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ON THE CHEMICAL AND STRUCTURAL EVOLUTION OF THE GALACTIC DISK

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Published 2014 May 23 © 2014. The American Astronomical Society. All rights reserved.
, , Citation Daisuke Toyouchi and Masashi Chiba 2014 ApJ 788 89 DOI 10.1088/0004-637X/788/1/89

0004-637X/788/1/89

ABSTRACT

We study the detailed properties of the radial metallicity gradient in the stellar disk of our Galaxy to constrain its chemical and structural evolution. For this purpose we select and analyze ∼18,500 disk stars taken from two data sets, the Sloan Digital Sky Survey (SDSS) and the High-Accuracy Radial velocity Planetary Searcher (HARPS). On these surveys we examine the metallicity gradient, Δ[Fe/H]/ΔRg, along the guiding center radii, Rg, of stars and its dependence on the [α/Fe] ratios to infer the original metallicity distribution of the gas disk from which those stars formed and its time evolution. In both sample sources, the thick-disk candidate stars characterized by high [α/Fe] ratios ([α/Fe] > 0.3 in SDSS, [α/Fe] > 0.2 in HARPS) are found to show a positive Δ[Fe/H]/ΔRg, whereas the thin-disk candidate stars characterized by lower [α/Fe] ratios show a negative one. Furthermore, we find that the relatively young thin-disk population characterized by much lower [α/Fe] ratios ([α/Fe] < 0.2 in SDSS, [α/Fe] < 0.1 in HARPS) notably shows a flattening Δ[Fe/H]/ΔRg with decreasing [α/Fe], in contrast to the old one with higher [α/Fe] ratios ([α/Fe] ∼ 0.2 in SDSS, [α/Fe] ∼ 0.1 in HARPS). The possible implication for early disk evolution is discussed in the context of galaxy formation accompanying the rapid infall of primordial gas on the inner disk region, which can generate a positive metallicity gradient, and the subsequent chemical evolution of the disk, which results in a flattening effect of a metallicity gradient at later epochs.

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1. INTRODUCTION

Our understanding of how disk galaxies like our own Galaxy have formed and developed their stellar disks is yet incomplete, although these galaxies constitute a major fraction in the present day of the universe. The advent of recent high-resolution hydrodynamical simulations of galaxy formation in the cosmological context has highlighted basic baryonic processes therein, such as cold accretion flow of gas and energy feedback associated with supernovae explosion, which appear to play important roles in the formation of disk components. However, a grand picture for disk formation and evolution within the hierarchical assembly of cold dark matter has not yet been reached because several unsolved issues remain for simulated disks, including the angular momentum problem (e.g., Navarro & Steinmetz 2000) and other discrepancies compared with observed disks (e.g., Scannapieco et al. 2012).

In general, the structural and chemical evolution of a stellar disk is closely related to past infall and redistribution of gas in the disk, which can affect subsequent star formation and chemical enrichment processes. Thus, disk formation history can be traced by the chemical abundances of stars distributed over a disk region. In particular, spatial gradients in the elemental abundances of disk stars are an important constraint on how a stellar disk has formed and evolved (e.g., Lacey & Fall 1985; Lambert 1989; Goetz & Koeppen 1992).

The radial metallicity gradient of the Galactic disk has been measured using various tracers, including H ii regions, gaseous nebulae, star clusters, and field stars. Cepheid variables are one of the good tracers for the radial metallicity gradient as the correct distance estimates are available (e.g., Andrievsky et al. 2002; Luck et al. 2006). The latest result using Cepheids shows a negative slope of Δ[Fe/H]/ΔR = −0.062 ± 0.002 dex kpc−1 (Luck & Lambert 2011). Since Cepheids are young populations with age <200 Myr, the radial metallicity gradient that they show is regarded as the present-day gradient of the Galactic disk. The time evolution of the radial metallicity gradient can be probed by planetary nebulae and open clusters, which cover a larger range of ages than Cepheids. The studies using such tracers suggest that the radial metallicity gradient becomes slightly flatter with time (e.g., Friel et al. 2002; Chen et al. 2003, Maciel & Costa 2009), although it is somewhat unclear due to the large uncertainty in the age determination.

Similarly, studying the metallicity gradient using F, G, and K dwarf disk stars, which include stars as old as the Galactic age, is useful to obtain important insights into the early chemical evolution process in the disk. Many previous observations of such stars have suggested evidence for the thick-disk component, characterized by a more extended distribution from the disk plane, hotter kinematics, older age, lower [Fe/H], and higher [α/Fe] than the main thin-disk component (e.g., Yoshii 1982; Gilmore & Reid 1983; Schuster et al. 1993; Edvardsson et al. 1993; Wyse & Gilmore 1995; Chiba & Beers 2000; Robin et al. 2003; Soubiran et al. 2003; Bensby et al. 2003, 2005; Venn et al. 2004; Wyse et al. 2006; Reddy et al. 2006; Fuhrmann 2008; Jurić et al. 2008; Navarro et al. 2011).1 The radial metallicity gradient for this old thick disk has been measured and found to show a flat or somewhat positive metallicity gradient, whereas the young thin-disk star candidates show a negative metallicity gradient (e.g., Allende Prieto et al. 2006; Haywood 2008; Lee et al. 2011b; Carrell et al. 2012; Cheng et al. 2012). These results may imply some evolution of the radial metallicity gradient in the Galactic disk system, but more detailed properties of this time evolution, such as the systematic dependence of the radial metallicity gradient on time, are yet uncertain.

