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Global crop yield response to extreme heat stress under multiple climate change futures

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Published 19 March 2014 © 2014 IOP Publishing Ltd
, , Citation Delphine Deryng et al 2014 Environ. Res. Lett. 9 034011 DOI 10.1088/1748-9326/9/3/034011

This article is corrected by 2014 Environ. Res. Lett. 9 041001

1748-9326/9/3/034011

Abstract

Extreme heat stress during the crop reproductive period can be critical for crop productivity. Projected changes in the frequency and severity of extreme climatic events are expected to negatively impact crop yields and global food production. This study applies the global crop model PEGASUS to quantify, for the first time at the global scale, impacts of extreme heat stress on maize, spring wheat and soybean yields resulting from 72 climate change scenarios for the 21st century. Our results project maize to face progressively worse impacts under a range of RCPs but spring wheat and soybean to improve globally through to the 2080s due to CO2 fertilization effects, even though parts of the tropic and sub-tropic regions could face substantial yield declines. We find extreme heat stress at anthesis (HSA) by the 2080s (relative to the 1980s) under RCP 8.5, taking into account CO2 fertilization effects, could double global losses of maize yield (ΔY = −12.8 ± 6.7% versus − 7.0 ± 5.3% without HSA), reduce projected gains in spring wheat yield by half (ΔY = 34.3 ± 13.5% versus 72.0 ± 10.9% without HSA) and in soybean yield by a quarter (ΔY = 15.3 ± 26.5% versus 20.4 ± 22.1% without HSA). The range reflects uncertainty due to differences between climate model scenarios; soybean exhibits both positive and negative impacts, maize is generally negative and spring wheat generally positive. Furthermore, when assuming CO2 fertilization effects to be negligible, we observe drastic climate mitigation policy as in RCP 2.6 could avoid more than 80% of the global average yield losses otherwise expected by the 2080s under RCP 8.5. We show large disparities in climate impacts across regions and find extreme heat stress adversely affects major producing regions and lower income countries.

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1. Introduction

Anthropogenic climate change challenges current and future global food production due to the direct effects of changes in mean climatic conditions, increasing risks from extreme weather events, increased atmospheric CO2 concentration and increasing pest damage [1, 2]. The Fourth Assessment Report (AR4) of the Intergovernmental Panel on Climate Change (IPCC) reports moderate increase in global crop yield for global mean temperature increase up to 3 °C—mostly due to beneficial CO2 fertilization effects on photosynthesis rate and transpiration demand—but general decrease above this threshold [3]. The report further concludes projected changes in the frequency and severity of extreme climatic events will have more serious consequences for food production and food insecurity, than changes in mean climate alone [3].

Yet global climate impact assessments to date fail to address adequately effects of changes in climate extremes on crops [1, 2, 47], especially the negative impact of heat waves during the reproductive stage, identified as a major threat to yield in many parts of the world. Previous analyses modelling the effect of extreme heat stress on crops have been limited to single regions [812] or do not quantify impacts on yield [13, 14]. Moreover, most previous studies present only a partial estimate of uncertainty related to the range of climate change projections by considering at most four global climate models (GCMs) using the older SRES emissions scenarios [3, 4, 6, 7]. Finally, anticipated benefits from CO2 fertilization effects remain a large source of uncertainty [15].

Here we use a new version of the global crop yield model PEGASUS [5] that takes into consideration heat stress sensitivity around crop anthesis (HSA) [10, 16] and CO2 fertilization effects for maize, spring wheat and soybean. We use an ensemble of 72 climate change projections spanning the 21st century together with the CRU TS 2.10 observed climate dataset [17] for the years 1971–2000 to drive PEGASUS and produce a robust estimate of uncertainties related to future climate change. Our approach takes into account impacts of change in mean climate conditions, extreme temperatures and elevated atmospheric CO2 concentration. We explore PEGASUS' sensitivity to HSA and CO2 fertilization effects and show impacts on global crop yield and production on present-day harvested areas. We present results from different Representative Concentration Pathways (RCPs) [18] to evaluate potential benefits of mitigation policy. Although we make use of one single global gridded crop model and do not evaluate across-model uncertainty, PEGASUS enables a first assessment of the effect of HSA on global crop productivity, currently missing in other comparable state-of-the-art global gridded crop models [19]. Key sources of uncertainty resulting from the use of a single crop model (i.e., consisting primarily of uncertainty in the magnitude of CO2 fertilization effects, temperature thresholds for HSA, and model representation of water, temperature and nitrogen stresses), the use of static harvested areas, and assumptions about farmers' adaptation responses (i.e., decision of planting dates and choice of crop cultivars) are addressed in the discussion section.

2. Methods

2.1. Crop modelling

PEGASUS 1.1 is an improved version of the global crop yield model PEGASUS [5] that simulates crop response to elevated CO2 and better represents effects of climate variability and extremes. A specific heat stress factor is calculated as a function of intensity and duration of extreme temperature events during crop anthesis according to crop specific temperature thresholds [10, 14, 16] (see appendix A). A literature review indicates spring wheat starts to face HSA at a lower critical temperature (Tcr) threshold than for the other crops and maize can tolerate a higher limit temperature (Tlim) (table A.1). Soybean experiences a shorter range of elevated temperatures and a steeper decline in yield between the critical threshold and limit temperatures (table A.1).

