equations from [11] can be written as (note that N = 2M)

Equation (10a)

Equation (10b)

This expression is unhandy to perform the thermodynamic limit as well as for parity-invariant states $|\lbrace \pm \lambda _j\rbrace _{j=1}^{M/2}\rangle$ due to zeroes of the determinant and singularities in the prefactor. To perform the limit to parity-invariant states (not necessarily on-shell Bethe states) we set $\tilde{\lambda }_j = \lambda _j + \epsilon _j$ for j = 1, ..., M/2 and $\tilde{\lambda }_j = -\lambda _{j-M/2} + \epsilon _{j-M/2}$ for j = M/2 + 1, ..., M. Here, the parameters λj, j = 1, ..., M/2, are arbitrary complex numbers. We shall see that the main ingredients to the derivation of formula (9) are the limits epsilonj → 0, j = 1, ..., M/2, and the pseudo parity invariance of the set $\lbrace \tilde{\lambda }_j\rbrace _{j=1}^{M} = \lbrace \lambda _j+\epsilon _j\rbrace _{j=1}^{M/2}\cup \lbrace -\lambda _j+\epsilon _j\rbrace _{j=1}^{M/2}$. We derive then an off-shell version of equation (9), which has the same form up to corrections which are zero when the rapidities satisfy the Bethe equations (4).

If we multiply the prefactor in (10a) with $\alpha _{\rm reg}=\prod _{j=1}^{M/2}\left(\frac{s_{2\epsilon _j,0}}{s_{0,\eta }}\right)$ and the determinant by its inverse $\alpha _{\rm reg}^{-1}$ we get regular expressions with well-defined limits epsilonj → 0, j = 1, ..., M/2, as well as a well-defined XXX scaling limit λ → ηλ and η → 0 afterwards. Assuming an appropriate order of rapidities the lowest order in $\lbrace \epsilon _j\rbrace _{j=1}^{M/2}$ of the regularized prefactor and of the determinant read

Equation (11a)

Equation (11b)

The task is now to calculate the limits epsilonj → 0, j = 1, ..., M/2, in (11b). For this purpose we reorder the rows and columns of the matrix $\mathbb{1}+U$ under the determinant in such a way that the pair (λk + epsilonk, −λk + epsilonk) belongs to the two rows and two columns with indices 2k − 1 and 2k.

We consider the resulting M × M matrix as a M/2 × M/2 block matrix built of 2 × 2 blocks. Collecting all terms up to first order in all epsilonj, j = 1, ..., M/2, we obtain on the diagonal the 2 × 2 blocks

Equation (12a)

and for the off-diagonal blocks (1 ⩽ j, kM/2, jk)

Equation (12b)

where we defined the abbreviations $\delta _k=s_{2\epsilon _k,0}/s_{0,\eta }$ for k = 1, ..., M/2 and

Equation (13)

Note that the function $\tilde{\mathfrak {a}}$ is different from the function $\mathfrak {a}$ of equation (5) because in the definition of $\mathfrak {a}$ the parameters $\lbrace \lambda _k\rbrace _{k=1}^{M}$ are Bethe roots whereas here in equation (13) they are arbitrary. The symbols $\mathfrak {b}_k^+$ and $\mathfrak {b}_k^-$ in equation (12a) denote the first order corrections of the elements U2k, 2k − 1 and U2k − 1, 2k, respectively. After a short calculation we obtain up to zeroth order in δk

Equation (14)

We further define $\alpha _k = \sqrt{-\frac{s_{2\lambda _k,+\eta }}{s_{2\lambda _k,-\eta }}\mathfrak {a}_k}$ and multiply the M × M matrix $\mathbb{1}+U$ from the left and from the right respectively with the matrices

Equation (15)

Since the determinants of these diagonal matrices are equal to one this transformation does not change the value of the determinant $\det _M(\mathbb{1}+U)$. We see that the structure of the matrix becomes

Equation (16)

where the elements ajk, bjk, cjk, and djk, j, k = 1, ...M/2, of the off-diagonal blocks can be calculated by multiplying the 2 × 2 block (12b) with ${\rm diag}_2(\alpha _j,\alpha _j^{-1})$ from the left and with ${\rm diag}_2(\alpha _k^{-1},\alpha _k)$ from the right.