In this paper, we thus revisit this issue by investigating the time evolution of the radial metallicity gradient in the Galactic disk stars. For this purpose we use the [α/Fe] ratios of stars as the indicators of their ages, which play the role of a time clock due to different chemical contamination times between type Ia and II supernovae (Matteucci & Greggio 1986; Wyse & Gilmore 1988). Here we analyze the disk candidate stars selected from two different data sets with refined abundance calibration for [Fe/H] and [α/Fe]. We use the Sloan Digital Sky Survey (SDSS; York et al. 2000), in which the sample stars are widely distributed at vertical distances from the Galactic plane of |z| ≳ 300 pc, i.e., higher than the typical scale height of the thin disk of hz ≃ 300 pc, and the High-Accuracy Radial velocity Planetary Searcher (HARPS; Mayor et al. 2003), which provides precise spectroscopic data for nearby stars at |z| < 100 pc, i.e., lower than hz. Thus, we obtain the general properties of the Galactic disk, which are independent of observed regions and survey volumes.

We note here that for old stellar populations the metallicity gradient along their observed current radii does not reflect the original radial distribution when they formed because stars have increasing random motion with time on average because of, e.g., scattering by giant molecular clouds. Therefore, in this work we measure the metallicity gradient along the guiding center radius, Rg, of each star's orbit instead of the current radius to diminish this so-called blurring impact (Schönrich & Binney 2009a), although the "churning" effect, with which stars may still migrate because of exchanges of angular momentum with bar/spiral structures, cannot be mitigated here.

This paper is organized as follows. In Section 2, we present our selection method to assemble the disk candidate stars from the SDSS and HARPS samples and describe the method to calculate the position and orbit of each star. In Section 3, we show the properties of the radial metallicity gradient as a function of [α/Fe] for our disk samples. Subsequently, we discuss the implications of our results on the chemical and structural evolution of the Galactic disk in Section 4. Finally, our conclusions are drawn in Section 5.

2. SELECTION OF DISK STAR CANDIDATES

2.1. SDSS/SEGUE G-dwarf Sample

SDSS (York et al. 2000) has obtained u, g, r, i, and z magnitudes for many stars in the Galaxy, and the Sloan Extension for Galactic Understanding and Exploration (SEGUE; Yanny et al. 2009) is a low resolution (R ∼ 2000) spectroscopic follow-up survey of SDSS. From SDSS/SEGUE Data release 7 (DR7; Abazajian et al. 2009) we select SEGUE G-type dwarf stars as our sample with colors and magnitudes in the ranges 0.48 < (gr)0 < 0.55 and r0 < 20.2, respectively, where all magnitudes are corrected for dust extinction using the reddening maps of Schlegel et al. (1998). The magnitude range for SEGUE is 14.0 < g < 20.3, where almost all G dwarfs selected from this catalog are distributed at the vertical distance |z| > 300 pc away from the Galactic plane. For these stars, the stellar parameters such as effective temperature, Teff, surface gravity, log g, and metallicity, [Fe/H], were determined by the SEGUE Stellar Parameter Pipeline (SSPP; Lee et al. 2008a, 2008b; Allende Prieto et al. 2008; Smolinski et al. 2011). We set a surface gravity cut, log g > 4.2, to eliminate giant stars when selecting our sample. Typical external errors in these parameters are 180 K in Teff, 0.25 dex in log g, and 0.23 dex in [Fe/H] (Smolinski et al. 2011). To investigate the evolution of the radial metallicity gradient in our sample, we use [α/Fe] ratios as a substitute for stellar ages. According to Lee et al. (2011a), for stellar spectra with relatively high signal-to-noise ratios, S/N > 20, a typical external error in [α/Fe] is less than 0.1 dex. Here we adopt only stars with S/N > 30 as our sample to ensure that chemical uncertainties have no impact on our final results. However, this criterion causes a lack of more metal-poor stars in our SDSS sample at larger distances from the Sun since in a fixed color range metal-poor dwarf stars are intrinsically fainter than metal-rich ones. In Section 4.1, we discuss the influence of this sampling bias on our results.

In order to determine distances from the Sun to individual stars, we adopt the relation shown in Equations (A2), (A3), and (A7) in Ivezić et al. (2008):

Equation (1)

where

Equation (2)

Equation (3)

These formulae were obtained by using 11 star clusters observed in SDSS in the metallicity range from +0.12 to −2.50, and uncertainty of distances derived from this relation were demonstrated to be about 10% to 15% (Ivezić et al. 2008). For more distant stars, this distance error becomes more significant in the estimates of full spatial velocities. Thus, to guarantee accurate space motions, we limit our sample to stars with a distance less than 3 kpc from the Sun.