Farm management practices represented in PEGASUS include irrigation and fertilizer application, decision of planting dates and choice of crop cultivars. Our simulations allow for adaptation in decision of planting dates and choice of crop cultivars, according to temperature and precipitation conditions as in Deryng et al [5]. In temperature-limited regions, PEGASUS typically allows for earlier sowing dates and longer growing season varieties due to warming temperatures. In moisture-limited regions, PEGASUS tends to coincide sowing dates with the start of the rainy season (the crop calendar methodology is described in detail in [5]). As a result of adaptation of planting dates and cultivars, timing of crop anthesis can vary with climate change and thus influences net HSA effects on crops: temperature-limited regions show unchanged or slightly later flowering dates resulting mainly from longer growing periods, which is more influential than the effect of earlier planting; moisture-limited regions tend to show earlier flowering dates resulting from earlier planting dates (Figure S1 in the SI available at stacks.iop.org/ERL/9/034011/mmedia).

Total harvested area, along with fraction of total irrigated and rainfed areas, are kept constant to present-day (circa the year 2000) and irrigation water is applied to prevent irrigated crops from experiencing water stress, assuming unlimited availability of irrigation water as in Deryng et al [5]. We use the Earthstat dataset (www.earthstat.org) for global crop harvested area [20] in combination with the MIRCA2000 dataset [21] for crop specific irrigated areas to define present-day harvested areas and fraction of irrigated and rainfed areas. Similarly, we use national annual rates of NPK (i.e., combining nitrogen, phosphate and potash) fertilizer application from the International Fertilizer Industry Association (IFA) [22] corresponding to the mid-1990s and maintain application rates constant throughout the simulations.

PEGASUS is calibrated and validated for the year 2000 using the CRU TS 2.10 climate data [17] for the period 1997–2002 and the Earthstat dataset for global crop yield and harvested area [20]. Average simulated crop yield for the period 1997–2002 is used to approximate yield for the year 2000.

2.2. Climate modelling

PEGASUS is driven by climate data from the CRU TS 2.10 dataset for the period 1971–2000 and from the Community Integrated Assessment System (CIAS) [23] for the period 2001–2100. CIAS uses greenhouse gas (GHG) emissions time series corresponding to the four RCPs emission scenarios [18] to drive a global climate change model MAGICC 6 [24] capable of reproducing global mean warming from complex GCMs. The resultant projections of global temperature change drive a pattern-scaling module ClimGen [25] capable of reproducing climate change patterns diagnosed from eighteen alternative GCM simulations combined with a baseline observed climate using the CRU TS 2.10 dataset. We produce 72 spatially explicit time-series projections of monthly mean, minimum and maximum temperatures, total monthly precipitation, wet day frequency and percentage of cloud cover downscaled to 0.5° × 0.5° resolution (∼50 km2 at the Equator) and consistent with the RCPs [26]. Monthly mean climate data are interpolated to daily using a stochastic weather generator within PEGASUS (see appendix B).

Changes in temporal distribution of precipitation are scaled according to changes in global mean temperature using a gamma shape parameter such that ClimGen outputs of total monthly precipitation and wet day frequency account for changes in present and future precipitation variability [25]. Changes in monthly mean, minimum and maximum temperatures are estimated according to changes in global mean temperature so that the weather generator within PEGASUS generates warmer temperature extrema as global mean temperature increases. However, potential changes in the frequency of extreme temperature events are not yet simulated within ClimGen (see appendix B). As those might also change in future [27], results presented here might be more conservative than with fully realized changes in temperature variability (see section 7 for further discussion).

2.3. Global average yield and production estimates

Global average actual yield is calculated by combining yields simulated from full irrigation and no irrigation runs weighted by irrigated and rainfed areas. We consider three time periods averaged over 30 years: baseline corresponding to the 1980s (1971–2000), medium time horizon corresponding to the 2050s (2036–2065) and long time horizon corresponding to the 2080s (2071–2100). Total production is estimated by multiplying actual yield by corresponding harvested area assuming harvested area remains constant as present-day using the Earthstat dataset [20].

We use the World Bank definition to classify countries by income level: Economies are divided according to 2012 GNI per capita, calculated using the World Bank Atlas method [28]. The groups are: low income, $1035 or less; lower middle income, $1036–$4085; upper middle income, $4086–$12 615; and high income, $12 616 or more. We calculated country-level production for the year 2000 (average over the six-year period: 1997–2002) using the CRU TS 2.10 climate dataset and selected the top-five producing countries according to PEGASUS yield estimates multiplied by crop harvested area. The top-five countries for maize and soybean production agree with the United Nations Food and Agriculture Organization (FAO) rankings [29] for the year 2000. In the case of spring wheat, we use spring wheat harvested area generated by combining wheat harvested area [20] and global spring wheat planting and harvesting calendar [30], assuming that farmers do not grow both winter and spring varieties in the same location.

2.4. Representative concentration pathways and climate change futures

The four RCPs encompass a mitigation pathway in which radiative forcing is reduced to 2.6 W m−2 (RCP 2.6) by 2100, a business as usual pathway in which radiative forcing increases to 8.5 W m−2 (RCP 8.5) by 2100, and two stabilization pathways in which forcing levels out at 4.5 W m−2 (RCP 4.5) and 6.0 W m−2 (RCP 6.0) by 2100 respectively. The Fifth Assessment Report (AR5) of the IPCC reports RCP 2.6 engenders a world with global mean surface temperature stabilized at 1 °C by the 2050s with respect to 1986–2005 [27], resulting in moderate heat stress and low CO2 fertilization effects. Similarly, RCP 8.5 leads to a global mean warming exceeding 1.4 °C and up to 4.8 °C by the 2080s [27], along with unprecedented extreme heat stress and high potential CO2 fertilization effects.

