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Volatility and dividend risk in perpetual American options

Miquel Montero

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American options are financial instruments that can be exercised at any time before expiration. In this paper we study the problem of pricing this kind of derivatives within a framework in which some of the properties—volatility and dividend policy—of the underlaying stock can change at a random instant of time, but in such a way that we can forecast their final values. Under this assumption we can model actual market conditions because some of the most relevant facts that may potentially affect a firm will entail sharp predictable effects. We will analyse the consequences of this potential risk on perpetual American derivatives, a topic connected with a wide class of recurrent problems in physics: holders of American options must look for the fair price and the optimal exercise strategy at once, a typical question of free absorbing boundaries. We present explicit solutions to the most common contract specifications and derive analytical expressions concerning the mean and higher moments of the exercise time.


Keywords

stochastic processes

financial instruments and regulation

risk measure and management

models of financial markets

 

E-print Number: physics/0610047

Cited: by |

Refers: to

PACS

89.65.Gh Economics; econophysics, financial markets, business and management

02.50.-r Probability theory, stochastic processes, and statistics

MSC

91B24 Price theory and market structure

62P20 Applications to economics (See also 91Bxx)

91B82 Statistical methods; economic indices and measures

Subjects

Computational physics

Statistical physics and nonlinear systems

Dates

Issue 04 (April 2007)

Received 16 October 2006, accepted for publication 13 March 2007

Published 4 April 2007



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