2.2. HARPS Sample

HARPS (Mayor et al. 2003) has detected extrasolar planetary systems surrounding main-sequence stars from its high-precision radial velocity measurements. On the basis of the extremely high resolution spectra (R ∼ 110,000) obtained in this program, Adibekyan et al. (2012) determined the elemental abundances of 1111 F, G, and K dwarf stars with high accuracy, i.e., typical uncertainties for both the [Fe/H] and [α/Fe] values are less than 0.03 dex. The signal-to-noise ratios range from ∼20 to ∼2000 and are higher than 200 for 55% of the sample. Accurate parallaxes and proper motions for these stars are available from the Hipparcos Catalog (van Leeuwen 2007). For each star, the trigonometric parallax, π, obtained by Hipparcos, is only reliable for the stars near the solar neighborhood; we select the stars with parallax errors, σπ, satisfying σπ/π < 0.13 as our sample.

2.3. Calculation of Space Motions and Guiding Center Radii

Once the solar position in the Galaxy (R), the circular velocity of the local standard of rest (VLSR), and the local solar motion (U, V, W) with respect to the LSR are given, we can derive each star's motion relative to the Galactic center from the information about the distance, radial velocity, and proper motion. We adopt R = 8.0 kpc, VLSR = 220 km s−1, and (U, V, W) = (11.1, 12.24, 7.25) km s−1 (Schönrich et al. 2010). We note that adopting somewhat different values for these parameters, e.g., R = 8.27 kpc, VLSR = 238 km s−1, and U = 14.0 km s−1 (Schönrich 2012), gives no particular modification to our main conclusion. Errors in calculated space motions for each star, which mainly depend on errors in the distance, radial velocity, and proper motion, are estimated from 500 Monte Carlo realizations of all related parameters. Then, typical uncertainties in estimated angular momentum perpendicular to the disk plane, Lz, are found to be generally smaller than 10% and 5% in our samples selected from SDSS and HARPS, respectively.

Next, we determine each star's orbit by assuming the likely form of the Galactic gravitational potential. We adopt the oblate potential given in Law et al. (2005), which consists of a Miyamoto–Nagai disk (Miyamoto & Nagai 1975), a Hernquist model for the bulge (Hernquist 1990), and a logarithmic potential for the dark halo. The potentials of these subcomponents (ϕdisk, ϕbulge, ϕhalo) are given by

Equation (4)

Equation (5)

Equation (6)

where we set Mdisk = 1.0 × 1011M, a = 6.5 kpc, b = 0.26 kpc, Mbulge = 3.4 × 1010M, c = 0.7 kpc, vhalo = 121 km s−1, q = 0.9, and d = 13 kpc. The circular velocity, Vcirc, derived from this potential yields ≃220 km s−1 at the solar position and is roughly constant at R > 3 kpc. For our sample stars, we calculate their pericenters, rperi, apocenters, rapo, and maximum heights from the disk plane for their orbit, Zmax. In addition, this Galactic potential is also used to derive a guiding center radius, Rg, for each star, where under an axisymmetric condition, a star satisfies

Equation (7)

that is, gravitational force is equal to centrifugal force due to rotational motion relative to the Galactic center, and the orbital radius of a star with circular orbit coincides with Rg. We regard this radius as a better proxy for the location within a gas disk at which each star originally formed than the observed current radius and expect that a star formed at Rg > R (Rg < R) has moved inward (outward) to the current location, R, in the course of its orbital motion. In the next section, we will analyze the metallicity gradients along Rg, Δ[Fe/H]/ΔRg, instead of the observed current radius R for our disk star sample. In order to infer the chemical evolution of a progenitor gas disk that has eventually turned into the current stellar disk, it is important to investigate the metallicity distribution as a function of Rg rather than R because the metallicity of each star reflects that of the original location where the star formed (Przybilla et al. 2008; Nieva & Przybilla 2012).

However, we note here that even Rg may not reflect the original birth radius of a star because each disk star may have changed its Rg through minor mergers of satellites (e.g., Quinn et al. 1993) or angular momentum exchanges with bar/spiral structures (e.g., Sellwood & Binney 2002), implying that the original metallicity gradient may already be washed out and may not be revealed by investigating current metallicity gradients along Rg. We discuss this issue in Section 5.

2.4. Selection of Disk Stars

Finally, we exclude possible halo stars from our sample using the criteria of azimuthal velocity relative to the Galactic center Vϕ > 50 km s−1, metallicity [Fe/H] ⩾ −1.2, and orbital parameters rapo < 20 kpc and Zmax < 3 kpc in order to minimize halo contamination in our sample. We adopt these criteria following the sample selection of Lee et al. (2011b) and the results of Carollo et al. (2010), who found that the halo component is dominant at Zmax > 5 kpc.

Our final sample for disk star candidates includes 17,405 SDSS and 1047 HARPS stars. Figure 1 shows the space distribution of our final sample. The HARPS stars are confined to |z| < 100 pc, whereas most of the SDSS stars reside at |z| > 300 pc and 6.5 kpc < R < 10 kpc. Figure 2 shows the [Fe/H] versus [α/Fe] diagrams for the HARPS and SDSS samples. The stars are split into two distinct abundance trends separated at [α/Fe] ∼ 0.2. These two distinct populations were also obtained in previous spectroscopic observations based on high-resolution spectra of nearby stars (Fuhrmann 1998; Bensby et al. 2003, 2005). It has been suggested that for the HARPS sample the division of the disk stars into two disk components based on the bimodal distribution of the [α/Fe] ratios is broadly consistent with the kinematical decomposition between the thick- and thin-disk components (Adibekyan et al. 2012). This may imply that the transition from the thick to thin disk mostly occurs at [α/Fe] ∼ 0.2. In this paper, we thus call disk stars with [α/Fe] higher (lower) than the ratio at this gap ([α/Fe] ∼ 0.25 in SDSS, [α/Fe] ∼ 0.2 in HARPS) as thick (thin) disk stars, which have been formed at the early (later) phase of disk formation.2

Figure 1.