Here we evaluate and explore uncertainties in crop sensitivity to direct physiological effects of increased CO2 and HSA for the two most contrasting RCPs (i.e., RCP 2.6 and 8.5). Consequently, results presented consist of 72 simulations to account for combined impacts of mean climate change, extreme temperatures around crop anthesis (HSA), and direct CO2 fertilization effects (CO2) denoted as CC, 36 simulations to account for impacts of mean climate change and direct CO2 fertilization only (CCw/o HSA), and 36 simulations to account for impacts of mean climate change and extreme temperatures only CCw/o CO2 ), for each of the three crops.

3. Global average trends

We find global average yield decreases for all maize simulations (ΔY ranges from − 2.9 ± 2.6% under RCP 2.6 to − 12.8 ± 6.7% under RCP 8.5 by the 2080s for CC) whereas corresponding yields of spring wheat and soybean, when CO2 fertilization effects are included, increase throughout the 21st century owing to large positive responses in C3 crops (ΔY ranges from 9.9 ± 3.6% under RCP 2.6 to 34.3 ± 13.5% under RCP 8.5 for spring wheat and from 7.1 ± 7.0% under RCP 2.6 to 15.3 ± 26.5% under RCP 8.5 for soybean by the 2080s for CC) (figure 1 and table 1). HSA strongly influences maize and spring wheat yields, contributing to nearly half of expected losses for maize by the 2080s under RCP 8.5 (ΔY = −12.8 ± 6.7% for CC compared to ΔY = −7.0 ± 5.3% for CCw/o HSA) and substantial reductions in expected yield gains for spring wheat (ΔY = 34.3 ± 13.5% for CC compared to ΔY = 72.0 ± 10.9% for CCw/o HSA). In contrast, HSA moderately affects soybean global yield trajectories due to its higher critical temperature threshold to HSA (see Methods and appendix A) (ΔY = 15.3 ± 26.5% for CC compared to ΔY = 20.4 ± 22.1% for CCw/o HSA). Soybean exhibits a larger range of results spanning both positive and negative outcomes globally whereas maize results are mostly negative and wheat results mostly positive with CO2 fertilization effects. Differences between crop responses and the larger range of results for soybean reflect differences in specific temperature tolerance to HSA (e.g. soybean has higher critical temperature tolerance but lower limit temperature tolerance in comparison to maize—see appendix A) as well as differences in GCM precipitation and temperature patterns and in spatial patterns of production specific to each crop. Figure S2 in the SI (available at stacks.iop.org/ERL/9/034011/mmedia) illustrates level of agreement in GCM simulations for each crop. In the case of soybean, there are as many areas showing a net decrease in yield as there are showing a net increase. However, in some important soybean production areas such as the USA and Brazil, there is no agreement on whether the sign of the projected yield changes is positive or negative (see also section Spatial patterns).

Figure 1.

Figure 1. Global average yield trends simulated by PEGASUS under all 4 RCPs × 18 GCMs ensemble for maize, spring wheat and soybean. Thick lines represent median value across each set of simulations. Full lines are for simulations including both CO2 fertilization effect and HSA (CC). Dotted lines are for simulations not taking into account HSA (CCw/o HSA) and dashed lines are for simulations with no CO2 fertilization effects (CCw/o CO2 ). Grey areas represent the range of global average yield estimates in the case of CC simulations.

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Table 1.  Median of relative change in global crop yield ΔY (%) by the 2050s and the 2080s relative to the 1980s for maize, spring wheat, and soybean derived from 30-year average yield calculated for each period. The range represents the median absolute deviation (MAD) from median.

    Maize Spring wheat Soybean
Crop sensitivity RCP 2050 2080 2050 2080 2050 2080
CC RCP 2.6 − 3.1 ± 2.4 − 2.9 ± 2.6 9.8 ± 3.0 9.9 ± 3.6 9.5 ± 7.3 7.1 ± 7.0
  RCP 4.5 − 4.9 ± 3.3 − 6.8 ± 4.2 13.0 ± 4.0 16.7 ± 5.3 10.8 ± 8.9 9.4 ± 12.6
  RCP 6.0 − 4.2 ± 3.1 − 8.3 ± 5.2 13.3 ± 3.7 23.0 ± 6.8 11.4 ± 8.4 13.0 ± 16.1
  RCP 8.5 − 7.4 ± 3.2 − 12.8 ± 6.7 16.9 ± 6.3 34.3 ± 13.5 11.1 ± 12.5 15.3 ± 26.5
CCw/o HSA RCP 2.6 − 2.2 ± 2.1 − 2.2 ± 2.1 16.6 ± 3.1 15.9 ± 3.4 10.2 ± 7.1 7.7 ± 6.8
  RCP 8.5 − 4.7 ± 3.3 − 7.0 ± 5.3 31.9 ± 4.9 72.0 ± 10.9 12.4 ± 11.6 20.4 ± 22.1
CCw/o CO2 RCP 2.6 − 4.7 ± 2.4 − 4.4 ± 2.5 − 4.5 ± 3.3 − 2.9 ± 3.5 1.9 ± 6.8 0.9 ± 6.6
  RCP 8.5 − 10.5 ± 3.2 − 22.0 ± 5.7 − 10.1 ± 5.0 − 24.1 ± 7.1 − 6.9 ± 9.6 − 26.0 ± 17.3

When CO2 fertilization effects are excluded from simulations (dashed lines in figure 1), spring wheat and soybean yields follow maize's negative trend, soybean being the most affected crop: ΔY = −26 ± 17.3% for soybean, ΔY = −22.0 ± 5.7% for maize, and ΔY = −24.1 ± 7.1% for spring wheat respectively for RCP 8.5 by the 2080s (see table 1). Soybean also shows the widest range of simulated yields when including HSA with and without CO2 effects.

