Abstract
We derive a determinant expression for overlaps of Bethe states of the XXZ spin chain with the Néel state, the ground state of the system in the antiferromagnetic Ising limit. Our formula, of determinant form, is valid for generic system size. Interestingly, it is remarkably similar to the well-known Gaudin formula for the norm of Bethe states, and to another recently-derived overlap formula appearing in the Lieb–Liniger model.
Export citation and abstract BibTeX RIS
1. Introduction
In the last few decades one-dimensional quantum integrable models have proved to be immensely fertile theoretical laboratories for studying nonperturbative effects in strongly-correlated systems. It however remains very arduous to obtain results going beyond formal expressions for eigenfunctions and basic spectral properties. Significant further progress in the field has been obtained based on the fundamental breakthrough computations of certain forms of scalar products [1] and of matrix elements of physical operators [2] from the underlying algebraic structure of the models (most economically expressed using the algebraic Bethe ansatz [3, 4]).
A significant open problem, which has up to now received little attention, consists in asking how a generic but well-defined quantum state overlaps with eigenfunctions of a certain integrable model. For example, one might ask how a spin chain state built from well-defined spin projections at each site projects onto eigenstates of a Bethe ansatz-solvable [5] Hamiltonian. Such overlaps form the basic building blocks of a recently-proposed approach to address out-of-equilibrium dynamics in integrable systems [6], but their calculation including the required knowledge of their scaling in the thermodynamic limit poses significant challenges. For the Lieb–Liniger Bose gas [7], an analytic expression for certain overlaps (namely of the condensate-like state with eigenstates at finite interaction) has been recently found [8]. Similar results for the XXZ model [9] are not yet known.
In this work we derive a practical determinant expression for the overlap of the Néel state with parity-invariant Bethe states of the XXZ model, starting from the original determinant formula obtained in [10–12]. The advantage of our expression is that it can be numerically evaluated for large system sizes, and that its thermodynamic limit can be extracted analytically. Remarkably, it shows peculiar similarities with the determinant expression for the overlaps in the Lieb–Liniger model [8]. Although we do not fully understand the origin of these similarities at this stage, this coincidence is most probably not fortuitous, and points to possible deep-rooted and 'universal' links between quench situations in different models.
The paper is organized as follows. In section 2 we review the standard Bethe ansatz solution of the XXZ chain and we present the most important formulas related to the Bethe ansatz that are needed in later chapters. In section 3 we first present the final result and then we show in its subsection 3.1 the proof of the formula. We also discuss the limit to the isotropic spin-1/2 Heisenberg chain in subsection 3.2.
2. The XXZ spin-1/2 chain
The one-dimensional spin-1/2 XXZ model is given by the Hamiltonian
The coupling constant J > 0 fixes the energy scale and the parameter Δ describes the anisotropy of the nearest neighbour spin-spin coupling. The length of the chain is given by N (which we choose to be even) and we impose periodic boundary conditions , α = x, y, z.
This Hamiltonian can be diagonalized by Bethe ansatz [9]. We choose the ferromagnetic state |↑↑...↑〉 with all spins up as a reference state and construct interacting spin waves above this state. A state with M down spins reads
with the explicit wave function in coordinate space
Here, the coordinates sj, j = 1, ..., M, denote the positions of the down spins, and we assume sj < sk for j < k. The set is the set of all permutations of integers 1, ..., M, and ( − 1)[Q] denotes the parity of the permutation Q. Further, P(λ) is the momentum associated to the rapidity λ,
and θ(λ) is the scattering phase shift given by
The parameter η is determined by the anisotropy parameter Δ = cosh (η), and the set of rapidities in equations (2) specifies the state. The latter is an eigenstate of the Hamiltonian (1), and it is called Bethe state if the rapidities λj, j = 1, ..., M, satisfy the Bethe equations
In this case the rapidities λj, j = 1, ..., M, are roots of the function
and they are called Bethe roots. The norm of a Bethe state is given by [13]
where is the derivative of the scattering phase shift θ(λ).
In the following we will call states of the form (2) Bethe states or 'on-shell' if the parameters fulfil the Bethe equations (4). If they are arbitrary the state is called 'off-shell'. We further choose N divisible by four such that M is even in the zero-magnetization sector M = N/2, and we call a state parity-invariant, , if the rapidities fulfil the symmetry .
