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Derivative-free generation and interpolation of convex Pareto optimal IMRT plans

Aswin L Hoffmann1, Alex Y D Siem2, Dick den Hertog2, Johannes H A M Kaanders1 and Henk Huizenga1

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In inverse treatment planning for intensity-modulated radiation therapy (IMRT), beamlet intensity levels in fluence maps of high-energy photon beams are optimized. Treatment plan evaluation criteria are used as objective functions to steer the optimization process. Fluence map optimization can be considered a multi-objective optimization problem, for which a set of Pareto optimal solutions exists: the Pareto efficient frontier (PEF). In this paper, a constrained optimization method is pursued to iteratively estimate the PEF up to some predefined error. We use the property that the PEF is convex for a convex optimization problem to construct piecewise-linear upper and lower bounds to approximate the PEF from a small initial set of Pareto optimal plans. A derivative-free Sandwich algorithm is presented in which these bounds are used with three strategies to determine the location of the next Pareto optimal solution such that the uncertainty in the estimated PEF is maximally reduced. We show that an intelligent initial solution for a new Pareto optimal plan can be obtained by interpolation of fluence maps from neighbouring Pareto optimal plans. The method has been applied to a simplified clinical test case using two convex objective functions to map the trade-off between tumour dose heterogeneity and critical organ sparing. All three strategies produce representative estimates of the PEF. The new algorithm is particularly suitable for dynamic generation of Pareto optimal plans in interactive treatment planning.


PACS

87.55.-x Treatment strategy

02.60.Pn Numerical optimization

02.60.Ed Interpolation; curve fitting

87.53.Bn Dosimetry/exposure assessment

MSC

65D05 Interpolation

65K10 Optimization and variational techniques (See also 49Mxx, 93B40)

92C50 Medical applications (general)

Subjects

Computational physics

Medical physics

Dates

Issue 24 (21 December 2006)

Received 18 July 2006, in final form 20 October 2006

Published 24 November 2006



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