Maize is by far the most negatively affected crop and our results suggest a climate change future following RCP 2.6 could avoid fairly significant losses otherwise expected with higher RCPs, due to their larger heat and water stress conditions—since CO2 fertilization effects are minimal for maize, a C4 crop. On the contrary, spring wheat and soybean, both C3 crops, could benefit greatly from higher CO2 concentration in the atmosphere arising from RCP 8.5 or RCP 6.0 as, in these cases, beneficial CO2 fertilization effects outweigh negative effects of mean climate change and extremes. However, crop response to elevated CO2 remains the largest source of uncertainty as little is known about their actual response in the field throughout the world, especially under tropical climatic conditions and varied soil nutrient availability (all experiments to date have been conducted either in chambers or in fields located in the United States and in Europe, i.e., under temperate climatic conditions—see Discussion).

Finally, maize, spring wheat and soybean have different tolerance thresholds to extreme temperatures (see appendix A), leading to substantial differences in yield response. Spring wheat is the most affected by extreme temperatures and soybean is the least affected. By the 2080s for RCP 8.5, HSA accounts for 45% of total negative impacts on maize, offsets 25% of positive impacts on soybean and 52% of positive impacts on spring wheat when averaged at the global scale (table 1).

4. Spatial patterns

We confirm previous findings of regional disparities in crop yield impacts, with yield increases in high latitudes and large yield reductions in mid and low latitudes (figure 2). Maize, with the largest cultivated area, shows a uniform decrease in yield over mid and low latitudes by the 2080s (figure 2(a)). In contrast, spring wheat and soybean present disparate results owing to contradictory effects resulting from beneficial CO2 fertilization and detrimental extreme heat stress, the latter playing a critical role in some regions (figures 2(d) and (g) respectively). The number of simulations agreeing in the sign of change in yield is also higher for maize than for the other crops (see figure S1 in the SI (available at stacks.iop.org/ERL/9/034011/mmedia), which presents corresponding maps of ensemble simulations and their agreement).

Figure 2.

Figure 2. Maps of median ΔY (%) across the 18 GCMs ensemble for RCP 8.5 in the 2080s relative to the 1980s for maize (a), spring wheat (d) and soybean (g). Maps ((b)–(e)–(h)) show corresponding ΔY differences (%) between CCw/o HSA and CC simulations (green areas show important yield gains without HSA). Similarly, maps (c-f-i) show corresponding ΔY differences between CCw/o CO2 and CC simulations (red to black areas show important yield losses without CO2 fertilization).

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Comparison between maps from top (CC) and middle (CCw/o HSA) rows in figure 2, indicates crop harvested areas at risk of HSA. In the case of maize (figures 2(a) and (b)), greater HSA sensitivity occurs in the American corn-belt, the Middle-East, west and south Asia, and northeast China. Within the top-five producing countries (figure 3), Brazil, Mexico and Argentina experience large decreases in national production, exacerbated by HSA (blue and yellow bars). The United States also faces a notable decrease in all simulations. China's small gain owing to CO2 fertilization effects is cancelled out by HSA. These losses among the top-five producing countries (i.e., accounting for 80% of global maize production) could play a major role in future world supply of maize, with consequences for stability of international crop markets and higher risks of future food insecurity as already experienced during the 2008 global food crisis [31, 32].

Figure 3.

Figure 3. Bar plots showing net production (left side) and relative change in production (right side) for RCP 8.5 by the 2080s among top-five producing countries for maize, spring wheat and soybean. The top of the bar stands for median value and whiskers show range for each data. Dashed red lines on the left plots show current level of production, circa the year 2000. Production is estimated using present-day harvested area.

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In the case of spring wheat (figures 2(d) and (e)), all current cultivated areas experience heat stress damage: the most severely impacted regions are again the mid and low latitudes, including the northern part of the United States, the Near-East and eastern part of Australia. In fact, all top-five producing countries exhibit drastic reductions in anticipated production increases due to HSA (figure 3). Note country ranking is estimated according to PEGASUS spring wheat harvested area [30], which does not include winter wheat and hence differs from country rankings that include both winter and spring wheat (see Methods).

Finally, in the case of soybean (figures 2(g) and (h)), the United States, Brazil and India (accounting for more than 60% of global soybean production) are the most affected among the top-five producing countries (figure 3). In contrast, Argentina, the third largest soybean producing country, shows a large increase in its production, which could increase its ranking to second in terms of world production, before Brazil. China also displays large gains in production but only when CO2 fertilization effects are included and little change under CCw/o CO2 . Finally, the main region of production, the central part of the United States, faces the most critical HSA effects.

When CO2 fertilization effects are not taken into account (figures 2(c), (f) and (i)), yields of all three crops decrease uniformly in mid and low latitudes whereas changes in yields in high latitudes remain positive. In addition, we find a net decrease in yields for the top-five producing countries of each crop, including even Canada, a high latitude country, in the case of spring wheat (red bars in figure 3).

5. Country income levels

Impacts by the 2080s follow a regular gradient among income levels of nations (as defined by the World Bank [28]—see Methods) for maize and partly for spring wheat, whereas impacts are mixed in the case of soybean (figure 4). For maize, we find high income (HI) economies face the least damage while low income (LI) ones suffer the most. As seen in the global average trends (figure 1), maize yields decrease under nearly all simulations.