Under the determinant the matrix (16) can be further simplified by replacing column 2k − 1 by the difference of columns 2k − 1 and 2k for all k = 1, ..., M/2 and afterwards by replacing row 2j − 1 by the difference of rows 2j − 1 and 2j for all j = 1, ..., M/2. Up to first order in each δ1, δ2, ..., δM/2 the determinant of $\mathbb{1}+U$ becomes

Equation (17)

where ejk = ajkbjkcjk + djk. The diagonal elements Dk, k = 1, ..., M/2, are given by

Equation (18)

where we defined $K_\eta ^{+}(\lambda ,\mu )=K_\eta (\lambda -\mu )+K_\eta (\lambda +\mu )$, $K_\eta (\lambda )=\frac{s_{0,2\eta }}{s_{\lambda ,+\eta }s_{\lambda ,-\eta }}$ and $\mathfrak {A}_k=1+\mathfrak {a}_k$, $\bar{\mathfrak {A}}_k=1+\mathfrak {a}_k^{-1}$. Using these definitions the off-diagonal elements can be simplified to

Equation (19)

where the symbols fjk are specified below (see equation (20c)). We can forget about the square roots as they cancel each other under the determinant. The factor $\prod _{k=1}^{M/2}\delta _k$ cancels exactly the factor $\alpha _{\rm reg}^{-1}=\prod _{j=1}^{M/2}\frac{s_{2\epsilon _j,0}}{s_{0,\eta }}=\prod _{k=1}^{M/2}\delta _k^{-1}$ in equation (11b).

Hence, we reduced the M dimensional determinant of overlaps with deviated parity-invariant states in the limit of vanishing deviations to an M/2 dimensional determinant which depends on M/2 independent half of the parameters. The result can be eventually summed up as follows:

Equation (20a)

where the prefactor γ is given by equation (11a) and the matrix $G_{jk}^+$ reads

Equation (20b)

Equation (20c)

Note that here the matrix elements $G_{jk}^{+}$ contain an additional factor s0, η = isinh (η) compared to the earlier definition of $G_{jk}^{+}$ in equation (9b), which is convenient for taking the XXX limit η → 0 which we shall do in the next section, section 3.2. Formula (20) holds for arbitrary complex numbers λj, j = 1, ..., M/2.

If we are on-shell in equations (20a-c), i. e. if the set $\lbrace \pm \lambda _j\rbrace _{j=1}^{M/2}$ satisfies the Bethe equations (5), and if we are not in the XXX limit with rapidities at infinity, $\mathfrak {A}_j$ and $\bar{\mathfrak {A}}_j$ just vanish. Together with the norm of Bethe states and using the symmetry of the Gaudin matrix (6c) as well as the relation

Equation (21)

for block matrices we finally gain the overlap formula (9), where the additional factors s0, η in $G_{jk}^{+}$, 1 ⩽ j, kM/2, cancel against the prefactor $\sqrt{s_{0,\eta }^M}$ in the norm formula (6).

3.2. The XXX limit including rapidities at infinity

At the isotropic point Δ = 1, there are Bethe states with rapidities at infinity that need to be specially treated. In order to obtain an appropriate overlap formula for the XXX case including such rapidities at infinity we use the off-shell formula (20a-c). As long as we are off-shell we can scale all rapidities by η, send η to zero and can afterwards send some of the rapidities to infinity. Within this scaling equations (20) reduce to

Equation (22a)

where now

Equation (22b)

Equation (22c)

$\tilde{K}_\alpha ^{+}(\lambda ,\mu )=\tilde{K}_\alpha (\lambda -\mu )+\tilde{K}_\alpha (\lambda +\mu )$, and $\tilde{K}_\alpha (\lambda )=\frac{2\alpha }{\lambda ^2+\alpha ^2}$. The explicit form of $\tilde{f}_{jk}$ is not interesting since either $\tilde{f}_{jk}$ vanishes due to Bethe equations or it gives subleading corrections if one of the parameters λj goes to infinity. The term $\mathfrak {a}_j$ reads now

Equation (23)

and we have again $\mathfrak {A}_j=1+\mathfrak {a}_j=0$ if the set $\lbrace \pm \lambda _j\rbrace _{j=1}^{M/2}$ satisfies the Bethe equations of the XXX model.