3. Determinant expression for the overlaps with the Néel state
We are interested in the overlap of the zero-momentum Néel state given by
with the XXZ Bethe states of the form (2). Therefore we only consider Bethe states with M = N/2 flipped spins since the Néel state lies in this sector of the XXZ chain. We consider parity-invariant Bethe states which have non-vanishing overlap . For the total momentum of these states we find
and all other odd conserved charges [14] evaluate to zero as well,
because P2n + 1 is an odd function, . That we are only interested in the overlap with parity-invariant Bethe states is motivated by the fact that the odd conserved charges, evaluated on non-parity-invariant Bethe states, are in general non-zero whereas their expectation value on the Néel state vanishes [14].
For clarity, let us here quote the main result of our paper (whose derivation will be presented below): the normalized overlap of the zero-momentum Néel state |Ψ0〉 with a parity-invariant Bethe state , which reads as follows:
where
, and . Note that here Bethe roots can be complex numbers (string solutions). The XXZ overlap formula (9) for the Néel state looks very similar to the Lieb–Liniger overlap formula for a state which describes a Bose–Einstein condensate of one-dimensional free Bosons [8].
3.1. Proof of an off-shell formula
In order to prove overlap formula (9) we start with an expression for the overlap of the Néel state with an unnormalized off-shell state of the form (2), which was proven in [11, 12] (see equations (2.26)–(2.27) in [11] with ξ ≕ −iη/2). Introducing the short-hand notation sα, β = sin (α + iβ) these equations from [11] can be written as (note that N = 2M)
This expression is unhandy to perform the thermodynamic limit as well as for parity-invariant states due to zeroes of the determinant and singularities in the prefactor. To perform the limit to parity-invariant states (not necessarily on-shell Bethe states) we set for j = 1, ..., M/2 and for j = M/2 + 1, ..., M. Here, the parameters λj, j = 1, ..., M/2, are arbitrary complex numbers. We shall see that the main ingredients to the derivation of formula (9) are the limits j → 0, j = 1, ..., M/2, and the pseudo parity invariance of the set . We derive then an off-shell version of equation (9), which has the same form up to corrections which are zero when the rapidities satisfy the Bethe equations (4).
If we multiply the prefactor in (10a) with and the determinant by its inverse we get regular expressions with well-defined limits j → 0, j = 1, ..., M/2, as well as a well-defined XXX scaling limit λ → ηλ and η → 0 afterwards. Assuming an appropriate order of rapidities the lowest order in of the regularized prefactor and of the determinant read
The task is now to calculate the limits j → 0, j = 1, ..., M/2, in (11b). For this purpose we reorder the rows and columns of the matrix under the determinant in such a way that the pair (λk + k, −λk + k) belongs to the two rows and two columns with indices 2k − 1 and 2k.
We consider the resulting M × M matrix as a M/2 × M/2 block matrix built of 2 × 2 blocks. Collecting all terms up to first order in all j, j = 1, ..., M/2, we obtain on the diagonal the 2 × 2 blocks
and for the off-diagonal blocks (1 ⩽ j, k ⩽ M/2, j ≠ k)
where we defined the abbreviations for k = 1, ..., M/2 and
Note that the function is different from the function of equation (5) because in the definition of the parameters are Bethe roots whereas here in equation (13) they are arbitrary. The symbols and in equation (12a) denote the first order corrections of the elements U2k, 2k − 1 and U2k − 1, 2k, respectively. After a short calculation we obtain up to zeroth order in δk
We further define and multiply the M × M matrix from the left and from the right respectively with the matrices
Since the determinants of these diagonal matrices are equal to one this transformation does not change the value of the determinant . We see that the structure of the matrix becomes
where the elements ajk, bjk, cjk, and djk, j, k = 1, ...M/2, of the off-diagonal blocks can be calculated by multiplying the 2 × 2 block (12b) with from the left and with from the right.
Under the determinant the matrix (16) can be further simplified by replacing column 2k − 1 by the difference of columns 2k − 1 and 2k for all k = 1, ..., M/2 and afterwards by replacing row 2j − 1 by the difference of rows 2j − 1 and 2j for all j = 1, ..., M/2. Up to first order in each δ1, δ2, ..., δM/2 the determinant of becomes
where ejk = ajk − bjk − cjk + djk. The diagonal elements Dk, k = 1, ..., M/2, are given by
where we defined , and , . Using these definitions the off-diagonal elements can be simplified to
where the symbols fjk are specified below (see equation (20c)). We can forget about the square roots as they cancel each other under the determinant. The factor cancels exactly the factor in equation (11b).