Figure 4.

Figure 4. Box plots of ΔY (%) simulated for RCP 8.5 × 18 GCMs for the 2080s relative to the 1980s among different income-level countries as defined by the World Bank: high income (HI), medium high income (MHI), medium low income (MLI) and low income (ML) levels for maize, spring wheat and soybean. The bottom and top of the box are lower and upper quartiles, respectively, the band near the middle of the box is the median value across each set of simulations, and the cross is the mean value.

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For spring wheat, yields increase from HI to medium low income (MLI) countries when CO2 fertilization effects are included. LI countries are less positively affected. Under CCw/o CO2, yields decrease the most for LI and HI groups. Spring wheat displays the strongest response to CO2 fertilization effects and greater HSA compared to the other crops.

In the case of soybean, medium high income (MHI) countries experience large increases in yield when including CO2 effects and small decreases under CCw/o CO2. LI economies also experience a small increase in yield when including CO2 effects and a decrease without it. HI and MLI economies are the most impacted regions experiencing a large decrease in yield under CCw/o CO2, which is cancelled out with positive CO2 fertilization effects. Spread in the results is similar within all groups, whereas HI economies exhibit larger uncertainties in impacts, which is also the case for maize.

Apart from maize, which shows greater impacts with decreasing income level, we find relative differences in results due to HSA or CO2 fertilization effects do not show systematic patterns by income levels and repeat global trends illustrated in figures 1 and 2.

6. RCPs trajectories

PEGASUS is more responsive to CO2 effects and HSA than different pathways of radiative forcing. Yet CO2 effects on C3 and C4 crops vary greatly, resulting in quite different outcomes depending on crop–RCP combination. When all factors are taken into account, global average maize yield by the 2080s displays much greater reduction under RCP 8.5 (ΔY = −12.8 ± 6.7%) than under RCP 2.6 (ΔY = −2.9 ± 2.6%), and moderate losses under RCP 4.5 (ΔY = −6.8 ± 4.2%) and 6.0 (ΔY = −8.3 ± 5.2%) (figure 1). In contrast, yields of spring wheat and soybean increase the most under RCP 8.5 (up to 34.3 ± 13.5%), followed by RCP 6.0 (up to 23.0 ± 6.8%), RCP 4.5 (up to 16.7 ± 5.3%) and RCP 2.6 (up to 9.9 ± 3.6%). By the 2050s, maize yield may be a little higher under RPC 4.5 than under RCP 6.0. Similarly, soybean yield could be slightly higher under RCP 6.0 than RCP 8.5. These differences highlight the complexity of crop–climate–CO2 interactions.

Relative changes in production (figure S3 in the SI available at stacks.iop.org/ERL/9/034011/mmedia for top-five countries) and yield (figure S4 in the SI available at stacks.iop.org/ERL/9/034011/mmedia for income-level groups) under RCP 2.6 are much smaller than under RCP 8.5 (figures 3 and 4 respectively). However, the range of uncertainties is greatly reduced. A strong mitigation scenario resulting in a low stabilized radiative forcing (i.e., RCP 2.6) could therefore contribute to reduced uncertainties in projections of overall impacts and thus facilitate adaptation planning. In contrast, a business as usual future such as RCP 8.5 is associated with large uncertainties in projected impacts, and designing adaptation strategies for such an uncertain future is much more challenging.

Finally, when assuming CO2 fertilization to be negligible (i.e., CCw/o CO2 ), we find dramatic yield losses for all three crops by the 2080s under RCP 8.5; whereas corresponding yield losses are reduced by more than 80% under RCP 2.6 (see two last rows in table 1). In this case, our findings present major differences between RCP trajectories and further emphasize the importance of better quantifying the role of elevated atmospheric CO2 on crops (see discussion, section 7).

7. Discussion and conclusion

Our paper fills an important gap in previous assessments of climate change impact on global crop yield by simulating, for the first time at the global scale, effects of extreme heat stress during the crop reproduction phase and an extensive range of future climate scenarios (72) encompassing differences in GHG emissions and GCMs. Table 2 compares key results presented here against other global scale impact assessments. We identified studies using different crop simulation approaches, including the LPJmL model [4], the DSSAT suite of crop models [6, 7] and version 1.0 of PEGASUS [5] under climate change only (referred to in the table as CCw/o HSA, CO2) and CCw/o HSA scenarios. Table 2 also includes results from a statistical model using historical observed data [33]. PEGASUS 1.1 differs from 1.0 by including an improved interpolation algorithm of monthly climate data to daily values using a weather generator and being sensitive to specific extreme heat stress (see Method section and appendix A). Some studies reported results for each individual crop and some reported multi-crop averages. Effects of HSA in PEGASUS 1.1 lead to more pessimistic outcomes. Importantly, PEGASUS 1.1 produces a wider range of estimated ΔY than any previous study. For instance, impacts on soybean yields may be largely positive or negative even when CO2 fertilization effects are taken into account. Previous studies listed in table 2 considered only two to four GCMs to drive their crop models, whereas our study, using PEGASUS 1.1, takes into account an ensemble of eighteen GCMs, which increases the range of uncertainties, due to climate model scenarios.

Table 2.  Comparison of changes in global crop yield relative to present-day ΔY(%) with previous assessments from peer reviewed literature. Wheat results for PEGASUS include only spring variety whereas the other studies include both winter and spring varieties. The range represents extrema of global average yield change reported in previous studies and estimated by PEGASUS 1.1. Median change in crop yield due to changes in temperature (T), precipitation (P) and CO2 is reported for the statistical model.