Figure 1. Top and bottom panels show the spatial distributions of disk star candidates taken from the HARPS and SDSS samples, respectively. We assume that the Sun resides at (R, |z|) = (8, 0) kpc.

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Figure 2.

Figure 2. Top and bottom panels show [Fe/H] vs. [α/Fe] diagrams for the disk star candidates of the HARPS and SDSS stars, respectively.

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3. RESULTS

3.1. Metallicity Gradients in the SDSS Sample

Figure 3 shows the [Fe/H] versus Rg relation for the disk star candidates taken from our SDSS sample. In this figure, the stars are divided into two groups by the range of [α/Fe], where dotted lines show a least squares fitting to the unbinned samples. It is clear that Δ[Fe/H]/ΔRg is positive for our thick-disk stars with [α/Fe] > 0.3, compared with our thin-disk stars with [α/Fe] < 0.2. These results are in agreement with the radial metallicity distribution as a function of a mean orbital radius, Rmean, simply defined as Rmean = (Rmax + Rmin)/2, where Rmax (Rmin) is the maximum (minimum) distance projected on the disk plane from the Galactic center that a star reaches during its orbit (Nordström et al. 2004; Haywood 2008; Lee et al. 2011b; Coşkunoğlu et al. 2012; Anders et al. 2013). This implies that the progenitor gas disk, which has subsequently formed the thick (thin) disk, may have experienced more (less) efficient chemical evolution in the outer disk region than in the inner disk region.

Figure 3.

Figure 3. Top and bottom panels show radial metallicity gradients along the guiding center radii, Rg, for the SDSS thin-disk candidates with [α/Fe] < 0.2 and thick-disk candidates with [α/Fe] > 0.3, respectively. Each green filled circle represents an average of 100 stars. The dotted line in each panel is obtained by a least squares fitting to the unbinned stars. The number of sample stars is presented in each panel.

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We address the questions of whether the metallicity gradient evolves continuously from the thick- to thin-disk formation phase and what its subsequent evolution over the course of the thin-disk formation is. In order to obtain such further implications on the chemical evolution history of the Galactic disk, we divide our disk sample into finer bins in [α/Fe] and investigate the dependence of Δ[Fe/H]/ΔRg on [α/Fe]. The top left panel in Figure 4 shows Δ[Fe/H]/ΔRg as a function of [α/Fe] for all disk stars taken from our SDSS sample. In Figure 4, each bin contains stars lying in the interval of [α/Fe] ± 0.025 dex, where [α/Fe] is its horizontal value, and this interval is moved by 0.025 dex toward larger [α/Fe] in each step. As is clear, the metallicity gradient Δ[Fe/H]/ΔRg is positive at [α/Fe] ≳ 0.3, then decreases and becomes negative when [α/Fe] decreases from 0.3 to 0.2, namely, over the interval of [α/Fe] separating the two distinct stellar populations, as seen in Figure 2. This transition seems continuous, but it may be due to finite uncertainties in the [α/Fe] estimation of the SDSS sample being as large as ∼0.1 dex. Another notable point is that for our thin-disk stars the radial metallicity gradient becomes steepest at [α/Fe] ∼ 0.2 and subsequently flatter with decreasing [α/Fe] at [α/Fe] < 0.2. This implies that at the early phase after the transition from the thick- to thin-disk formation, the chemical enrichment in the inner disk region may have proceeded more efficiently than in the outer disk region, but the difference in the progression of chemical enrichment between the different radii decreases with time.

Figure 4.

Figure 4. Value of Δ[Fe/H]/ΔRg as a function of [α/Fe] for the SDSS sample. Each bin contains a sample of stars lying in the interval ±0.025 dex around any [α/Fe] as a center of the bin, which moves by 0.025 dex toward larger [α/Fe] in each step. The gradient of each bin is determined by a least squares fitting to the unbinned stars clipped in each bin. Horizontal error bars represent the interval of [α/Fe] for the clipped stars. The top left panel shows the results for the whole sample. The other panels show the results for each group divided by the distance from the Galactic disk plane, |z|. The number of sample stars is presented in each panel.

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We also investigate the dependency on |z| in the evolution of Δ[Fe/H]/ΔRg because the SDSS sample stars are widely distributed from ∼300 pc to ∼2.0 kpc away from the Galactic plane. According to Lee et al. (2011b), the kinematical properties of the SDSS disk stars depend on the distance from the Galactic plane, i.e., the rotational velocities and orbital eccentricities of the disk stars decrease and increase with increasing |z|, respectively. This motivates us to check the effect of mixing stars over different ranges of |z| on our results because we use full kinematical information to calculate Rg for each star. The top right and bottom panels in Figure 4 show Δ[Fe/H]/ΔRg as a function of [α/Fe] for our SDSS disk stars divided into three groups in the range of |z|. We find that the general properties of the Δ[Fe/H]/ΔRg versus [α/Fe] relation are similar for all panels, thereby indicating that the relation is general regardless of the difference of sampling in the vertical direction.