Hence, we reduced the M dimensional determinant of overlaps with deviated parity-invariant states in the limit of vanishing deviations to an M/2 dimensional determinant which depends on M/2 independent half of the parameters. The result can be eventually summed up as follows:
where the prefactor γ is given by equation (11a) and the matrix reads
Note that here the matrix elements contain an additional factor s0, η = isinh (η) compared to the earlier definition of in equation (9b), which is convenient for taking the XXX limit η → 0 which we shall do in the next section, section 3.2. Formula (20) holds for arbitrary complex numbers λj, j = 1, ..., M/2.
If we are on-shell in equations (20a-c), i. e. if the set satisfies the Bethe equations (5), and if we are not in the XXX limit with rapidities at infinity, and just vanish. Together with the norm of Bethe states and using the symmetry of the Gaudin matrix (6c) as well as the relation
for block matrices we finally gain the overlap formula (9), where the additional factors s0, η in , 1 ⩽ j, k ⩽ M/2, cancel against the prefactor in the norm formula (6).
3.2. The XXX limit including rapidities at infinity
At the isotropic point Δ = 1, there are Bethe states with rapidities at infinity that need to be specially treated. In order to obtain an appropriate overlap formula for the XXX case including such rapidities at infinity we use the off-shell formula (20a-c). As long as we are off-shell we can scale all rapidities by η, send η to zero and can afterwards send some of the rapidities to infinity. Within this scaling equations (20) reduce to
where now
, and . The explicit form of is not interesting since either vanishes due to Bethe equations or it gives subleading corrections if one of the parameters λj goes to infinity. The term reads now
and we have again if the set satisfies the Bethe equations of the XXX model.
Let us consider the case when n pairs of Bethe roots are at ±∞ in such a way that the difference and the sum of two Bethe roots which do not belong to the same pair is also infinity. Let us denote the corresponding parameters by μj, j = 1, ..., n. We have m = M/2 − n finite pairs (λj, −λj) that fulfil the Bethe equations
We used the fact that all factors including one of the parameters μk, k = 1, ..., n, are equal to one. The Bethe equations for all infinite Bethe roots are trivial. The prefactor has no divergencies in μj and just reads
Now, we take the limits μj → ∞, j = 1, ..., n, in equation (22c) and treat all terms containing or carefully. The determinant simplifies to
where is a reduced m × m version of the M/2 × M/2 matrix in equation (22c), and where we used a factor to get a non-vanishing result.
We need the same factor to correctly renormalize the norm formula (6). We introduce the abbreviations , , and where the subscripts ± and 2m, 2n are reminiscent to the parity invariance of the state and the 2m flipped spins, 2n pairs at infinity, respectively. The square of the norm of the state can be written as
The norm square of the Bethe state is given by the XXX limit of the norm formula (6b) and reads
where is a reduced 2m × 2m version of the M × M Gaudin matrix .
All together we obtain for the overlap of the Néel state (7) with a normalized, parity-invariant XXX Bethe state , where m pairs (λj, −λj) are finite and all other rapidities ±μj, j = 1, ..., n, are at ±∞ (N∞ = 2n, 2m + 2n = M = N/2):
with and . Note again that in equations (29) Bethe roots can be complex numbers (string solutions).
4. Summary
In this work we obtained an exact expression for the overlap of the zero-momentum Néel state with parity-invariant Bethe states of the XXZ model for any value of the anisotropy Δ. Generalizations to other simple classes of initial states (dimer and q-dimer states) as in [12] are straightforward. Our result has a remarkable 'Gaudin-like' form, which has also recently been found in the Lieb–Liniger case [8], and suggests a potentially deep link between such overlaps in integrable systems. On one hand, it allows for a rigorous proof of the Lieb–Liniger overlap formula [15]. On the other hand, the fact that our formula applies in the thermodynamic limit N → ∞ opens the possibility of using the method of [6] to investigate out-of-equilibrium dynamics in spin chains, paralleling the results of [8]. Other applications include the comparison with asymptotic results for the dynamical free energy [16], and finally taking the infinite Trotter number limit for the surface free energy of an open spin chain as in [11]. We will investigate these topics in future publications.
Acknowledgments
We acknowledge useful discussions with Davide Fioretto, Balàzs Pozsgay, Pasquale Calabrese. We acknowledge support from the Foundation for Fundamental Research on Matter (FOM) and the Netherlands Organisation for Scientific Research (NWO).