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An extended `quantum confinement' theory: surface-coordination imperfection modifies the entire band structure of a nanosolid

Chang Q Sun1,3, T P Chen1, B K Tay1, S Li2, Y B Zhang2, H Huang2, L K Pan1, S P Lau1 and X W Sun1

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With the miniaturization of a solid, quantum and interface effects become increasingly important. As a result, the band structure of a nanometric semiconductor changes: the band gap expands, the core level shifts, the bandwidth revises, and the sublevel separation within a band increases. Unfortunately, such a thorough change goes beyond the scope of currently available models such as the `quantum confinement' theory. A consistent understanding of the factors dominating the band-structure change is highly desirable. Here we present a new approach for the size-induced unusual change by adding the effect of surface-coordination deficiency-induced bond contraction to the convention of an extended solid of which the Hamiltonian contains the intraatomic trapping interaction and the interatomic binding interaction. Agreement between modelling predictions and the observed size dependency in the photoluminescence of Si oxides and some nanometric III-V and II-VI semiconductors, and in the core-level shift of Cu-O nanosolids has been reached. Results indicate that the spontaneous contraction of chemical bonds at a surface and the rise in the surface-to-volume ratio with reducing particle size are responsible for the unusual change of the band structure of a nanosolid.


PACS

73.20.At Surface states, band structure, electron density of states

78.55.Et II-VI semiconductors

78.55.Cr III-V semiconductors

61.50.Lt Crystal binding; cohesive energy

73.22.-f Electronic structure of nanoscale materials: clusters, nanoparticles, nanotubes, and nanocrystals

78.55.Hx Other solid inorganic materials

Subjects

Condensed matter: electrical, magnetic and optical

Semiconductors

Surfaces, interfaces and thin films

Nanoscale science and low-D systems

Condensed matter: structural, mechanical & thermal

Dates

Issue 24 (21 December 2001)

Received 15 June 2001, in final form 10 October 2001

Published 5 December 2001



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