However, we note here that the positive Δ[Fe/H]/ΔRg at [α/Fe] ≳ 0.3 and the steepest, negative slope at [α/Fe] ∼ 0.2 may be artificial signatures caused by the contamination of stars with lower and higher [α/Fe] stars, respectively, in each [α/Fe] range because of the finite uncertainty in [α/Fe] measurements in SDSS/SEGUE. We discuss the influence of the contamination effect on our results in Section 4.2.

3.2. Metallicity Gradients in the HARPS Sample

In order to assess whether the result obtained from the SDSS sample, which is mostly distributed at |z| > 300 pc, is truly universal, we perform the same analysis for the HARPS sample, in which stars are confined within 100 pc from the Sun. Figure 5 shows Δ[Fe/H]/ΔRg as a function of [α/Fe] for our HARPS disk stars. We find that the HARPS stars show the common properties for the evolution of Δ[Fe/H]/ΔRg to the SDSS stars: the radial metallicity gradient of the Galactic disk was positive at the thick-disk formation phase, subsequently became negative during the transition from the thick- to thin-disk formation, and was then made flatter with time during the thin-disk formation phase. We conclude that these properties of Δ[Fe/H]/ΔRg are a universal trend of the Galactic disk independent of distance from the disk plane. The possible origin of these properties obtained here will be discussed in Sections 4.3 and 4.4.

Figure 5.

Figure 5. Value of Δ[Fe/H]/ΔRg as a function of [α/Fe] for the HARPS sample selected in this work.

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We note that there exist two minor differences between the SDSS and HARPS sample on the Δ[Fe/H]/ΔRg versus [α/Fe] diagram. First, the transition of the sign of Δ[Fe/H]/ΔRg for the HARPS sample appears rather discontinuous at [α/Fe] ∼ 0.18 compared to the SDSS sample. Since the uncertainty in the [α/Fe] estimation of the HARPS sample is much smaller than that of the SDSS sample, this discontinuous transition may be the case. Second, the [α/Fe] ratio at the transition of the sign of Δ[Fe/H]/ΔRg for the HARPS sample is about 0.1 dex smaller than that for the SDSS sample. This amount of difference in [α/Fe] between both samples is also seen in the [α/Fe] value of the gap in the [α/Fe] versus [Fe/H] diagram (see Figure 2). A possible reason for this difference in [α/Fe] may originate from the different calibration methods for this abundance ratio adopted in each survey. In fact, as mentioned by Venn et al. (2004, and references therein), it is likely that the different model atmospheres and atomic databases lead to a difference in the abundance ratios on the order of 0.1 to 0.2 dex.

4. DISCUSSION

4.1. The Influence of Sampling Bias on Our Results

Before we introduce the possible origin of the properties shown in Section 3, we discuss how the effects of sampling bias in our disk samples influence our results. In particular, for the SDSS sample, there are finite selection biases for stars at both large and small distances from the Sun, which may largely affect the derived radial metallicity gradients.

In the regions at large distances from the Sun, more metal-rich stars may be preferentially present in our sample selected with S/N > 30. This is because such stars are intrinsically brighter than more metal-deficient stars due to the relation between a star's luminosity and metallicity, and fainter stars are more likely to be discarded because of the adopted S/N cut. In Figure 6, to quantify this effect for our G-dwarf sample selected from SDSS/SEGUE, we show their r-band magnitudes versus S/N relation. It is found that almost all stars brighter than r0 = 16 mag meet our criterion of S/N > 30. Then, using Equation (1) combined with (gr)0 = 0.55 and [Fe/H] = −1.2 (the values obtained for the reddest and most metal-poor disk candidates, respectively, in our sample), this r-band magnitude corresponds to a distance, d, of 0.95 kpc from the Sun. Therefore, for the SDSS sample at d < 0.95 kpc, the effect of the sampling bias due to the S/N cut on our result is expected to be negligible.

Figure 6.

Figure 6. r-band magnitude vs. S/N diagram for all G-dwarf stars observed in SDSS/SEGUE. The horizontal dashed line corresponds to our criterion of S/N > 30.

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On the other hand, in the regions at small distances from the Sun, more metal-rich stars tend to be deficient in our sample since for such stars the distances corresponding to the brightest r-band magnitude, r0 ∼ 14.0, covered in SDSS/SEGUE are relatively larger than those for more metal-deficient stars. For the brightest star in our SDSS/SEGUE sample with (gr)0 = 0.48 and [Fe/H] = 0.2, we find a distance from the Sun of ∼0.8 kpc. Therefore, at d > 0.8 kpc, we expect that our sample does not significantly suffer from the sampling bias due to the finite r-band magnitude range.