Let us consider the case when n pairs of Bethe roots are at ± in such a way that the difference and the sum of two Bethe roots which do not belong to the same pair is also infinity. Let us denote the corresponding parameters by μj, j = 1, ..., n. We have m = M/2 − n finite pairs (λj, −λj) that fulfil the Bethe equations

Equation (24)

We used the fact that all factors including one of the parameters μk, k = 1, ..., n, are equal to one. The Bethe equations for all infinite Bethe roots are trivial. The prefactor $\tilde{\gamma }$ has no divergencies in μj and just reads

Equation (25)

Now, we take the limits μj, j = 1, ..., n, in equation (22c) and treat all terms containing $\mathfrak {A}_j$ or $\bar{\mathfrak {A}}_j$ carefully. The determinant simplifies to

Equation (26)

where $\hat{G}_{jk}^{+}$ is a reduced m × m version of the M/2 × M/2 matrix $\tilde{G}_{jk}^{+}$ in equation (22c), and where we used a factor $\mathcal {N}(\lbrace \mu _j\rbrace _{j=1}^{n})=\prod _{j=1}^n\mu _j^{-2}$ to get a non-vanishing result.

We need the same factor $\mathcal {N}(\lbrace \mu _j\rbrace _{j=1}^{n})$ to correctly renormalize the norm formula (6). We introduce the abbreviations $\Lambda _{\pm }^{\!2m} = \lbrace \pm \lambda _j\rbrace _{j=1}^{m}$, $\mathcal {M}_{\pm }^{2n}=\lbrace \pm \mu _j\rbrace _{j=1}^{n}$, and $\Lambda _{\pm }^{M} = \Lambda _{\pm }^{\!2m} \cup \mathcal {M}_{\pm }^{2n}$ where the subscripts ± and 2m, 2n are reminiscent to the parity invariance of the state and the 2m flipped spins, 2n pairs at infinity, respectively. The square of the norm of the state can be written as

Equation (27)

The norm square of the Bethe state $|\Lambda _{\pm }^{\!2m}\rangle$ is given by the XXX limit of the norm formula (6b) and reads

Equation (28)

where $\hat{G}_{jk}$ is a reduced 2m × 2m version of the M × M Gaudin matrix $\tilde{G}_{jk}$.

All together we obtain for the overlap of the Néel state (7) with a normalized, parity-invariant XXX Bethe state $|\Lambda _{\pm }^{(m,n)}\rangle$, where m pairs (λj, −λj) are finite and all other rapidities ±μj, j = 1, ..., n, are at ± (N = 2n, 2m + 2n = M = N/2):

Equation (29a)

Equation (29b)

with $\tilde{K}_\alpha ^{\pm }(\lambda ,\mu )=\tilde{K}_\alpha (\lambda -\mu )\pm \tilde{K}_\alpha (\lambda +\mu )$ and $\tilde{K}_\alpha (\lambda )=\frac{2\alpha }{\lambda ^2+\alpha ^2}$. Note again that in equations (29) Bethe roots can be complex numbers (string solutions).

4. Summary

In this work we obtained an exact expression for the overlap of the zero-momentum Néel state with parity-invariant Bethe states of the XXZ model for any value of the anisotropy Δ. Generalizations to other simple classes of initial states (dimer and q-dimer states) as in [12] are straightforward. Our result has a remarkable 'Gaudin-like' form, which has also recently been found in the Lieb–Liniger case [8], and suggests a potentially deep link between such overlaps in integrable systems. On one hand, it allows for a rigorous proof of the Lieb–Liniger overlap formula [15]. On the other hand, the fact that our formula applies in the thermodynamic limit N opens the possibility of using the method of [6] to investigate out-of-equilibrium dynamics in spin chains, paralleling the results of [8]. Other applications include the comparison with asymptotic results for the dynamical free energy [16], and finally taking the infinite Trotter number limit for the surface free energy of an open spin chain as in [11]. We will investigate these topics in future publications.

Acknowledgments

We acknowledge useful discussions with Davide Fioretto, Balàzs Pozsgay, Pasquale Calabrese. We acknowledge support from the Foundation for Fundamental Research on Matter (FOM) and the Netherlands Organisation for Scientific Research (NWO).

Please wait… references are loading.
10.1088/1751-8113/47/14/145003