Crop sensitivity Model and reference Number of scenarios Time horizon Maize Wheat Soybean Multi-crops
T, P, CO2 Statistical model [33] Historical 1980–2008 − 4 − 3 1  
CCw/o HSA, CO2 LPJmL [4] 3 SRES × 4 GCMs 2050       [−8; −4]
  DSSAT (rainfed only) [6] 1 SRES × 2 GCMs   [−12; −2] [−10; −4]    
  PEGASUS 1.0 [5] 2 SRES × 2 GCMs   [−12; −6] [−10; −4] [−26; −12]  
CCw/o CO2 PEGASUS 1.1 2 RCPs × 18 GCMs   [−16; −1] [−20; −14] [−33; 8] [−11; 0]
CCw/o HSA LPJmL [4] 3 SRES × 4 GCMs 2050       [12; 13]
  PEGASUS 1.1 2 RCPs × 18 GCMs   [−11; 2] [10; 86] [−19; 25] [−5; 26]
CC PEGASUS 1.1 4 RCPs × 18 GCMs   [−13; 1] [3; 52] [−21; 24] [−5; 18]
CCw/o CO2 PEGASUS 1.1 2 RCPs × 18 GCMs 2080 [−32; 0] [−39; 3] [−55; 7] [−21; 3]
CCw/o HSA DSSAT [7] 7 SRES × 2 GCMs 2080       [−5; 1]
CCw/o HSA PEGASUS 1.1 2 RCPs × 18 GCMs   [−15; 2] [10; 121] [−25; 46] [−7; 26]
CC PEGASUS 1.1 4 RCPs × 18 GCMs   [−25; 1] [4; 60] [−32; 44] [−9; 22]

Our results include some important scientific uncertainties and assumptions. First, we use global values of temperature thresholds for HSA for each crop whereas in reality temperature thresholds vary not only among crop types but also among crop cultivars. Second, this analysis omits winter wheat and therefore gives only a partial assessment on total global wheat yield (spring wheat as simulated in PEGASUS accounts for 35% of total wheat harvested area). Third, PEGASUS does not include negative impacts related to crop pest and disease factors, which have yet to be explicitly examined in crop models [1], or crop interactions with pollutants such as ozone, and nutrient–CO2 interactions. Fourth, our study assumes no adaptation in fertilizer application rates, which does not represent realistic scenarios of future fertilizer application rates. In fact, we constrain our analysis to focus on biophysical aspects of climate impacts without speculating on future developments in the world economy and trade and gain in yield due to improvements in agro-technologies. Adaptation scenarios taking into account future fertilizer application rates would require additional information on economy and trade, which is beyond the scope of this study. Similarly, irrigation scenarios here do not rely on actual water resources available, assuming water is available in irrigated cropland. A more realistic assessment would require linkage to a global water model, which could lead to reductions in irrigated crop yield due to water scarcity. Fifth, CO2 fertilization effects on crops, which are included here, remain controversial [3436]. Atmospheric CO2 concentrations continue to rise rapidly, having recently surpassed 400 parts per million. The potential for CO2 fertilization effects to alleviate the largely negative impacts of climate change on crops, and ultimately food security, is unclear. Little is known about actual crop response to elevated CO2 effects in many parts of the world. Current Free-Air CO2 Enrichment (FACE) experiments [37] have been conducted in temperate climates, principally in the United States and a few in Europe. CO2 effects in tropical climates could be very different and possibly more sensitive to soil nutrient availability. Differences in the impacts found here with and without CO2 fertilization highlight the urgency for further study of CO2 effects on crops across agroecosystems [38]. In addition, elevated CO2 is expected to reduce C–N ratios in crops, hence reducing the quality of grains by reducing the overall protein content [39]. Although this last point is paramount for global food security, CO2 effects on grain protein content are omitted from current global crop models. Sixth, monthly temperature series generated within CIAS do not take into account changes in the frequency of extreme temperatures, which would increase risk of HSA. As a result, our simulation results are probably conservative and may underestimate the yield impact of extreme temperatures. Finally, our study uses only one crop model and therefore omits a key source of uncertainty in crop response to changing climate inputs. The need for research into uncertainties associated with different impact models is increasingly recognized [19, 40].

To conclude, our results quantify the importance of extreme weather events on crop yield and confirm regional disparities in climate change impacts. By the 2080s under RCP 8.5, we find strong HSA effects for maize (responsible for up to 45% of global average yield losses under RCP 8.5 by the 2080s relative to the 1980s) and spring wheat (responsible for up to 52% reduction of global average yield gains) and smaller consequences for soybean (responsible for up to 25% reduction of global average yield gains). Future GHG emission pathways are shown here to play an important role in determining future crop production. These results highlight the importance of climate mitigation to avoid important yield impacts. Strong radiative forcing, leading to a large increase in global mean temperature and hence higher extreme temperatures, will impact crops negatively in some of the regions contributing most to global production and across different income countries. The potential effects on global food prices and crop yield reduction in currently food insecure areas represent significant consequences for global food security. The wide range of impacts across regions underscores the need for carefully targeted adaptation responses including breeding and technology programmes for greater crop heat tolerance.