Following this discussion, we investigate the dependence of the radial metallicity gradient on [α/Fe] for the SDSS/SEGUE disk stars in the distance range of 0.8 kpc <d < 0.95 kpc, where stars with both high and low metallicities are well selected in our disk sample, and we show the result in Figure 7. It is clear that the result for this distance range of stars is basically the same as that without distance limits.

Figure 7.

Figure 7. Value of Δ[Fe/H]/ΔRg as a function of [α/Fe] for the SDSS sample stars in the distance range of 0.8 kpc <d < 0.95 kpc (red), where the effect of the sampling biases on the result is expected to be negligible, and for those stars without distance limits (blue).

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We note here that there may exist a further sampling bias in SDSS/SEGUE because of the dependence of the selection function on r-band magnitudes (e.g., Bovy et al. 2012), but its effect would play a secondary role in our results compared to the major sampling biases due to the S/N cut and observed r-band magnitude range. We thus conclude that the general properties of the radial metallicity gradient as a function of [α/Fe] are not affected by selection effects in SDSS/SEGUE. As for HARPS, since the sample stars are located much closer to the Sun than for SDSS/SEGUE and no kinematical selection is made for our sampling, we expect that selection effects are minor.

4.2. On the Contamination Effects in This Study

As mentioned in Section 3.1, the positive metallicity gradient obtained for the disk stars with [α/Fe] higher than the value of the gap in [α/Fe] versus [Fe/H] diagram may be caused by some contamination from stars with intrinsically lower [α/Fe] due to the uncertainty of [α/Fe] measurements. For instance, the contamination of a faster-rotating (thus larger Rg) population with low [α/Fe], which preferentially occurs at relatively high metallicities, can steepen the positive metallicity gradient. So we need to assess carefully whether or not the positive gradient obtained in this study is an intrinsic property in the Galactic disk. For HARPS stars, this contamination effect is expected to be minor because the uncertainty in [α/Fe] of 0.03 dex is smaller than the range covered by each bin in our Figure 5. However, for SDSS stars, the contamination effect would not be negligible because of the larger uncertainty in [α/Fe] measurements than in HARPS. We examine it by selecting more accurate data of S/N > 50 for SDSS disk stars, in which the uncertainty in [α/Fe] is confined to σ < 0.07 dex (Lee et al. 2011a). We have confirmed from this more accurate sample that high [α/Fe] stars having [α/Fe] > 0.32 (i.e., at least 1σ higher than the value of [α/Fe] = 0.25 dex corresponding to the observed gap in the [α/Fe] versus [Fe/H] distribution) indeed show a positive metallicity gradient. Thus, we conclude that our result of the positive metallicity gradient for high [α/Fe] stars is not a contamination effect by [α/Fe] values.

At the intermediate [α/Fe] ratios near the gap in the [α/Fe] versus [Fe/H] diagram, the contaminations of higher and lower [α/Fe] populations, which show positive and negative radial metallicity gradients, respectively, are maximal. However, the observed metallicity gradient is expected to show not a steepening but flattening slope by such a contamination effect since in this case the contamination included in a given population weakens the amplitude of the slope in its intrinsic metallicity gradient. Thus, we believe that this contamination effect on the steepening slope with decreasing [α/Fe], which occurs at a slightly lower [α/Fe] than the value of the gap in the [α/Fe] versus [Fe/H] diagram, is also minor.

However, we need to note the possibility of another contamination of disk populations with different age in a fixed [α/Fe] slice since the isochrone lines in the [α/Fe] versus [Fe/H] diagram are likely inclined. Particularly, such a contamination may affect the radial metallicity gradient at lower [α/Fe] ratios than the gap in the [α/Fe] versus [Fe/H] diagram, where old metal-rich (young metal-poor) disk stars, which formed in the inner (outer) disk region, may be significantly mixed (see Figure 5 in Schönrich & Binney 2009b). To what extent this mixture of different populations actually occurs in the concerned [α/Fe] range depends on the assumptions and predictions of chemical evolution models. This issue is thus to be addressed and examined in chemodynamical models to reproduce the observed metallicity gradients and their dependence on [α/Fe].

It is worth noting that as discussed below, trends similar to those in Figures 4 and 5 are seen in the age dependence of radial metallicity gradients measured in Casagrande et al. (2011), thereby implying that the properties of the metallicity gradients obtained here are general. In the following sections, we discuss the possible origin of these metallicity gradients in the context of the disk evolution.

4.3. The Origin of the Positive Δ[Fe/H]/ΔRg in the Thick Disk

Is the presence of the positive Δ[Fe/H]/ΔRg in a protogalactic gas disk realistic in the context of disk galaxy formation and evolution? This appears to be actually observed in gas-rich, young galaxies at high redshifts. Cresci et al. (2010) investigated the metallicity distribution of three rotationally supported star formation galaxies at redshifts of ∼3 by examining the flux ratio between several rest-frame optical emission lines observed with Very Large Telescope (VLT)/SINFONI. They found that these galaxies show a positive radial gradient in their gaseous metallicity and suggested that central gas in these galaxies may have been diluted by the infall of primordial gas, as expected by "cold-flow" galaxy formation models (e.g., Kereš et al. 2005; Dekel & Birnboim 2006; Kereš et al. 2009). More recently, Troncoso et al. (2014) reported further evidence of positive radial metallicity gradients in star-forming galaxies at redshifts of ∼3.4 using VLT/SINFONI.