Acknowledgments

We are particularly grateful to Sudipta Goswami for his technical assistance in generating the climate data and to Tim Osborn and Craig Wallace for providing the latest version of the ClimGen software (http://www.cru.uea.ac.uk/∼timo/climgen/) used in generating the climate change scenario data. Funding was provided by the European Commission Collaborative Project FP7-ENV-2010.4.2.1-1, ERMITAGE, for the provision of the climate data from CIAS, a Tyndall Centre for Climate Change Research doctorate stipend to DD, a Natural Sciences and Engineering Research Council (NSERC) of Canada Discovery Grant to NR, and a Natural Environment Research Council of the United Kingdom fellowship to RW, along with financial support through the ERMITAGE project to JP and RW.

Appendix A.: Crop modelling

PEGASUS is a light-use efficiency (LUE) type global crop model that integrates, in addition to climate, the effect of planting date decision and cultivar choice, irrigation, and fertilizer application on crop yield for maize, spring wheat and soybean [5]. PEGASUS 1.1 used in this study includes several improvements since version 1.0 to reflect multiple climate change impacts on crop yields. These include the effects of elevated atmospheric CO2 concentration on photosynthesis rate and transpiration demand, specific heat stress at anthesis and a stochastic weather generator to create daily data from monthly climate inputs.

A.1. CO2 effect on LUE coefficient

PEGASUS operates at a daily time-step. The LUE model assumes photosynthesis in unstressed conditions is proportional to incoming solar radiation. Additionally, temperature, soil moisture availability, and nutrient availability can limit daily net biomass production ($\mathcal {P}$). $\mathcal {P}$ is expressed in mol C m−2 s−1 as:

Equation (A.1)

where ε  (mol C mol quanta−1) is the LUE coefficient, APAR (mol quanta m−2s−1) represents the daily average absorbed photosynthetically active radiation. fT, fW, and fN are three limiting factors varying between 0 (high stress) and 1 (no stress) of daily mean temperature, daily soil moisture, and soil nutrient status, respectively. ε increases with CO2 so that:

Equation (A.2)

where CO2 is the concentration of carbon dioxide in the atmosphere (ppm), and r1 and r2 are shape coefficients. The shape coefficients are calculated by solving equation (A.2) using two known points (εamb, CO2amb) and (εhi, CO2hi). εamb is tuned to simulate present-day global crop yield data at CO2amb = 380 ppm as in Deryng et al, (2011) [5]. At CO2hi = 550 ppm, parameters are εhi = 1.06 × εamb for maize, εhi = 1.13 × εamb for wheat, and εhi = 1.19 × εamb for soybean according to free-air CO2 enrichment (FACE) results [36]:

Equation (A.3)

Equation (A.4)

A.2. CO2 effect on transpiration

The water stress factor fW [5] depends on daily potential evapotranspiration demand (PET), which is reduced by CO2 concentration following a similar and simplified approach to Easterling et al [41], also used in the SWAT and EPIC models [42, 43], so that:

Equation (A.5)

where PETamb corresponds to PET estimated under CO2amb. While CO2 effect on LUE coefficient is crop specific, CO2 influence on PET is identical for all crops.

A.3. Heat stress at anthesis

Crops are sensitive to extreme temperatures, particularly around the reproductive stage, called anthesis. Following the methodology developed by Challinor et al [16] and used in several other studies [10, 14], PEGASUS' account of extreme temperature stress on crop yield follows three steps:

  • (i)  
    estimation of the crop thermal sensitivity period (TSP);
  • (ii)  
    identification of an extreme temperature event according to crop specific temperature tolerance threshold;
  • (iii)  
    application of a heat stress factor fHSA on storage organ production, which depends on duration and intensity of the high temperature event.

Crop TSP includes a couple of days before and after anthesis and is estimated as a function of crop growing period length (GPL), which depends on growing degree days accumulation [5] and varies with crop cultivars. Anthesis is scheduled when the number of days since emergence reaches half of crop GPL (calculated between emergence and maturity), i.e., 0.5 GPL; TSP starts a few days before anthesis at 0.45 GPL and ends after anthesis at 0.7 GPL. A high temperature event occurs when daily effective temperature (Teff) exceeds a critical temperature (Tcr) threshold. Above this threshold, the daily heat stress factor fHSAd during the TSP is calculated according to:

Equation (A.6)

Teff is defined as (Tmean + Tmax)/2, where Tmean is the daily mean temperature and Tmax is the daily maximum temperature [44], Tlim is the limit temperature above which fHSAd is maximal. Crop specific Tcr and Tlim come from a synthesis of values found in the literature [10, 11, 14, 33, 4549] (table A.1). Temperature tolerance differs for each crop. Here, HSA critical temperature thresholds are 25 °C for spring wheat, 32 °C for maize and 35 °C for soybean. Hence, as temperatures increase spring wheat yield is impacted first, followed by maize and finally soybean. However, HSA impact functions differ among crop type as temperature thresholds at zero pod-set are 35 °C for spring wheat, 45 °C for maize and 40 °C for soybean.

The daily heat stress factor is accumulated and averaged over the TSP so that fHSA is expressed as:

Equation (A.7)

Finally, crop yield (Y in t Ha−1) affected by HSA is expressed as:

Equation (A.8)

where Cso represents the amount of dry carbon accumulated in the storage organs at harvesting date, EF is the economic fraction of the storage organs, DF is the dry fraction of the economic yield to convert weight of dry matter to weight of fresh matter, and 0.45 is the mass of carbon contained in one unit of dry matter [5].

Table A.1.  Temperature critic (Tcr) and limit (Tlim) (in °C) for maize, wheat and soybean used in this study (PEGASUS 1.1) and corresponding values found in the literature.

  Maize Wheat Soybean
Reference Tcr (°C) Tlim (°C) Tcr (°C) Tlim (°C) Tcr (°C) Tlim (°C)
PEGASUS 1.1 32 45 25 35 35 40
Lobell et al (2013) [8] 30          
Moriondo et al (2011) [10] 31 40        
Semenov and Shewry (2011) [11]     27      
Teixeira et al (2011) [14] 35 45 27 40 35 40
Thuzar et al (2010) [45]         34  
Modhej et al (2008) [46]     22      
Spiertz et al (2006) [47]     25      
Porter and Gawith (1999) [48]     24 31    
Ferris et al (1998) [49]     25 35    

Appendix B.: Climate data and weather generator

B.1. CIAS

Monthly climate data used in this study comprise historical climate data from the CRU TS 2.10 dataset [17] and 72 global climate change patterns derived from eighteen GCMs combined with four RCPs generated using CIAS [23]: a modular integrated assessment model (IAM) linking an emission scenarios module (ESM), a simple global climate module (SCM), MAGICC 6 [24], and a climate scenario downscaling module (DSM), ClimGEN [25]. Designed for modelling climate change policy and effectiveness, CIAS is a unique multiinstitutional modular and flexible integrated assessment system offering a single framework to create multiple IAMs by interchanging the coupling of the different modules [23]. CIAS is supported by a software framework called SoftIAM, which allows various combinations of modules to be connected together into alternative IAMs and provides a graphical interface to let users interact with the system, configure and perform various kind of simulations to answer different scientific and policy questions. CIAS modules are configured to emulate here the behaviour of eighteen GCMs used in the IPCC AR4 [3] coupled to four RCPs used in the IPCC AR5 [18].

B.2. RCPs

The ESM provides atmospheric concentration data of GHG emissions for various scenarios database such as the IPCC SRES and RCPs, the latter being used in this study. Alternatively, GHG concentrations can be estimated from emission scenarios generated from an economic module linked to an emission converter as presented in [23]. GHGs concentration data are then input to MAGICC 6.

B.3. MAGICC

The MAGICC model [50] has been developed and updated over two decades and widely used in integrated modelling studies [51, 52]. MAGICC is a single piece of software comprising a set of linked internal components to simulate GHGs cycles, radiative forcing, and ice melt. Radiative forcing drives an upwelling diffusion energy balance model to estimate future climate changes. MAGICC 6 [24] is an updated version of the original MAGICC, with an improved representation of the carbon cycle. Climate feedback on the carbon cycle is included; the resulting [CO2] depends on the forcing, the climate sensitivity and the ocean heat uptake efficiency. Sulphate aerosol forcing is scaled directly with the emissions because of the short residence time in the atmosphere. Thus the model allows the user to emulate GCM output, specifically changes in [CO2], global-mean surface air temperature and sea level between the years 2000 and 2100 resulting from anthropogenic emissions of CO2, CH4, N2O, HFCs, CFCs and PFCs, as well as SO2. MAGICC 6 is tuned to emulate here eighteen state-of-the-art GCMs to create global temperature projections for the four RCPs [18].

B.4. ClimGEN

The DSM generates spatially explicit climate data at various temporal scale from the single global-mean surface air temperature calculated by the SCM. The current DSM is CLIMGEN, which produces monthly, seasonal and annual mean climate data at a spatial resolution of 0.5° × 0.5° grid-cell covering both the terrestrial land surface excluding Antarctica [17]. CLIMGEN follows a pattern-scaling methodology currently based on the CMIP3 GCM patterns [26]: any given change in annual mean temperature as simulated by MAGICC 6 can be linearly rescaled to represent spatial and temporal pattern of change in each climate variables. ClimGEN combines these change patterns with the observed climatology, currently provided by the CRU TS 2.10 dataset [17], to produce patterns of mean absolute climate, and then combines them with observed time series of deviations from climatology to produce realisations of climate change over 2001 to 2100 with realistic yearly variability superimposed. CLIMGEN can generate monthly climate data for eight variables including mean, maximum and minimum temperatures, precipitation, vapour pressure, cloud cover and wet-day frequency. In the case of precipitation, change in GCM precipitation pattern is expressed as fractional change from present-day precipitation combined with the observed climatology by multiplication. To simulate future change in both precipitation variability and mean precipitation, ClimGEN includes a gamma shape parameter that represents the temporal distribution of precipitation. Change in the gamma shape parameter output by the GCMs is scaled by the required global-mean temperature change [25]. Future changes in the frequency of temperature extremes are not, however, as yet incorporated [25, 53].

B.5. Weather generator

Monthly climate data generated within CIAS are interpolated to a daily time-step using PEGASUS' internal weather generator. First, PEGASUS derives fraction of sunshine hours from CIAS cloud cover data following Doorenbos and Pruitt [54]. Then, PEGASUS uses monthly mean climate input of total precipitation, wet day frequency, fraction of sunshine hours and minimum, maximum and mean temperatures to feed into an extended version of the Richardson weather generator [55, 56]. Daily precipitation follows a two-states first order Markov chain according to the number of wet days per month and a gamma shape distribution of precipitation centred on monthly average precipitation per wet day [55, 57]. The method for wet and dry day transition probabilities is described in [58]. Daily temperature and fraction of sunshine hours follow a multivariate model for which mean and standard-deviation of each variable are tied to the wet or dry status of the day [57]. Furthermore, daily mean temperature estimates are tied to daily minimum and maximum temperature estimates [55], so that changes in daily mean temperatures reflect changes in minimum and maximum temperature extrema.

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