Such a gas disk with a positive metallicity gradient is actually achieved in some analytical chemical evolution models (e.g., Chiappini et al. 2001; Spitoni & Matteucci 2011; Mott et al. 2013): these models consider two infall episodes representing rapid and slow infalls of primordial gas, which might form the thick disk and thin disk, respectively, whereas, recently, Minchev et al. (2013) suggested that the Galactic chemodynamical evolution model adopting only one infall episode can reproduce several observational results for the thick disk. It is worth noting that in these models, for the first a few gigayears, the efficiency of chemical enrichment in the inner disk region is low because of the infall of a large amount of primordial gas, thereby resulting in the positive radial metallicity gradient of a gas disk. At a later epoch such rapid gas inflow ceases, and the metallicity gradient becomes negative, as obtained for the thin disk in our Figures 4 and 5 (see Figure 11 of Chiappini et al. 2001). Since most of the thick-disk stars are old and α enhanced, they are thought to have been rapidly formed during the first a few gigayears at redshifts of 2–3, which may correspond to the galaxies observed by Cresci et al. (2010) and Troncoso et al. (2014). On the other hand, the observed ranges of age and metallicity of the thin-disk stars suggest that after the formation of the thick disk, the thin disk has gradually formed over an extended period of more than 6 Gyr. Therefore, the positive and negative Δ[Fe/H]/ΔRg in the thick and thin disks, respectively, can be understood from the existing theoretical models.

We note that the positive Δ[Fe/H]/ΔRg of the thick-disk stars can yield their positive ΔVϕ/Δ[Fe/H], which implies that more metal-poor stars have slower azimuthal velocities relative to the Galactic center (e.g., Spagna et al. 2010; Lee et al. 2011b; Kordopatis et al. 2011; Adibekyan et al. 2013). This is understood on the basis of the angular momentum conservation law, Lz = RVϕ = const: for an axisymmetric system a star moving inward (outward) subsequently increases (decreases) Vϕ, so that for a stellar disk system formed from a gas disk with Δ[Fe/H]/ΔRg > 0, a star having moved from the inner region has lower [Fe/H] and smaller Vϕ, thereby giving the positive ΔVϕ/Δ[Fe/H]. According to Curir et al. (2012), their N-body simulation of a disk system, which takes into account radial migration effects on stars, can reproduce the positive ΔVϕ/Δ[Fe/H] of thick-disk stars if a positive radial metallicity gradient (as obtained in Spitoni & Matteucci 2011) is adopted as an initial state of the disk. Thus, a rapid infall of primordial gas in the central disk region at an early epoch of the Galactic disk formation may be the origin of the positive radial metallicity gradient in the thick disk.

4.4. On the Evolution of Δ[Fe/H]/ΔRg in the Thin-disk Population

As presented in Section 3, the young thin-disk population (at [α/Fe] < 0.2 for SDSS and [α/Fe] < 0.1 for HARPS) shows a flatter Δ[Fe/H]/ΔRg than the old thin-disk one. This agrees with the results obtained using the Galactic open clusters and planetary nebulae (e.g., Friel et al. 2002; Maciel & Costa 2009). This evolution of Δ[Fe/H]/ΔRg may imply an inside-out process of the disk formation through the gas infall history with a shorter timescale in the inner disk region than the outer one. Indeed, some chemical evolution models taking into account such gas infall history yield the decrease of the radial metallicity gradient with time (Mollá et al. 1997; Portinari & Chiosi 1999; Hou et al. 2000). However, the models considering two infall episodes show the opposite result: their radial metallicity gradients become steeper with time. Therefore, such models showing a positive metallicity gradient at an early epoch fail to reproduce our results for the young thin-disk population.

The inside-out process in the disk formation is also achieved by the radial flow in a gas disk due to, e.g., a viscous accretion process (Silk & Norman 1981). Namely, for a rotationally supported gas disk, the transportation of angular momentum occurs between neighboring radii because of gravitational viscosity, and subsequently, materials in inner regions move inward and those in outer regions move outward. As a result, more chemically enriched gas in inner regions spreads outward and Δ[Fe/H]/ΔRg gets flatter with time (e.g., Sommer-Larsen & Yoshii 1989, 1990). The chemical evolution models in Thon & Meusinger (1998) including such a viscous accretion process show flatter Δ[Fe/H]/ΔRg at a later epoch, although they never show a positive radial metallicity gradient. The latter result may be due to the assumption of a one-infall episode of primordial gas in their model, which does not properly take into account the formation process of the thick disk at an early epoch. Thus, further theoretical studies of chemical evolution in a galactic disk, in particular taking into account two-infall episodes in a viscous accretion disk, are needed to understand the properties of Δ[Fe/H]/ΔRg obtained in this paper.

4.5. Comparing Our Results with Recent Works

We discuss similar recent studies of a radial metallicity gradient in Galactic disk stars and compare them with our results. Boeche et al. (2013) studied the dependence of Δ[Fe/H]/ΔRg on Zmax for the disk stars taken from the fourth data release of RAVE (Kordopatis et al. 2013) and the Geneva–Copenhagen Survey (GCS; Nordström et al. 2004). Their results are mostly in agreement with ours: the radial metallicity gradients for their samples are negative at Zmax < 0.5 kpc, which may be dominated by the thin-disk stars, and become flatter and positive at Zmax > 0.5 kpc, which may correspond to the dominance of the thick disk. However, their disk stars show no further evolution in Δ[Fe/H]/ΔRg of the thin-disk component, as we discussed in the previous section, and a somewhat flat radial metallicity gradient even at high Zmax, where the thick-disk population dominates. These differences from our results may be due to the use of Zmax instead of [α/Fe], where the latter is more correlated with stellar age.

Casagrande et al. (2011) determined age for each of the GCS disk stars using a reliable effective temperature estimated from the infrared flux method and investigated the radial metallicity gradient as a function of age. Their results are remarkably consistent with ours (see their Figure 18), although they provided no further discussion on the properties of a radial metallicity gradient for the young thin-disk population showing a signature of a flatter gradient with younger age. Comparing their results with ours, [α/Fe] ∼ 0.2, at which the radial metallicity gradient changes its sign, corresponds to an age of ∼8 Gyr, whereas [α/Fe] < 0.1, at which the gradient is flatter with decreasing [α/Fe], is seen for the young thin-disk population with an age of <4 Gyr. This relation between age and [α/Fe] should be confirmed together with the evolution of the radial metallicity gradient in chemical evolution models.

5. SUMMARY AND CONCLUSIONS

We have investigated the radial metallicity gradient of the Galactic stellar disk to constrain its chemical and structural evolution. For this purpose, we have analyzed the disk candidate stars taken from SDSS, in which the sample stars are distributed mostly at |z| > 300 pc, i.e., higher than the typical scale height of the thin disk, and HARPS, which provides precise spectroscopic data for nearby stars at |z| < 100 pc. Thus, our results based on these sample stars are not strongly biased in their vertical distribution. To infer the original metallicity distribution along the gas disk from which the stars formed and its time evolution, we have made use of the guiding center radii, Rg, of the stellar orbits to estimate the metallicity gradient, Δ[Fe/H]/ΔRg, and the dependence of Δ[Fe/H]/ΔRg on the [α/Fe] ratios of the stars. In both sample sources, the thick-disk candidate stars characterized by high [α/Fe] ratios ([α/Fe] > 0.3 in SDSS, [α/Fe] > 0.2 in HARPS) have been found to show a positive Δ[Fe/H]/ΔRg, regardless of the distance from the disk plane, whereas the thin-disk candidate stars characterized by lower [α/Fe] ratios show a negative slope. Furthermore, we have found that the relatively young thin-disk population characterized by much lower [α/Fe] ratios ([α/Fe] < 0.2 in SDSS, [α/Fe] < 0.1 in HARPS) notably shows a flattening metallicity gradient with decreasing [α/Fe], in contrast to the old one with higher [α/Fe] ([α/Fe] ∼ 0.2 in SDSS, [α/Fe] ∼ 0.1 in HARPS). Comparing the evolution of the radial metallicity gradient with that obtained by existing chemical evolution models suggests the existence of rapid primordial gas infall on the central disk region at an early disk formation epoch and a subsequent inside-out star formation and chemical enrichment processes.

In this work, we assume that the guiding center radius of each star is mostly conserved and regarded as the indicator of its birth radius. However, dynamical events such as minor mergers of satellites or gravitational interactions between each star and bar/spiral structures can provide the systematic change for Rg of each star. This implies that the current Δ[Fe/H]/ΔRg reflects not only the chemical evolution as discussed above but also the dynamical evolution relating to merging history or bar/spiral instability in the disk. Unfortunately, how these dynamical events influence current radial metallicity gradients for the Galactic disk is still unclear. In fact, some numerical simulations suggest that such dynamical evolutions can wash out initial radial metallicity gradients of old stellar populations (Loebman et al. 2011), whereas other work shows opposite results (Curir et al. 2014). Our finding of a finite metallicity gradient in old stellar populations suggests that any dynamical mechanisms for mixing effects are not strong enough to completely wash out an initial gradient. We thus believe that the evolution of the radial metallicity gradient of the Galactic disk as derived here can be used as an effective tool to constrain the chemodynamical evolution of the Galactic disk by combining it with chemical evolution models taking into account the dynamical evolution such as in Schönrich & Binney (2009a) and Minchev et al. (2013). This will be the next step in our study.

We are grateful to the referee for constructive comments which have helped us improve our paper substantially. This work has been supported in part by a Grant-in-Aid for Scientific Research (20340039, 18072001) of the Ministry of Education, Culture, Sports, Science and Technology in Japan and by JSPS Core-to-Core Program "International Research Network for Dark Energy."

Footnotes

  • The question of whether these disks are physically separate components is discussed in the literature; Schönrich & Binney (2009a), Loebman et al. (2011), and Bovy et al. (2012) showed that the observational findings provide no evidence for a separate thick disk in contrast to a continuous secular evolution.

  • It may be more appropriate to define such high (low) α disk stars as early (younger) disk populations rather than thick (thin) disk ones since several recent studies, such as Bovy et al. (2012), reported no evidence of such distinct two-disk populations.

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10.1088/0004-637X/788/1/89